Biomedical science students’ perception of the use of role-play in learning stress and anger management skills

Submitted: 2 July 2023
Accepted: 17 November 2023
Published online: 2 April, TAPS 2024, 9(2), 51-59
https://doi.org/10.29060/TAPS.2024-9-2/OA3078

Soi Moi Chye1, Rhun Yian Koh1 & Pathiyil Ravi Shankar2

1Department of Applied Biomedical Science and Biotechnology, School of Health Science, International Medical University, Kuala Lumpur, Malaysia; 2IMU Centre for Education, International Medical University, Kuala Lumpur, Malaysia

Abstract

Introduction: People skills play a crucial role in the professional development of Biomedical Scientists. A laboratory management and professional practice module was offered as part of the people skills development for Biomedical Science first-year students.  This study aims to describe the use of role-play to teach stress and anger management skills to Biomedical Science students and reports on students’ opinions of role-play as a teaching-learning method.

Methods: Students were divided into groups with 10 or 11 students per group. Each group of students presented a role-play for 15 to 20 min. This was followed by reflections by the group, feedback from other groups, and the facilitators. At the end of the session, student feedback was taken by a questionnaire using both closed (using a 5‑point Likert scale) and open‑ended questions. Statistical evaluation of the collected data was carried out using SPSS version 28 for Windows.

Results: A total of 96 students from the 2021 and 2022 cohorts participated in the role-plays. The survey was completed by 48 students from the 2021 intake and 33 students from the 2022 intake. The overall response rate was 84.37%. Respondents perceived role-play to be enjoyable, useful, and helpful for developing stress and anger management skills. They wanted role-play to be used as a teaching-learning method in the future.

Conclusions: Role-play can be effective to teach stress and anger management skills to undergraduate Biomedical Science first-year students.

Keywords:           Role-Plays, Stress and Anger Management Skills, Biomedical Science, Professional, Questionnaire, Feedback; Undergraduate

Practice Highlights

  • Respondents perceived role-play to be enjoyable, useful, and helpful for developing stress and anger management skills.
  • Role-play can be effective to teach stress and anger management skills to undergraduate Biomedical Science first-year students.
  • Role-play was recommended to be used as a teaching-learning method in the future.

I. INTRODUCTION

People skills are the ability to communicate effectively with others, build relationships, and work collaboratively. People skills include active listening, empathy, conflict resolution, and teamwork. Anger and stress can impact people skills, especially interpersonal communication (Strumska-Cylwik, 2014). It is important to note that people who are easily angered and stressed often come from families that are disruptive, chaotic, and not skilled at emotional communication. Uncontrolled anger and stress can negatively affect physical health and emotional well-being and can lead to problems at work, in personal relationships, and in the overall quality of life (Armstrong, 2012). There is an important link between anger, stress, interpersonal skills, and emotional intelligence (Schutte et al., 2001). Bennett et al. (2016) reported that soft skills (people skills) are more critical for future employment than technical skills, and their enhancement has a lifelong impact. These skills are particularly important for health professionals due to the close relationship between them and their patients.

Health professionals are required to possess a technical background, which includes reasoning and critical judgment, as well as competency in communications, conflict resolution, negotiation, and decision-making (Morrell et al., 2020). A study among undergraduate medical students found a decline in students’ people skills, and a more technical approach replaced a more spontaneous and humane approach (Wahlqvist et al., 2005). Ahmad et al. (2014) concluded that most engineering students possess technical skills but lack people skills. One of the reasons is that teachers lack comprehensive knowledge and experience in teaching soft (people) skills to students (Ahmad et al., 2014). Ministry of Higher Education Malaysia (2005) states that the development of soft (people) skills requires a student-centred approach. Similarly, Mohd-Amin and Mohd-Nor (2010) and Morris (2009) suggest that teachers should be more creative when devising teaching and learning strategies so that students’ people skills can be more effectively organised and developed. Curriculum quality and teachers have an impact on students’ listening, responding, questioning, and formulating abilities (Morris, 2009). These skills acquired by an individual assist them in optimising their performance and include communication skills, teamwork, leadership skills, problem-solving skills, critical thinking skills, time management, and emotional intelligence (Siu et al., 2021). Teachers are therefore vital to implementing people skills relevant to the courses they teach. At our university student evaluations of laboratory management and professional practice module indicated they were not satisfied with the teaching of these skills through lectures. Students indicated that the lectures were boring, not effective, and the content was already known. Thus, we used a different method of role-play to teach stress and anger management skills. 

Role-play is defined as an approach to learning in which learners act out roles in case scenarios to provide targeted practice and feedback for the development of skill and competency (Nair, 2019). As a result, they gain a first-hand experience of human interactions and a better understanding of appropriate behavioural approaches to situations like those in real life. This approach emphasizes the learner’s need to know, self-direction, and varied experiences, contributing to the adoption of a problem-centred approach (Shankar et al., 2012). According to Harries and Raban (2012), role-play is a useful technique for engaging students in the learning process and environment. Through role-play, students can communicate and experience different situations and contexts, which can be used by teachers to develop students’ problem-solving, critical thinking, and creative skills. Furthermore, role-play allows students to experience a variety of different domains: cognitive, emotional, physical, and literacy domain (Beard et al., 1995). Additionally, role-play has been proven to be an effective method of developing skills such as active listening, problem-solving, empathy, teamwork, knowledge acquisition, and effective communication in various fields of training (Beard et al., 1995; Harden & Gleeson, 1975; Kim, 2018). Apart from this, role-play is an effective teaching strategy for health science students and is used by medical students to practice communication skills effectively and promote empathy and a more patient-centred approach to care (Ong et al., 2022). Based on the findings of Rønning and Bjørkly (2019), role-play in health sciences education enhances students’ therapeutic and communicative skills and facilitates personal and professional growth as it increases students’ ability to learn what it is like to be in others’ shoes and, through that experience, develop empathy and reflection. Role-play can be an effective tool for developing stress and anger management skills. It allows individuals to practice new behaviours and techniques in a safe and supportive environment, which can help to build confidence and improve overall well-being (Snowden & Rebar, 2018; Sutton, 2022).

The International Medical University (IMU), Bachelor of Science (Hons) in Biomedical Science programme is designed to produce work-ready graduates who are well-equipped with knowledge and are competent in practical, as well as people skills. The curriculum of the programme includes research-based teaching and problem-based learning, and students learn from experienced faculty. In addition to didactic large group teaching sessions (plenaries), the programme is also delivered through small group teaching sessions, such as problem-based learning, workshops, computer-aided learning, tutorials, seminars, presentations, etc. The learning outcomes of stress and anger management sessions are the definition of anger and stress; anger and stress management skills; contributing factors to stress and anger; and approaches to managing stress and anger engagement. The present study was conducted to explore the participants’ perception of the usefulness, understanding, enjoyment, and feedback of using role-play as a teaching-learning method for developing stress and anger management skills.

II. METHODS

Stress and anger management skills are a component of the laboratory management and professional practice module. This module is compulsory for first-year Biomedical Science students. Role-play was chosen to deliver stress and anger management skills because previous students were not satisfied with lectures as the teaching-learning method. Role play serves as a method of experiential learning in which learners assume various roles and engage in interactive experiences in diverse learning environments. The theory of experiential learning underscores the significance of acquiring knowledge through hands-on experience and subsequent reflection, constituting fundamental components of contemporary approaches to adult education (Nestel & Tierney, 2007).

The procedures for the role-play were based on Shankar et al. (2012) article. Shankar et al. had used role-plays to explore issues related to the health humanities among medical students. Here it was used to explore stress and anger management skills among biomedical science students. Table 1 shows the sequence of activities during the sessions. The addition of a guide or facilitator is necessary to maximize the benefits derived from role-plays (Cobo et al., 2011). The facilitators provide guidance to the learners before and after the sessions (Nakamura et al., 2011). First, the faculty explained how to prepare the role-play and gave an example of good quality and poor-quality role-play. Additionally, stress and anger management YouTube videos were also uploaded to the e-Learning portal for reference. Then, students were divided into groups with 10 or 11 students per group. During the third step, students could select the scenarios provided or create their own scenarios. Nevertheless, students were required to consult with faculty members regarding the role-play to address major learning issues. Having determined the topics, students began writing scripts and practicing the role play. Each group of students performed a role-play for 15 to 20 min and a presentation on contributing factors for stress and anger and the correct and incorrect approaches to handling stress and anger based on the scenario for 5 min. Finally, faculty members provided feedback to the students for further improvement. 

Activities

Duration

1.       A briefing on the role-play preparation procedures as well as YouTube videos on stress and anger management were uploaded to the e-Learning portal.

1 hour

2.       Students were divided into groups with 10 or 11 students per group.

10 minutes

3.       Selection and determination of topics, script preparation, and role-play practice.

3 weeks

4.       Role-play performance, 15-20 minutes per group. Presentation of the contributing factors and correct and incorrect approaches to handling stress and anger, 5 minutes per group.

3 – 4 hours

5.       Faculty members provided feedback to the students for further improvement. 

30 minutes

Table 1. An overview of the activities and duration of different components of the role-play session

A total of 96 students from the 2021 and 2022 cohorts participated in the role-plays. The sample size calculation is shown below.

The calculator.net (www.calculator.net) sample size calculator was used. The confidence level was 95%, and the margin of error was set at 5%, assuming a population % of 50% and a population size of 96. The recommended sample size using these parameters was 77.

The questionnaire used to obtain student feedback is based on that used by Shankar et al. (2012) with some modifications as shown in Appendix I. In that study, original role-play questionnaires were used by students from the third, fifth, and sixth semesters of the Medical Humanities module. Thus, some of the questions, such as “Have you been exposed to the use of role-plays for educational objectives before?” “Are you aware of the use of role-plays in medical education elsewhere?” were removed. The rest of the questions are similar. Feedback was obtained from the Biomedical Sciences programme first-year students. The questionnaires contained both close-ended (using a 5-point Likert scale) and open questions. The survey was conducted after the students completed the role-play from 18 to 22 October 2022. Participants were informed about the study’s objectives before participating, and they were required to provide written informed consent.

Data were analysed using MS Excel and SPSS version 28. The distribution of the scores for enjoyment, understanding, and usefulness were compared using the one-sample Kolmogorov-Smirnov test (p<0.05). The distributions were not normal and hence median and interquartile range were used as measures of central tendency and variation. The median (interquartile range) scores among the two cohorts and among males and females were compared using the independent samples median test (p<0.05). Each open comment was analysed systematically in an iterative manner by creating a thematic coding structure. As new themes emerged, the coding structure was revised, and the previous comments were reread for consistency. Moreover, the comparison of the difference between cohorts and gender for the perception of enjoyment, understanding, and usefulness was conducted because role-plays for cohort 2021 were conducted online due to Malaysia’s movement control order during the COVID-19 pandemic. However, the cohort 2022 role-plays were conducted physically. Studying gender differences in the perception of different educational interventions may be important because behaviours, styles of social interaction, academic motivations, and choices may be different across genders, and it helps identify disparities and promote equity and inclusivity in the classroom. It allows educators to address any biases or barriers that may hinder students’ educational opportunities and success (Myaskovsky et al., 2005).

III. RESULTS

A total of 96 students from 2021 (56) and 2022 cohorts (40) participated in the role-plays. A total of 81 students (overall response rate of 84.1%) participated in the survey. Our results show forty-eight students were from the 2021 cohort and the cohort response rate was 85.7%, Thirty-three students were from the 2022 cohort and the cohort response rate was 82.5%. The percentage of males was 22.22% and females were 77.78%.  According to Figure 1, 65% of students prefer role-play to teach stress and anger management skills, followed by small group discussions (15%), case-based learning (13.3%), and lectures (6.7%). This is based on question 8 of the questionnaire. Figure 2 illustrates the skills students learned during role-play. Communication skills were mentioned by 62.3% of the respondents, followed by teamwork (16.9%), stress and anger management (12.9%), and problem-solving skills (7.8%). This is based on question 4 of the questionnaire. The data that supports the study is available at https://doi.org/10.6084/m9.figshare.23607033.v1.

Figure 1. Instructional methods preferred by students to learn stress and anger management skills

Figure 2. Skills students learned through role-plays

Sixty-six students (90.4%) mentioned role-plays can be used for future topics/modules while 7 students (9.6%) were not in favor (based on question 9 of the questionnaire).

The perceptions of students about the use of role-play in anger and stress management were measured on a scale of 1 to 5 with 1 being the least and 5 being the highest. Table 2 shows the median and interquartile range of the scores for enjoyment, understanding, and usefulness among the two cohorts and among male and female students. There was no statistically significant difference in the scores between the two cohorts and between male and female students.

Items

Categories

Median (IQR)

p-value

Enjoyment

BM121

4.00 (1)

0.948

BM122

4.00 (2)

Female

4.00 (1)

0.717

Male

4.00 (1)

Understanding

BM121

4.00 (0)

0.197

BM122

4.00 (1)

Female

4.00 (1)

0.404

Male

4.00 (0)

Usefulness

BM121

4.00 (1)

0.954

BM122

4.00 (1)

Female

4.00 (1)

0.132

Male

4.00 (0)

Table 2. Summary of survey results of enjoyment, understanding, and usefulness scores among the two cohorts and among male and female students

Theme

Quotes

Knowledge and understanding

“By implementing the solutions for anger and stress management to our role-play, we are able to understand its importance and apply it to our daily lives.”

“Help students to understand a particular stressful situation by assigning the students to act out, involving in script and coming up with an outcome. Hence, they see the whole picture clearly and more related to it.”

“Yes, it covers different aspects including family, peers, and colleagues. So, student get to understand different circumstances.”

Usefulness

“Yes, all the scenarios showed stress and anger in different possible situations we may encounter.”

“Role-play allows us to experience and understand the emotions involved in related scenarios and better prepare us for the future.”

Enjoyable

“Role play should be considered more than lectures because it is more effective, and students prefer enjoyable way of studying.”

“Can relate more by looking at real life acting on situation, more fun and engaging.”

“It’s livelier and fun, making it easier to learn.”

Communication

“It helps us to know that communication skills are important, which certainly helps to clear doubt and can release some stress.”

“Communication skills when preparing the role play and presentation skills when acting.”

“The communication skill is the soft skill I have learnt from this role-play. It is because our group had several discussions and rehearsals before the role-play. During these times, I need to express my view clearly and fluently, especially the creative ideas and critics. I have learnt how to negotiate with others’ opinions too.”

Teamwork

“I think because of our teamwork we were able to overcome the difficulties we might have had in the beginning.”

“It makes me understand the topic more and helps me be more collaborative with my peers.”

Table 3. Perception of students regarding the role plays

Regarding students’ perceptions of the appropriateness of the scenarios covered during the role-play the role-play most students answered yes, while only one student answered no. Students stated, “All the scenarios showed stress and anger in different possible situations we may encounter.” “It covers different aspects including family, peers, and colleagues. So, students get to understand different circumstances.” “Because they were those that will occur one way or another in real life be it in a work setting or a school setting. These scenarios were a stepping stone towards the real world and all the possibilities it has to offer.” From the feedback, we concluded that the reasons for the appropriateness of the scenarios covered during the role-play included they were able to see how to manage stress and anger in different situations.

Moreover, 90.4% of the students responded that role-play should be used in future topics/modules. Suggestions for improving the use of role-plays during future sessions were the stage to perform the role-play is too small, and the background is not appropriate. Comments also include improving briefing, marking rubrics, feedback, and expectations for students further. Each group can have a lesser number of participants making fair and equal work distribution, and more real-life case scenarios can be provided.  

IV. DISCUSSION

This study explores the contribution of role-play in teaching stress and anger management skills. Results showed that students perceived role-play to be enjoyable, useful, and helpful for developing stress and anger management skills. According to Harries and Raban (2012), role-play engages many brain regions including language, emotion, cognition, and motor functions. It, therefore, stimulates participants’ cognitive and affective engagement while they have fun. In line with this finding, our students found role-play to be a fun, enjoyable, effective, useful, easy, engaging, interactive, and interesting method for learning stress and anger management skills. Eggen and Kauchak (2006) mentioned that the use of a specific teaching & learning method helps encourage students to apply soft skills and further enhance additional skills possessed by students. In agreement with this study, our results showed that role-play provided students with an opportunity to develop communication skills, teamwork skills, and problem-solving abilities. It has been proven by Beard et al. (1995), that role-play allows children to communicate and experience different situations and contexts which teachers can use to develop students’ problem-solving, critical thinking, and creativity skills.  

Several studies have demonstrated that providing feedback to students can improve their learning outcomes while providing feedback from teachers can improve their performance in the classroom (Dinkmeyer & Losoncy, 1980; Schutz & Weinstein, 1990). Structured feedback helped students to reflect on both what had taken place in each role-play as well as the value of role-play after participating in the session. This is true for first-year students who previously had no exposure to professional practice and are therefore dependent on feedback and guidance. Further, our experience with role-play is open to improvement in subsequent courses. Based on the feedback, students commented that the marking rubric for role-play can be further improved. A study suggested that the assessment of student role-play learning outcomes could be improved using validated rubrics and published examples (Carlin et al., 2011). Considering this, we will revise our marking rubric in accordance with published examples for the following cohort. According to feedback from the 2021 students, role-play should be conducted physically, while feedback from the 2022 students indicated that the performance stage was too small, and the background and props could be improved. It is important to note that there are differences in feedback from both cohorts because of the COVID-19 pandemic. The role-play for the 2021 cohort was conducted online, whereas the role-play for 2022 was conducted face-to-face. There were no differences in the median scores between males and females and between the two cohorts. With the reduction in the COVID-19 pandemic, the university is slowly moving toward face-to-face teaching-learning. For subsequent cohorts, role-plays will be conducted physically.  

Next, it would be beneficial to improve briefings, feedback, and expectations for students. We provided feedback and expectations for students during the module coordinator briefing and uploaded the briefing recorded video to the e-Learning portal and provided feedback to students after the role-play. This can improve further for subsequent cohorts because Al-Hattami (2019) suggests that feedback is constructive if it provides students with clear expectations about their performance, encourages students to increase their efforts, and describes their future learning goals. Feedback should be provided to all students consistently, fairly, and immediately after they have completed the task to enhance their learning (Hattie & Timperley, 2007). Constructive feedback has a significant impact on a student’s learning (Lipnevich & Smith, 2009). Thus, we will provide more effective feedback to the next cohort of students. The other comment is the request for smaller group sizes, making fair and equal work distribution. The current grouping of students is 10-11 students per group. Therefore, it is possible that the distribution of work among students is not equal. For the next cohort, the grouping should be decreased to 5-6 students per group. 

The Division of Laboratory Systems of the Centres for Disease Control and Prevention (Division of Laboratory Systems, 2018) and the American Society for Clinical Pathology (ASCP) (American Society for Clinical Pathology, n.d.) have developed guidelines regarding the required competencies for laboratory personnel. Among the different competencies, communication skills, leadership and education of other laboratory personnel, other healthcare professionals and consumers are mentioned. A study showed that stress and anger management skills play an important role in interpersonal communication (Strumska-Cylwik, 2014). According to Prabhu et al. (2016), anger is often a maladaptive reaction to the stress of coping in a stressful environment, which may lead to an increase in conflict and discomfort. A wide range of problems have been linked to anger, including alcohol and substance abuse, emotional of insecurity, and even self-harm. Many students have anger episodes that last for approximately a day, and a significant majority found it difficult to concentrate on academic work and maintain healthy relationships during these episodes (Dollar et al., 2018). In accordance with Safari et al. (2014), training in anger management, stress management, and interpersonal communication skills can significantly improve the emotional intelligence of students. Managing anger and stress effectively can have a significant impact on mental health, academic performance, interpersonal relationships, and overall well-being. Thus, if Biomedical Science students are well-equipped with these techniques, they will be able to better engage with the learning process, improve problem-solving abilities, promote healthy coping mechanisms, cultivate positive interpersonal relationships, maintain physical and mental health, improve academic performance, be able to address physical abuse, criminal behaviour, difficulty concentrating, sleep disturbances, and ensure long-term success.  

There were also limitations to this study. First, the participants are new first-year, semester 1 students. This is their first-time doing role-play, and they do not have any prior experience in this regard.  Thus, educational effectiveness could only be determined indirectly. Students’ stress and anger management skills were not measured before or after the role-play, and much of the evidence for its effectiveness is based on anecdotal evidence. Second, in general, role-play alone probably contributes along with other factors to stress management and anger management skills development. Therefore, it is difficult to evaluate the effects of a single educational method. Additionally, it is important to recognize that students learn in different ways. Third, there may have been a certain amount of response bias, as the student is familiar with the researcher and may have subconsciously or consciously given the response that he or she thinks the researcher expects to hear. This study analysed only quantitative data from a structured questionnaire. Although a few open-ended questions were incorporated to analyse students’ perceptions, they were not explored in depth. Moreover, this study was conducted using a modification of an existing questionnaire. No validation was carried out. Future studies should involve more role-plays and participants to clarify the effects of the role-play and examine the long-term effects of repeated role-play.

V. CONCLUSION

Most students found role-play to be enjoyable, useful, and helpful for understanding stress and anger management skills, regardless of their cohort or gender. By using role-play, students gain a better understanding of the objectives and factors contributing to stress and anger and the development of management skills because role-play provides students with an experiential learning opportunity. Students actively engage in simulated situations, allowing them to better grasp the complexities of these emotions. During role-play, students must think critically and make decisions based on the roles they’re portraying. They must analyse situations, identify triggers, and consider appropriate management strategies, promoting higher-order thinking skills. Dealing with stress and anger often involves problem-solving. Role-play challenges students to find effective solutions to conflicts and challenges that arise within the scenarios, encouraging them to develop creative problem-solving skills. After the role-play, students can receive feedback from peers or instructors. This feedback helps them understand the effectiveness of their chosen strategies and encourages reflective thinking about their decisions and actions. Engaging in role-play can lead to increased self-awareness as students reflect on their own emotional responses and behaviours in stressful situations. Thus, it is recommended that role-play be incorporated into future teaching methods. 

Notes on Contributors

Soi Moi Chye was involved in facilitating the role-play and providing constructive feedback to students. She was involved in the concept and design of the study, writing and applying for ethical approval from the ethical committee. She helped in revising the manuscript. She implemented the project, conducted data analysis and interpretation, and drafted the manuscript. 

Rhun Yian Koh was involved in facilitating the role-play and providing constructive feedback to students. She was also involved in implementing the research project, data analysis and interpretation, and critical review and revision of the manuscript.

Pathiyil Ravi Shankar was involved in the conception and design of the study, data analysis, and interpretation, critical revision of the proposal and manuscript, approved the final manuscript and carefully copyedited the manuscript. He helped in revising the manuscript.

Ethical Approval

This study obtained approval from International Medical University-Joint Committee on Research & Ethics (IMU-JC); the grant number is IMU 558-2022.

Data Availability

The data associated with this study is available at https://doi.org/10.6084/m9.figshare.23607033.v1. 

Funding

This study was supported by International Medical University; the grant number is IMU 558-2022. 

Declaration of Interest

The authors have no conflict of interest to declare.  

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*Dr Pathiyil Ravi Shankar
IMU Centre for Education,
International Medical University
Jalan Jalil Perkasa 19, Bukit Jalil
Kuala Lumpur, Malaysia 57000
Email: ravi.dr.shankar@gmail.com

Submitted: 1 July 2023
Accepted: 24 October 2023
Published online: 2 April, TAPS 2024, 9(2), 39-50
https://doi.org/10.29060/TAPS.2024-9-2/OA3074

Muhammad Irfan Kamaruddin1,2, Andi Alfian Zainuddin1,3, Berti Nelwan1,4, Sri Asriyani1,5, Firdaus Hamid1,6, Tenri Esa1,7 & Irawan Yusuf1,8

1Department of Medical Education, Faculty of Medicine, Hasanuddin University, Indonesia; 2Department of Ophthalmology, Faculty of Medicine, Hasanuddin University, Indonesia; 3Department of Public Health, Faculty of Medicine, Hasanuddin University, Indonesia; 4Department of Pathology Anatomy, Faculty of Medicine, Hasanuddin University, Indonesia; 5Department of Radiology, Faculty of Medicine, Hasanuddin University, Indonesia; 6Department of Microbiology, Faculty of Medicine, Hasanuddin University, Indonesia; 7Department of Clinical Pathology, Faculty of Medicine, Hasanuddin University, Indonesia; 8Department of Physiology, Faculty of Medicine, Hasanuddin University, Indonesia

Abstract

Introduction: A good learning environment (LE) will affect the quality and standard of the learning process, student performance, and the outcome of the curriculum as well as predictor of the quality of health services. Our study aims to assess residents’ perception of the LE in Ophthalmology training programs for future improvement.

Methods: Mixed method with an explanatory sequential design was implemented in this study using the Post-graduate Hospital Educational Environment Measure (PHEEM) as a quantitative approach and open-ended questions collaborated with focus group discussion (FGD) as a qualitative measurement. A comparison of the quantitative data was made using parametric and non-parametric analyses. Thematic analyses were performed for qualitative data. Integration of quantitative and qualitative data was done by connecting both data.

Results: Fifty-three residents participated in this survey. The mean age was 30.96±2.18 years old, 64.15% were female and 77.36% are at the internship stage. The mean score of overall PHEEM was 123.40 ±12.35, indicated an excellent LE, while the mean score of perceptions of role autonomy, perceptions of teaching, and perceptions of social support were 42.57±4.62, 47.75±4.84 and 33.08±4.15, respectively. There is no significant difference between gender and study period with the perception of LE. Thematic analysis from qualitative data reveals six positive and five negative perception themes. All discovered themes confirmed concordance with the result of LE perception.

Conclusion: Learning environment perception in the ophthalmology residency program was excellent and essential for the student’s skills and performance quality. Some specific areas still need improvement strategies for institutional development.

Keywords:           Learning Environment, PHEEM, Ophthalmology, Residency, Mixed Method

Practice Highlights

  • Ophthalmology resident has an excellent learning environment.
  • Good teacher, learning system and social life will give positive perception on learning environment.
  • Lack of learning opportunity, less mentoring time, and suboptimum facilities influence students negative perception of learning environment.

I. INTRODUCTION

A good learning environment (LE) will affect the learning process and student behavior and determine the outcome of the curriculum (Al-Shiekh et al., 2014; Bari et al., 2018; Binsaleh et al., 2015; Ong et al., 2019; Ong et al., 2020). Learners who experience an excellent LE will actively participate in the learning process (Clapham et al., 2007). With an ideal LE, learners can achieve better academic success than learners who perceive the LE negatively (Ong et al., 2019; Ong et al., 2020).

The clinical LE is an essential factor influencing the quality of medical education in residency programs (Sandhu et al., 2018). The resident LE, which mostly took place at the hospital, differs from that of medical students. This environment has many destructive factors that impact residents’ performance and mentality and can result in residents experiencing symptoms of burnout (Prins et al., 2010; Ripp et al., 2017). Suboptimal clinical LE have been associated with poor patient care and learning outcomes (General Medical Council, 2016). Therefore, efforts to improve the quality of the LE not only positively impact the environment in which learners learn and participate in patient care but also affect the practice of graduate doctors in the future.

This study aims to determine the residents’ perception of LE in the ophthalmology training program. Based on current data, there is still no study about ophthalmology residents’ perception of LE and its associated factors. This study is a pioneer and pilot study of LE in Ophthalmology training programs, especially in Indonesia.

II. METHODS

A. Study Design and Subjects

This mixed methods study was conducted with explanatory sequential design with both quantitative and qualitative measurements that were performed from January to May 2023 at two main teaching hospitals for the ophthalmology specialist program (OSP) Faculty of Medicine, Hasanuddin University in Makassar, Indonesia.

The study consists of two phases; the first is an offline survey comprising The PHEEM questionnaire and open questions data collection. The second phase of the study was focus group discussion (FGD).

Total sampling was used to determine the sample for the study’s first phase. Our inclusion criteria for the first phase were ophthalmology residents who have experience training in both main teaching hospitals and have attended a minimum of 6 months of ophthalmology residency training. Sixty residents met the inclusion criterion, and seven were excluded because they could not participate in the offline survey due to personal reasons. Fifty-three residents were included in the first phase of the study.

On the other hand, purposive sampling was employed to decide on phase two study participants. The PHEEM score, open-ended questions responses, and representation for each year of residency training were used to ensure heterogeneity of participants for different perspectives. Residents with high and low PHEEM scores and with exciting and evoking responses to open-ended questions were selected as respondents while considering resident representation for each year of training. Twenty residents were included in phase 2 of the study. The residents were divided into two groups consisting of 10 residents to attend FGD.

B. Study Instruments and Procedure

A cross-sectional survey that included a paper based PHEEM questionnaire, open-ended questions, and sociodemographic data, including age, gender, and year of residency, was distributed to all study subjects. The survey was conducted by single-trained data collector which was not part of the study program. Before administration, the study background, including its purposes and potential impacts, was explained to the residents and the written consent of each resident was obtained. Resident confidentiality and anonymity were also guaranteed.

The PHEEM consists of 40 items regarding LE subdivided into three subscales, each assessing perception of role of autonomy, perceptions of teaching, and perceptions of social support. It is scored on a 5-point Likert scale ranging from “strongly disagree” (0) to “strongly agree” (4), with a maximum score of 160. The findings were interpreted according to the original study shown in Supplement Table 1 (Roff et al., 2005). Four negative questions (questions 7, 8, 11, 13) were scored in reverse. PHEEM has been validated to assess the post-graduate clinical learning environment after the original study, including after translation to different languages, including the Bahasa Indonesia version (Raharjanti & Ramadianto, 2016; Roff et al., 2005). Multiple subsequent studies have shown good internal reliability (Bari et al., 2018; Clapham et al., 2007; Ong et al., 2019). The Bahasa Indonesia version of the PHEEM questionnaire was used to suit the local context. Bahasa Indonesia version of the PHEEM Questionnaire shows good validity and reliability (Raharjanti & Ramadianto, 2016). Eight open questions were added to the questionnaire. The questions were related to 3 subscales on the PHEEM questionnaire. Validation of the open-ended questions was done by expert judgment from two experts.

A semi-structured focus group session was conducted among the selected group of residents to supplement the PHEEM results. Two FGD session was done with a group size of ten. The FGD questions focused on exploring supporting and barrier factors that influence a good LE. The session lasted 60-90 minutes and was guided by a single-trained facilitator experienced in qualitative research methodology. FGD was conducted until new insights were no longer attained, reaching saturation.

Both quantitative and qualitative demographic data were coded by the trained data collector for maintaining the anonymity of the data. The response from both anonymous data were stored securely by the author for further analyses.

C. Statistical Analyses

Quantitative data were analysed using IBM Statistical Package for Social Sciences (SPSS) version 25. Descriptive statistics were presented using percentages, means, and standard deviation (SD). Internal reliability was assessed using Cronbach’s alpha coefficient. Comparison of quantitative data was made using Independent T-Test, Mann–Whitney U-Test, One-way ANOVA, and Kruskal–Wallis H-test. A p-value <0.05 was considered statistically significant.

For qualitative analyses, transcriptions of the open-ended questions answers and the audio and video recording of FGD were made by an independent data collector, and its accuracy was confirmed by the first author and the FGD facilitator. For open-ended questions, participants were coded with “P(Participant Code)-OEQ” (e.g. participant 1:P1-OEQ) while for FGD participants were coded with “P(Participant Code)-FGD(Group)” (e.g. participant 1 in FGD 2: P1-FGD2). The transcripts were coded into common themes independently by two investigators and discussed using thematic analysis using QDA Miner Version 5.0 for open questions and MAXQDA Analytics Pro 2020 for FGD.

III. RESULTS

A. Quantitative Data

Fifty-three ophthalmology residents were included in this mixed-method study, with the majority being female (64.15%). The mean age of residents was 30.96±2.18 years old. The largest age group is aged 30-34 (67.93%). 77.36% of respondents are at the internship stage or in the year 1 to 3 period of study, where respondents in year 3 have the most significant number of residents (32.08%).

Internal reliability of the PHEEM score was good, with Cronbach’s alpha coefficient of 0.872. No significant change with the removal of any of the 40 questions, proving its good internal reliability. Data in the perception of the role of autonomy was not normally distributed (P<0.05), but in the perception of teaching (P=0.200), perception of social support (P=0.200), also overall PHEEM score (P=0.200), the data were distributed normally.

As shown in Table 1, the mean score (SD) of the overall PHEEM score was 123.40±12.35, which is categorised as an excellent learning environment (LE) (>120). The mean perceptions for each subscale were 42.57±4.62 for perceptions of the role of autonomy classified as “more positive than negative”; 47.75±4.84 for perceptions of teaching classified as “model teachers”; 33.08±4.15 for perceptions of social support classified as “more pros than cons.”

No

PHEEM Subscales

Mean (SD)

Interpretation

Maximum Score

1

Perceptions of role of autonomy

42.57±4.62

more positive than negative

56

2

Perceptions of teaching

47.75±4.84

model teachers

60

3

Perceptions of social support

33.08±4.15

more pros than cons

44

4

Overall PHEEM

123.40±12.35

Excellent

160

Table 1. The PHEEM scores

Abbreviation: PHEEM, Postgraduate Hospital Environment Measure; SD, Standard Deviation.

From the overall PHEEM item, there are 28 items with an average score >3, nine items in the perception of the role of autonomy, twelve items in teaching perception, and seven items in the perception of social support (Table 2). Only one item has a score >3.5 or is classified as real positive points; that is item number 3 (I have protected educational time in this post) for the perception of teaching. The highest score for the perception of the role of autonomy was item 34 (The training in this post makes me feel ready to be a consultant) and item 24 (I feel physically safe within the hospital environment) in the perception of social support.

Only one item with an average score of <2, indicated as a problem area which is item number 26 (There are adequate catering facilities when I am on call) in the perception of social support (Table 2). In the perception of the role of autonomy, item 8 (I must perform inappropriate tasks*) have the lowest score, while item 31 (My clinical teachers are accessible) has the lowest score under the perception of teaching (Table 2).

Code

Item

Mean±SD

Perception of role of autonomy

34

The training in this post makes me feel ready to be a consultant

3.40±0.53

40

My clinical teachers promote an atmosphere of mutual respect

3.34±0.48

30

I have opportunities to acquire the appropriate practical procedures for my residency

3.32±0.51

29

I feel part of a team working here

3.21±0.49

5

I have the appropriate level of responsibility in this post

3.19±0.56

18

I have the opportunity to provide continuity of care

3.19±0.44

1

I have an employment contract that provides information about hours of work

3.15±0.72

32

My workload in this job is fine

3.02±0.50

4

I had an informative induction program

3.00±0.59

14

There are clear clinical protocols in this post

2.98±0.64

17

My work hours are in accordance to the national limits of working hours per day and week for physicians

2.74±0.79

9

There is an informative Junior Doctors Handbook

2.70±0.72

11*

I am bleeped (called) inappropriately*

2.68±0.89

8*

I have to perform inappropriate tasks*

2.66±0.88

Perception of teaching

3

I have protected educational time in this post

3.51±0.58

 

2

My clinical teachers set clear expectation

3.47±0.54

 

37

My clinical teachers encourage me to be an independent learner

3.40±0.49

 

28

My clinical teachers have good teaching skills

3.38±0.49

 

12

I am able to participate actively in educational events

3.28±0.53

 

10

My clinical teachers have good communication skills

3.25±0.55

 

27

I have enough clinical learning opportunities for my needs

3.23±0.42

 

15

My clinical teachers are enthusiastic

3.15±0.57

 

21

There is access to an educational program relevant to my needs

3.15±0.53

 

23

My clinical teachers are well organised

3.15±0.53

 

6

I have good clinical supervision at all times

3.06±0.66

 

33

Senior staff utilise learning opportunities effectively

3.06±0.41

 

39

The clinical teachers provide me with good feedback on my strengths and weaknesses

2.98±0.57

 

22

I get regular feedback from seniors

2.92±0.70

 

31

My clinical teachers are accessible

2.77±0.61

 

Perception of Social Support

 

24

I feel physically safe within the hospital environment

3.36±0.59

 

13*

There is sex discrimination in this post*

3.30±0.99

 

7*

There is racism in this post*

3.28±0.84

 

35

My clinical teachers have good mentoring skills

3.28±0.53

 

16

I have good collaboration with other doctors in my residency

3.25±0.52

 

36

I get a lot of enjoyment out of my present job

3.15±0.53

 

20

This hospital has good quality accommodation for junior doctors, especially when on call

3.04±0.71

 

38

There are good counselling opportunities for junior doctors who fail to complete their training satisfactorily

2.98±0.66

 

19

I have suitable access to careers advice

2.94±0.66

 

25

There is a no-blame culture in this post

2.53±0.93

 

26

There are adequate catering facilities when I am on call

1.96±1.02

 

Table 2. Mean score in each item on the PHEEM questionnaire

Notes: Ordered by highest score in each subscale; *negative statement.

Abbreviation: SD, Standard Deviation.

In Table 3, an analysis of the relationship between student perception and gender from total PHEEM score showed no significant difference (P= 0.863). The mean scores of females were higher than males for the perception of teaching and social support, although not significantly different (P= 0.209 & P= 0.869). Conversely, in the perception of autonomy, the mean scores of females were lower than males but also not statistically significant (P= 0.212). The biggest difference between male and female perceptions is the perception of teaching.

 

Sample’s

Characteristics

Total PHEEM Scores

Perception of Role of Autonomy

Perception of Teaching

Perception of Social Support

Mean±SD

p

Mean±SD

p

Mean±SD

p

Mean±SD

p

 

Gender

 

 

 

 

 

 

 

 

 

Male

123.00±13.24

0.863a

43.42±5.00

0.212b

46.63±5.20

0.209a

32.95±4.44

0.869a

 

Female

123.62±12.03)

42.09±4.40

48.38±4.58

33.15±4.05

 

Years of Study

 

Year 1

123.9±9.39

0.273c

42.40±4.40

0.163d

48.40±3.60

0.363c

33.10±2.81

0.444c

 

Year 2

126.2±12.49

43.57±5.32

48.43±4.89

34.21±3.49

 

Year 3

122.7±13.87

42.65±4.24

47.71±5.52

32.35±5.50

 

Year 4

115.7±6.14

39.50±2.56

44.75±3.28

31.50±1.85

 

Year 5 or more

130.50±18.08

45.25±6.24

50.00±6.38

35.25±5.62

 

Table 3. Correlation between sample’s characteristics and perception

Abbreviation: PHEEM, Postgraduate Hospital Environment Measure; SD, Standard Deviation.

aindependent sample t-test; bMann-Whitney test; cOne Way ANOVA test; dKruskall-Wallis test

No significant differences were found for a mean of total PHEEM scores among years of the study group (P= 0.273), as well as in perceptions of the role of autonomy (P= 0.163), perceptions of teaching (P= 0.363) and perceptions of social support (P= 0.444). However, there are similar trends in both total PHEEM scores and perceptions of autonomy, teaching, and social support, in which the score of year 2 was higher than that of year 1, the lowest score in the year four student group, and the highest score in the 5th year student group or above.

The data supporting the quantitative findings of this study are openly available in Figshare at https://doi.org/10.6084/m9.figshare.23606157 (Kamaruddin et al., 2023).

B. Qualitative Data

Six open-ended questions were administered along with the PHEEM questionnaire. Thematic analyses revealed 12 themes in which residents have a positive perception of their LE and 10 themes that could be a barrier because residents have a negative perception of their LE (Appendix 1). Two FGDs were conducted with 10 participants in each group. Eleven participants were from year one and two, and the rest was from year three or more. Eight males and 12 females participated. From FGD results, we could also classify residents’ perceptions into 8 positive and 11 negative perception themes (Appendix 1).

Based on the themes found in both open-ended questions and FGD, we transform and formulate the final theme by connecting and merging themes that occurred from both methods. The final theme’s transformation and formulation are presented in Appendix 1. Even though the number of themes was not significantly different from positive and negative perceptions, we can see from the data transformation (based on % code and count) that the propensity of the theme was towards the positive perception.

There is a total of 11 final themes, of which six themes were positive and five were negative perceptions.

The themes along with supporting statements are as follows:

Positive perception themes

Supporting Statements

1. A good clinical teacher

“Clinical teachers in Ophthalmology Study Program are very competent, highly dedicated, and respect us as students.” – P52-OEQ

2. Conducive learning atmosphere

The learning atmosphere is very conducive.” – P6-FGD1

3. Well-organised learning system

“The schedule is in order; everything has been arranged, so it all depends on whether residents want to finish on time or not.” – P6-FGD2

4. Friendly social environment

I feel that the working environment or colleagues here are very good; the sense of family is felt even though I am not originally from this city.” – P29-OEQ

5. Supporting colleague

“Everything was safe here, delightful; we support each other.” – P5-FGD1

6. Well-established facilities

“The facilities is good, all equipment is available and easy to access in the hospital.” – P15-OEQ

Negative perception themes

Supporting Statements

1. Suboptimal facilities

“Things that still need improvement are the facilities and infrastructure; the study program should be provided special rooms such as study rooms with libraries and computers to support us to complete our tasks.” – P50-OEQ

2. Inadequate learning opportunities

(discrimination issue)

“There are still teachers who seem to discriminate between residents.” – P46-OEQ

3. Inappropriate tasks

“all administrative tasks be imposed on the resident, and everything must be sorted out in our hands; the nurse is just left to take care of everything that has been done.” – P8-FGD2

4. Less mentoring time

“What is lacking is the supervisor’s time to provide mentoring; there are still several clinical teachers who lack time to provide discussion, and there are even some who directly accept the scientific task without going through discussion.” – P3-FGD2

5. Lack of teaching hospitals/clinics

“Maybe there can be an additional teaching hospital or clinic in Makassar.” – P10-FGD2

Table 4. Supporting statements of themes

C. Quantitative and Qualitative Data Integration

The integration of quantitative and qualitative data can be shown in Figure 1 and Supplement Table 2. Overall, the mean total PHEEM scores (123.40±12.35), which indicated an excellent LE environment, were confirmed by more positive perception themes compared with negative perception found in qualitative data analyses (Figure 1). Besides, we could also see that in each subscale, the composition of the themes connecting to each subscale could confirm the results of the quantitative data, whether the trend of the graphs is primarily high, average, or low. For example, in the perception of teaching, we could see mostly positive perception themes were connected to the subscale rather than negative perception; from this, we could say that the quantitative data of the perception of teaching in which mostly classified as model’s teacher was confirmed by its connection towards the final themes.

Figure 1. Integration of overall quantitative data classification with qualitative data

Quantitative data represent by graph and qualitative data (positive and negative perceptions) represent by box. Perceptions in the circle area means that it was connected to the area. Overlapping box in the circle means that perception was connected to more than one area.

In each subscale, the high and low items’ scores were confirmed with the final themes, both for positive and negative perception (Supplement Table 2). All positive perceptions confirmed quantitative results by related with a minimum of one item from 3 subscales with mostly high mean scores (>3). Only three negative perceptions related to a minimum of one item from 3 subscales with low scores (<3) confirm these themes’ relation to quantitative results. One negative perception (Inadequate learning opportunities among residents/discrimination issue) is connected to an item with high scores, showing that this theme did not confirm the quantitative finding. Two themes appear contradictory in positive and negative perceptions (well-established facilities and suboptimum facilities). Both themes were related to the same item in which the scores were not high or low, which could confirm the possibility from both perspectives.

IV. DISCUSSION

Our finding shows an excellent perception of LE of ophthalmology residents. Based on previously published articles, this study has the highest score for overall scores and for each subscale among peer-reviewed publications of PHEEM studies worldwide. The highest score from a previous peer-reviewed publication was a study by Ong et al. (2020), which reported a more positive than negative internal medicine residents’ perceptions of their LE in Singapore. On the contrary, Fisseha et al. (2021) and Liaqat et al. (2019) reported a plenty of problems LE from the perception of internal medicine residents in Ethiopia and pediatric surgery residents’ perception in Iran, respectively. Many factors, such as differences in discipline and sites of training, could cause the differences. There is no previous study yet about ophthalmic residents’ perception of LE using PHEEM. However, it is previously proved that some studies evaluated several different training programs reported that there is a difference in overall and subscale PHEEM scores among various training programs (Chan et al., 2016). In line with discipline, studies that evaluated different sites of training mainly reported that there is a different score between sites of training (Chan et al., 2016). Another reason for the difference could be a result of the differences in curriculum and teaching methods. Some studies reported increasing perception of LE after implementing modern curriculum and student-centred learning (Brown et al., 2011; Shankar et al., 2014). The themes found from our qualitative study also supported this excellent perception of residents toward their LE. Most of our themes were positive and related to all aspects of the PHEEM questionnaire. Gruppen et al. (2019) reported a conceptual framework of LE in which all components of the framework, i.e., personal, social, physical, and organisational, supported and covered by our positive perception themes finding, confirming the excellent perception of LE from the residents.

We did not find any different perceptions of LE between gender and year of study. Our findings were similar to some studies that reported no gender differences (Al-Shiekh et al., 2014; Ong et al., 2020; Sandhu et al., 2018). Other studies have different results; some studies reported that males have a better perception than females (Fisseha et al., 2021; Gough et al., 2010); on the contrary, Liaqat et al. (2019) reported a better perception of females than males. Similar to Risberg et al. (2003) that reported, gender issues were more significant and essential during clinical consultation than tutoring. Our qualitative data did not confirm our quantitative results. There is one negative perception theme in which some of our students feel that there is a discrimination issue related to learning opportunities; one of them is gender discrimination. Although our quantitative data show no differences between gender, the negative perception theme regarding discrimination issues must be taken into account by the stakeholder.

Concerning the year of training, we also found no significant difference in perception. The finding regarding different perceptions for different years of training was varied. Our result was the same with some studies (Ong et al., 2019; Sandhu et al., 2018), but other studies also reported higher PHEEM scores for senior to junior (Gough et al., 2010; Khoja, 2015; Liaqat et al., 2019; Pinnock et al., 2009), and some studies also reported that junior has better score than senior (Fisseha et al., 2021; Mahendran et al., 2013). The differences in perception of junior and senior residents could be explained by some reason, such as available access to educational opportunities (Mahendran et al., 2013), greater responsibility with increased seniority (Pinnock et al., 2009), and different training locations for trainees of different seniority (Khoja, 2015).

All subscales show promising results; residents’ perception of teaching was the highest among other subscales. Our qualitative data also support this finding; most of our positive theme was related to the perception of teaching, one of them being a good clinical teacher. Despite good perceptions on teaching, residents also experienced less mentoring time with clinical teachers. Fisseha et al. (2021) also reported the same issue. Inadequate supervision was proved to be a barrier in post-graduate medical education, as reported by Talib et al. (2019). Ong et al. (2019) also reported that focus group data suggested that inadequate supervisor contact and feedback resulted in negative perceptions of the LE. This finding informs us that residents need appropriate supervision, and clinical teachers should be understanding and prepared for their roles in residency training programs (Ramani & Leinster, 2008). Increasing learning time without any addition to supervisor-resident contact time still results in a low perception of LE (Silkens et al., 2018), proving the importance of the supervisor-resident relationship. Besides, good supervisory strategies proved to be contributed to a good LE (Boor, 2009). A good teaching environment influences the standard of the learning process (Al-Shiekh et al., 2014; Bari et al., 2018), satisfaction with education, and determines the outcome of the curriculum (Bari et al., 2018; Binsaleh et al., 2015). Faculty should focus on developing adequate supervision and teaching skills programs for clinical teachers.

Perception of social support has the lowest score among other; it is affirmed by our qualitative finding in which three negative perception was connected to this subscale. Similar results were also reported from studies in intensive care and pediatric training program (Al-Shiekh et al., 2014; Clapham et al., 2007). Related to social support, catering facilities is problem area of this study, other studies also identified this issue as a problem (Al-Shiekh et al., 2014; Binsaleh et al., 2015; Fisseha et al., 2021; Ong et al., 2020). This finding was not specifically appeared on FGD, but the strategy to solve the problem should be considered. Another interesting result related to social support is about facilities. The topic has both perspectives, positive and negative. Quantitative item related to this finding was not had very high or very low scores, supporting that some facilities were good, but there is still area for improvement, especially for diagnostic tools and surgical training facilities, as stated in FGD. Other studies also reported that suboptimal facilities related to hospital diagnostic tools were also a barrier to achieving good LE (Fisseha et al., 2021; Talib et al., 2019). Schönrock-Adema et al. (2012) have highlighted that interaction and collaboration with others were significant in determining the LE. Faculty should pay attention to social support as it has a vital role in a residency program, as it could alleviate the effects of stress, depression, and burnout (Vieira, 2008). Strategy to escalate this area should be considered, especially in providing good facilities for the learning process.

Residents’ perception of the role of autonomy is also satisfying, most of the positive themes confirmed this subscale. Good autonomy can improve decision-making skills, self-confidence, and responsibility, which further influence the readiness of residents to be independent (Allen et al., 2019). It also improves work satisfaction and can reduce burnout (Allen et al., 2019). Although overall autonomy perception was good, there are some areas for improvement. Our finding shows that residents were imposed with inappropriate tasks, such as administrative tasks. Some activities not related to education are also obligated to the residents at a certain level of training. This condition could lead to an excessive, inappropriate workload and interfere with protected educational time. Therefore, the faculty should set precise regulations regarding job descriptions and accountability.

Our study was done in the main teaching hospital which was part of a university-based study program, the results could be benefit for other hospital with same basis. It shows that university-based program has a good teaching area especially for the curriculum and teaching resources including human resources and facilities. University-based teaching hospital could enhance their program by maximising their teaching area also paying attention to some factors that could be a barrier in university-based program such as learning opportunity and inappropriate task.

A mixed method with explanatory sequential design is fundamental in our study as it provides a comprehensive perception of residents. Qualitative data make our finding more solid, show us some weaknesses, and emphasise our areas for improvement which are not easily identified from quantitative analyses. This is also a pioneer study for ophthalmology residents’ perception of LE, making our finding also crucial in adding insight to understanding residency LE from multiple perspectives. On the other hand, several limitations were also identified. First, our study was only done in one centre and discipline, which may limit data generalisability. Second, the study time constraint was cross-sectional, so the causative relation between factors could not be established. Third, differences perceptions in each different training year cannot be ascertained because there can be information bias related to the perceptions of second-year students and so on towards their experiences in previous years. Fourth, the researcher is a clinical lecturer from the program who conducted the study, which could be the subject of bias. However, a single trained data collector was used to collect open-ended questions data and facilitate FGD to reduce the possible bias effect.

V. CONCLUSION

In conclusion, our finding shows that our resident has an excellent perception of their ophthalmology residency training. The program has strong areas such as a good clinical teacher, a well-organised learning system, and a good social environment. Several areas should pay attention to, especially equal learning opportunities, mentoring time, and facilities. Faculty should organise strategies for preserving current LE and to further improve the LE along with monitoring and evaluation. Our finding could be benefit for other university-based teaching hospital especially in Asia regions to enhance their program. Further study involving multiple centres and disciplines should be done to give a more general perspective of LE in residency training.

Notes on Contributors

Muhammad Irfan Kamaruddin involved in conception or design of the work, data collection, data analysis and interpretation, drafting the article, critical revision of the article, and final approval of the version to be published.

Andi Alfian Zainuddin involved in conception or design of the work, data analysis and interpretation, critical revision of the article, and final approval of the version to be published.

Berti Julian Nelwan involved in conception or design of the work, critical revision of the article, and final approval of the version to be published.

Sri Asriyani involved in conception or design of the work, critical revision of the article, and final approval of the version to be published.

Firdaus Hamid involved in conception or design of the work, critical revision of the article, and final approval of the version to be published.

Tenri Esa involved in conception or design of the work, critical revision of the article, and final approval of the version to be published.

Irawan Yusuf involved in conception or design of the work, critical revision of the article, and final approval of the version to be published.

Ethical Approval

Before conducting the research, permission was obtained from Faculty of Medicine, Hasanuddin University Institutional Review Board  (Reference number 36/UN4.6.4.5.31/PP36/2023). Participants were informed of the objectives and purpose of the study. They were invited to sign an informed consent if they agreed to be part of the study. Every participant was given a chance to deliberate on their rights to participate, refuse, or withdraw at any time they wished to do so.

Data Availability

The authors confirm that the data supporting the findings of this study are available within the article and its quantitative data along with supplemental tables are openly available in Figshare repository https://doi.org/10.6084/m9.figshare.23606157. Representative qualitative data translated into English are shown in the Result section (Kamaruddin et al., 2023). All qualitative data, open questions, and the FGD protocol which all written in Bahasa, are available from the corresponding author on reasonable request.

Acknowledgement

The authors would like to express our sincere gratitude to Ichlas Nanang Affandi from the Psychology study program, Faculty of Medicine, Hasanuddin University, for his valuable support throughout the research process. His expertise in qualitative study helps us to overcome challenges. In particular, we would like to thank Natalia Widiasih Raharjanti, MD, from the Department of Psychiatry, Faculty of Medicine University of Indonesia, and Assistant Professor Henok Fisseha, MD, from the Department of Internal Medicine, St. Paul’s Hospital Millennium Medical College, Addis Ababa, Ethiopia for their support in allowing us to use their research instrument and study protocol as one of our references in our research. Thank you also to Rusdina Bte Ladju, MD, Ph.D., for her valuable input to our manuscript. We are also grateful to the Department of Medical Education, Faculty of Medicine, Hasanuddin University, and Department of Ophthalmology, Faculty of Medicine, Hasanuddin University, for providing us with the resources and support needed to complete this study.

Funding

None of the authors receive any financial support for this study.

Declaration of Interest

The authors did not have a conflict of interest to be declared in this study.

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*Muhammad Irfan Kamaruddin
Department of Medical Education,
Faculty of Medicine, Hasanuddin University,
Jalan Perintis Kemerdekaan KM 10
Makassar 90245
Email: iphenk_tampo@yahoo.com

Submitted: 6 October 2023
Accepted: 6 December 2023
Published online: 2 April, TAPS 2024, 9(2), 28-38
https://doi.org/10.29060/TAPS.2024-9-2/OA3151

Sinead Kado1, Simon Clarke2 & Sandra Carr1

1Division of Health Professions Education, School of Allied Health, University of Western Australia, Australia; 2Graduate School of Education, University of Western Australia, Australia

Abstract

Introduction: Health Professions Education (HPE) leadership development is advocated for success at the individual, team, and institutional levels. Many leadership theories exist informed mainly by Western perspectives, however, Pacific HPE leadership has not been investigated. Therefore, this research aimed to understand Pacific HPE leaders’ perspectives to develop substantive theory to guide faculty development in this setting and add nuanced perspectives to the international HPE leadership discourse.

Methods: Using an interpretivist case-study methodology, seven HPE leaders were purposefully recruited. Data collection tools included Rich Pictures, Talanoa Zoom interviews, and reflective journals. Participants drew a picture on ‘Being an HPE leader’, subsequently explaining their depiction, and then reflected on leadership events in their journals over six months. Codes and themes were identified using Miles, Huberman and Saldaña’s approach.

Results: Metaphors were assigned to three HPE leadership styles identified: The ‘Bridge’- helping students from novice to competent; the ‘Coconut Tree’- multiple roles and sturdy in the storm; and the ‘Boat’ – navigating towards the vision.

Conclusions: Rich Pictures, interviews and reflective journals allowed HPE leaders to reflect on ‘Being an HPE Leader’ and revealed tacit perspectives. This study suggests there are different styles of leadership, pertinent to the Pacific context, depending on the aims, strategies, and attributes of different HPE leaders. Although grounded in the Pacific, certain aspects may resonate in similar contexts. Notwithstanding that many facets of leadership identified align with current leadership models, intrapersonal emotional intelligence and cultural aspects of HPE leadership should be considered when designing contextually embedded faculty development.

Keywords:           Medical Education, Health Professions Education, Leadership, Qualitative Research, Case Study, Pacific

Practice Highlights

  • Rich Pictures assist revealing tacit perspectives by facilitating reflection on leadership.
  • Many aspects of contemporary leadership are practiced in HPE leadership in the Pacific.
  • Development of intrapersonal emotional intelligence is required to thrive in this challenging context.
  • A better understanding of HPE Leadership in the Global South is required to inform a Global HPE leadership framework.

I. INTRODUCTION

Effective leadership is advocated to foster growth in the ever-evolving Health Professions Education (HPE) landscape and ensure success at the individual, team, and institutional levels (Lieff & Yammarino, 2016; McKimm & Swanwick, 2013; Sandhu, 2019; Steinert et al., 2012). However, Health Professions Education (HPE) leadership is a complex social phenomenon encompassing relationships, cultural and personal influences (Steinert et al., 2012; van Diggele et al., 2020), making it difficult to define, and then guide development. Whilst many leadership development initiatives exist purporting to enhance leadership capabilities, multiple systematic reviews investigating leadership development at the undergraduate (Evans et al., 2023; Lyons et al., 2018; Rodríguez-Feria et al., 2023), graduate (Lyons et al., 2021; Onyura et al., 2019; Sadowski et al., 2018; Sultan et al., 2019) and faculty (Steinert et al., 2012) level found that leadership development is rarely grounded in theoretical frameworks and that evaluation of interventions remains superficial. Similar issues occur in other HPE disciplines including pharmacy (Reed et al., 2019) and interprofessional (Brewer et al., 2016) education. These systematic reviews recommend that leadership development needs grounding in theoretical frameworks and capabilities assessed over a longitudinal period.

Additionally, across the reviews there was a dearth of studies from the global south informing their conclusions; most studies originated from the United States followed by the UK, Canada, Europe and Australia. Although established frameworks exist for physician leadership, including CanMEDS, NHS medical leadership competency framework, and ACGME, (Onyura et al., 2019) there is only one recently proposed for health professions educators (McKimm et al., 2022), based on the authors’ expertise and contemporary leadership theories, but not on empirical literature around HPE leadership. However, recommendations are that to develop tomorrow’s HPE leaders an empirically informed, culturally sensitive, leadership framework for health professions educators is required (Ramani et al., 2020; Sandhu, 2019).

Empirical research around HPE leadership has mainly been deductively analysed, using Western leadership frameworks, including Yukl’s power model (Sundberg et al., 2015), Bolman and Deal’s four frames model of leadership (Lieff, 2010), Goleman’s six leadership styles (Saxena et al., 2017), and character-based leadership (Torti et al., 2022). This deductive analysis potentially misses important aspects of leadership, indeed one example of subsequent inductive analysis identified different themes including reflection and feedback not included in the original deductive analysis (Lieff & Albert, 2012; Lieff, 2010). Additionally, most empirical research has relied on semi-structured interviews alone (Lieff et al., 2013; Lieff, 2010; Saxena et al., 2017; Sundberg et al., 2015; Torti et al., 2022), which may not have encapsulated all aspects of leadership, and have been conducted in Western contexts. Spoken language may not convey all the cultural contexts and meanings (Amazonas et al., 2019; Brocklesby & Beall, 2018; Lyon, 2020) and therefore it is recommended considering complementary data collection tools to further our understanding of HPE leadership (Lieff & Albert, 2012; Varpio et al., 2017). Furthermore, there are consistent calls to investigate HPE leadership in different cultural contexts to inform a faculty development framework (Dujeepa et al., 2019; Steinert et al., 2012; Varpio et al., 2017).

From a Pacific perspective, HPE leadership development is required (Kado et al., 2022; Sweet et al., 2018), however, HPE leadership from the cultural perspective of contemporary leaders in the Pacific is not currently described. Thus, this research reported here embarked on understanding the perspectives of current HPE leaders from this Pacific global south context to provide empirical evidence towards a framework for HPE leadership in this setting to guide faculty development. Furthermore, it contributes a diverse perspective to the current HPE leadership literature to assist building a more nuanced global HPE leadership theory.

This article describes the empirical research conducted at a major Pacific University utilizing an interpretivist case study approach. It then outlines three styles of leadership identified and discusses how these relate to competencies purported to be needed at different levels of leadership and the current theoretical and empirical discourse around HPE leadership. Implications from this discussion will provide recommendations for Pacific faculty development. Through rich, deep description it is hoped that others in similar settings will resonate with the findings, drawing on insights to apply in their own contexts.

II. METHODS

To understand Pacific perspectives around HPE leadership an interpretivist case study was undertaken at a major Pacific University (Denzin & Lincoln, 2000; Silverman, 1997). A qualitative methodology facilitated participants’ perspectives to be fully explored, and using several innovative data sets through a case study approach enabled tacit perspectives to be revealed and triangulated (Merriam, 1988; Merriam & Tisdell, 2016). The case was bound by health professionals who had completed a health education degree and had an active University HPE leadership role. Seven of ten eligible HPE leaders volunteered following purposeful recruitment and ethics approval. Written consent was provided and then data were collected through Rich Pictures, Talanoa interviews, and reflective journals over a one-year period (April 2021 to April 2022), with each participant assigned a pseudonym to maintain anonymity. Each data collection method was chosen to provide rich data to complement and build the interpretation of Pacific HPE leadership guided by the central research question ‘What are the perspectives of Pacific GCME graduates on being an HPE leader?’

First, Rich Pictures (Cristancho & Helmich, 2019; Gisby et al., 2023; Kado et al., 2023a) were used to reveal tacit perspectives on being an HPE leader. Participants drew a picture depicting ‘Being an HPE leader’ and then a subsequent Talanoa interview (Hindley et al., 2020; Tunufa’i, 2016) explored the deeper meanings of the picture and how they enacted leadership. Talanoa is a Pacific way of communicating where people are free to ‘tala’- talk ‘noa’- around the subject (Hindley et al., 2020). Thus, similar to semi-structured interviews, a set of guiding questions was used such as ‘Tell me about your picture’ and ‘How do you see yourself as an educational leader in this picture’, nevertheless the participants were allowed to ‘talanoa’ or talk around these questions in a culturally comfortable manner. These Talanoa interviews were held via Zoom (Gray et al., 2020) as the research was conducted in the midst of the Covid-19 pandemic. Next, following an orientation session on reflection (Schön, 1987), participants were requested to use a reflective journal with guiding questions and reflective prompts over six months. The reflective journals (Filep et al., 2018; Milligan & Bartlett, 2018) provided an avenue for the HPE leaders to reflect on doing leadership contemporaneously and with minimal influence from the researcher (Alaszewski, 2006). Finally, the second Talanoa interview was conducted, as planned after initial data analysis, exploring aspects of motivation and the influence of culture more deeply, with questions such as: ‘What motivates you to continue in your role as an HPE leader?’ and ‘How do you think the culture has shaped your leadership journey?’

A. Data Analysis

Data analysis was guided by Bell et al.’s (2019) framework for the Rich Pictures and Miles, Huberman and Saldaña’s (2014) approach for the textual data. Bell et al.’s (2019) framework comprises seven steps including:

  1. Locating the style – context of the Rich Picture
  2. Descriptive features – colour, shapes, and drawings
  3. Primary features – which aspects are bold or central
  4. Value features – linkages between images
  5. Low-level interpretation – overall picture
  6. High-level interpretation – interpretation from the artist
  7. Critical judgement – has the participant reflected and engaged with the drawing?

 

For this research, we relied primarily on the high-level interpretation and other aspects were asked in the Talanoa interview as the research was based on the participants’ perspectives.

Data analysis began immediately after the interviews with the primary researcher (SK) noting initial impressions in her research journal and then transcribing the interviews verbatim. Data were anonymised and entered into NVivo for further analysis, copies of the transcripts were also stored in the University’s data management system. The data were further analysed using Miles, Huberman and Saldaña’s (2014) approach which consists of three linked stages:

1) Data Condensation:

Data condensation involves ensuring relevant data to answer the research question is captured and synthesised through coding, memoing and developing concepts.

2) Data Display:

Data is displayed using data summaries and pictorial illustrations to convey the main ideas.

3) Drawing and Verifying Conclusions:

Conclusions illustrate the themes and propositions abstracted from the data display.

This article focuses on the results of the second stage of data analysis, data display, which illustrated three styles of leadership identified through data interpretation. Initial coding was done by the primary researcher (SK) and discussed with the principal supervisor (SC) to refine. Concepts were developed together and the data summaries were compiled by SK and then revised through discussion (SK, SC & SC). The process was iterative where new codes and concepts were discussed and transcripts re-read to ensure alignment. Finally, composite narratives were produced for each leadership style, consisting of the participants’ voices combined to maintain anonymity, (Willis, 2018) and a synopsis of each style of leadership was interpreted by the primary researcher, providing rich data summaries for the leadership styles identified. These can be accessed through Figshare: https://doi.org/10.6084/m9.figshare.24241195.v1 (Kado et al., 2023b)

B. Researcher Positionality

The primary researcher is a white, Anglo-Saxon, medical educator who had completed medical training in the UK and then subsequently lived and worked in a Pacific culture for over 20 years. She completed the health education degree with the research participants and was known to them. At the time of the research, she was not employed at the Pacific University and had no authority over them. Whilst having a deep understanding of the culture and context in which the research was conducted, there is the possibility that her Western upbringing will have influenced the interpretation. This was minimised by taking steps to ensure trustworthiness.

C. Trustworthiness

Trustworthiness was maintained through several avenues. First, the primary researcher practised reflexivity by maintaining a diary throughout the research process to note ideas and meanings from the data. Second, triangulation of the results occurred through data analysis discussions with the research team and differences agreed to. Third, member checking was utilised at each step of the analysis whereby research participants were asked to confirm the transcripts, composite narratives and summaries, and the leadership styles.

D. Ethics Approval

Ethics approval was granted by the University of Western Australia (UWA – 2019/RA/4/20/6529) and the Fijian Ministry of Health (Fiji – FNHRERC 31/2020). Furthermore, the University ethics department was consulted and they gained access to the participants ensuring they felt under no obligation to participate in the research.

III. RESULTS

Seven HPE leaders participated, their academic positions, ethnicities, specialities, years of service and age range are depicted in Figure 1. One participant had originated from a Global South country outside the Pacific but had resided in the Pacific for over 25 years.

Figure 1. Demographics of Pacific HPE Leaders

Three styles of leadership were interpreted from the data and assigned visual metaphors, which were conceptualised based on the participants’ drawings, the Pacific culture and the participants’ perspectives of being an HPE leader. First, ‘Being a Bridge’ – HPE leaders focusing on being effective educators and clinicians. Second, ‘Being a Coconut Tree’ – HPE leaders aiming to develop faculty whilst also maintaining their clinical and educator identities. Third, ‘Being a Boat’ HPE leaders who were mostly aiming for organisational change. Interestingly, only the ‘Boats’ had received any form of leadership development and this was not directly related to HPE leadership. Each of these styles of leadership is now examined in turn.

A. Being a Bridge

Three HPE leaders, Jasmine, John, and Jeremiah, identified as ‘Being a Bridge’, illustrated by Jasmine’s Rich Picture and Talanoa interview excerpt (Figure 2).

Figure 2. Being a Bridge

Being a Bridge encompassed being passionate about clinical education and having a love of teaching. These HPE leaders’ aims were to develop the next generation of health professionals to be competent and caring. To achieve these aims they nurtured their students helping them cross the bridge from novice to competent by understanding their students, scaffolding learning, enabling practice and being a good role model.

‘We expect them to go into the community and to be a good doctor, [and] according to me, that should be someone who is a good clinician, who is a leader and educator, who is socially accountable, compassionate, and cares about the well-being of the community in general. That is where I stand within the medical school trying to achieve that goal.’

-John (1st Interview)

They aspired to share their knowledge, skills, and attributes with their students to enable them to improve Pacific people’s health. Notwithstanding the struggles and barriers they faced through University processes and the COVID-19 pandemic, they strove to find new educational techniques to ensure students had the best learning opportunities possible.

‘I feel as an educational leader within this system, that we are bound by too many of these system issues, rules and regulations and principals…they feel restrictive, I don’t feel good about it and that is a continuing struggle.’

-John (1st Interview)

‘One thing that I have really appreciated is the multidisciplinary way of teaching. So that is something new, early stages.’

-Jasmine (1st Interview)

 

They valued the educational development they had received and advocated for future collaborations to develop this further, including structured courses, guidelines and mentorship.

‘Well, one important factor that I believe will influence me as an educator is continuing education. Getting that collegiality again. We need another project to work on.’

-Jeremiah (2nd Interview)

‘Being a Bridge’ focused on developing students as an HPE leader which was expanded on by leaders who were identified as ‘Being a Coconut Tree’.

B. Being a Coconut Tree

Jane and Judith exemplified ‘Being a Coconut Tree’ with their multiple responsibilities, experiences and resilience. Figure 3 illustrates the Rich Picture alongside an excerpt from the interview of Jane.

Figure 3. Being a Coconut Tree

The ‘coconut trees’ of HPE leadership had multiple roles and a passion for developing and helping others. Their multiple fronds as HPE leaders included primarily being a clinician and educator, alongside a researcher, administrator, committee lead, and organisation member. They are aiming to ensure excellence and achieve this by valuing both feedback and evaluation to improve themselves, others and the curriculum.

‘I am basically multitasking, I can wear different hats and can achieve a lot of things with the different activities. So, we are teaching, teaching, but we are also at the same time we are learning ourselves, and not just because of a one way delivery, it’s two ways, we get the feedback from the students’

-Judith (1st Interview)

 

They are rooted in the foundations of faculty development (GCME – Graduate Certificate of Medical Education) and have grown strong, sturdy and resilient, and yet adaptable to the constant changes and challenges they face. Their experiences have enabled them to grow in confidence but also to nurture others to develop their own leadership style. Jane and Judith understand the importance of working together towards a common goal and ensuring the team is committed and feels valued, providing the support that is required.

 

‘And I think the way GCME was structured and taught I think that really helped us. If you look at who’s holding these leadership roles, it’s those who did GCME’.

-Judith (2nd Interview)

‘We have a group of young faculty staff who wants to make a difference as medical educators and I believe my leadership style is more of a coach.’

-Judith (Reflective Journal)

Although they are juggling many roles and at times feel overwhelmed they are committed to improving health education in the Pacific. They enlist the assistance of experts in this quest.

‘I have liaised with my network to ask for supplementary teaching for our Postgraduate trainees.’

-Jane (Reflective Journal)

Overall, they know they need to ‘walk the talk’ to develop the next generation of HPE leaders, as they endeavour to promote excellence in HPE.

C. Being a Boat

Being a Boat was illustrated by Julie and James who were striving to sail to a vision on the horizon to improve HPE at the individual and organisational level. James describes this as a journey with his Rich Picture and interview excerpt (Figure 4).

 

Figure 4. Being a Boat

James and Julie visualised themselves on a leadership journey in a boat heading towards a vision of excellence in health professions education. They are both intrinsically motivated to do their best by building a strong leadership team, utilising the strengths of the group and collaborating with external stakeholders.

Identify the strengths in people that we can nurture and play to the people’s strengths. If we play to the strength of people and all the strengths complement each other it’s really good.

-James (1st Interview)

Although they are both consultants in their clinical domain, their identity is now more embedded in their leadership role in health professions education. Their focus is on ensuring good curriculum, development for faculty and leaders, and improving University processes.

What we need is some more basic foundational learning…health professions education for the whole college and so that would be something I would totally pursue to allow and to think of something that would be doable.

-Julie (1st Interview) 

Their journey is fraught with navigating University obstacles and the storms of change, especially the COVID-19 pandemic. These frustrations have left them exhausted and overwhelmed, on the verge of burnout, and in need of respite and support.

I had been frustrated with the processes and felt so much more could be done to support staff and students.

-Julie (Reflective Journal)

Stress in an already uncertain environment in the midst of a Pandemic.

-James (Reflective Journal)

The boat’s overall aim is to grow the next generation of HPE leaders across the whole college through curriculum development and support from the University.

 

IV. DISCUSSION

In our Pacific setting, all the HPE leaders were aiming to develop excellent healthcare workers to make a difference to the health of the Pacific, however, they did this in different ways. Three styles of leadership were identified across the HPE leaders, which were given visual metaphors of ‘The Bridge, Coconut Tree and Boat’. ‘The Bridges’ focused on developing competent and caring students, ‘The Coconut Trees’ had multiple roles and nurtured their successors as well as the students, and ‘The Boats’ focused on the system level to provide the necessary supports for HPE leaders and the students.

These three styles of leadership could be conceptualised as levels, similar to Maxwell’s (2011) five levels of leadership which classifies leadership as a process through position – a leadership title, permission – developing relationships, production – getting things done, people development – empowering others, and pinnacle – growing the organisation, however, McKimm et al. (2022) argue that all HPEs can be leaders, they do not need to be in a position of leadership. Although our participants were primarily in positions of leadership, they did not specifically identify that their position assisted or deterred their leadership journey, therefore, it is difficult to say if this positional status impacted their leadership style. From their interviews and journals, the HPE leaders were more focused on relationship building, the second level: permission. Each style of leadership focused on different aspects of building relationships: ‘The Bridges’ nurturing their students, ‘The Coconut Trees’ developing both students and faculty and ‘The Boats’ collaborating with faculty and external stakeholders to support the college. Relationship building or the interpersonal aspects of leadership were key in all styles of leadership. This is well supported across the theoretical (McKimm et al., 2022; Pinder & Shabbits, 2018; Sandhu, 2019) and empirical research (Lieff & Albert, 2012; Varpio et al., 2017) around HPE leadership.

Focusing on the next level, production, that is getting results from others through influence and credibility, all styles of HPE leaders were respected consultants in their field and were able to influence students, faculty, and the institution. Indeed, evidence suggests that to be a respected HPE leader it is necessary to first have a reputation as an excellent clinician or researcher as being a good educator is often perceived as less esteemed (Maile et al., 2019; Sundberg et al., 2015). Did this hamper their progression to the fourth level, reproduction? All styles of leadership encouraged empowering others, whether that be at the student or faculty level, although they utilised different strategies. ‘The Bridge’ acted as a role model to develop novice students into competent health professionals, ‘The Coconut Tree’ utilised a coaching style to nurture the next generation of HPEs and ‘The Boats’ focused on developing structures and courses within the University to ensure succession planning. The HPE leaders displayed an authentic approach to developing others by often ‘walking the talk’ and being open to feedback, especially the coconut trees (Lieff & Yammarino, 2016; McKimm et al., 2022). Finally, the impact the leaders had on the organisation varied and this is perhaps where the styles of leadership differed most in comparison to the final level of pinnacle, developing future HPE leaders and growing the university. This was an ideal envisioned by ‘The Bridges’ but was actualised by ‘The Coconut Trees’ at a local departmental level and by ‘The Boats’ at the wider college level. Here a more adaptive style of leadership was portrayed by engaging with the challenges of a low-resource setting and the pandemic and seeking innovative solutions to address them (McKimm et al., 2022).

We would argue that rather than moving through levels of leadership that all these factors, bar level one, position, are evident in the different styles of leadership portrayed in this setting, albeit expressed in different ways. Additionally, although adaptive leadership has been advocated for HPE leaders during these challenging times (McKimm et al., 2022) some aspects were not evident in our HPE leaders. While they acknowledged being stressed and frustrated there was little evidence of them identifying ways to build resilience and perseverance and other intrapersonal aspects of emotional intelligence (Goleman, 2001). To build HPE leaders’ emotional intelligence capacities we would advocate utilising faculty development strategies that enhance reflection, such as Rich Pictures, and cultural ‘Talanoa’ discussions to assist future HPE leaders in reflecting on their experiences and developing strategies to overcome their obstacles (Cammock et al., 2021; Kado et al., 2023a). We also concur with Lyons et al. (2021) that ‘bespoke’ faculty development is recommended to encompass different styles of leadership encountered in the Pacific cultural setting, rather than using frameworks from an entirely Western perspective.

A. Strengths and Limitations of the Research

This study is the first to our knowledge, investigating HPE leadership in a Pacific setting and it followed leaders over a prolonged period to obtain rich, deep data, using novel data collection methods such as Rich Pictures and Talanoa interviews enabling unique perspectives to be captured.

Nevertheless, there are several limitations including, a small sample size of seven participants at only one institution. This study was also conducted during the Covid-19 pandemic limiting face-to-face interactions which may have affected the findings attributable to Zoom interviews and the unprecedented experiences of the HPE leaders. Additionally, although several measures were taken to increase the trustworthiness of the research there is the real possibility that the findings have been affected by the unconscious biases of the primary researcher (SK).

V. CONCLUSION

Pacific HPE leaders displayed three styles of leadership that were conceptualised as ‘Being a Bridge’ – focusing on being an effective educator and clinician; ‘Being a Coconut Tree’ – aiming to develop faculty whilst also maintaining their clinical and educator identities; and ‘Being a Boat’ who were mostly aiming for organisational change. They accomplished these styles through similar strategies based on developing relationships, being credible and empowering others that are advocated in the different levels of leadership, and which mirrored aspects of authentic and adaptable leadership. However, although the Pacific HPE leaders identified themselves as resilient and adaptable they also expressed significant challenges in relation to the University and the Covid-19 pandemic in this low-resource global south setting. Intrapersonal aspects of emotional intelligence could strengthen HPE leaders’ resilience in this cultural setting through faculty development that encourages reflection, such as Rich Pictures and Talanoa.

Notes on Contributors

Dr Sinead Kado is a doctor, medical educator and PhD candidate who reviewed the literature, designed the study, and then collected and analysed the research data, before drafting the original manuscript.

Professor Simon Clarke is a senior honorary research fellow at the University of Western Australia who reviewed and revised the study design, reviewed the data analysis and critically revised the manuscript.

Professor Sandra Carr is the Head of Health Professions Education at the University of Western Australia who revised the study design, analysed the data and then critically revised the manuscript.

All authors have read and approved the final manuscript.

Ethical Approval

Ethics approval was granted by the University of Western Australia (UWA – 2019/RA/4/20/6529) and the Fijian Ministry of Health (Fiji – FNHRERC 31/2020).

Data Availability

Supplementary data in the form of composite narratives – the combined narratives of several participants, and the data summaries interpreted by the researchers are available in Figshare at https://doi.org/10.6084/m9.figshare.24241195.v1. Original full transcripts are not available due to anonymity and confidentiality issues.

Acknowledgement

The authors would like to acknowledge the research participants for their commitment and engagement with the research.

Funding

The primary researcher (SK) was in receipt of an Australian Government Research Training Program (RTP) scholarship for this research.

Declaration of Interest

The researchers declare that they have no known conflicts of interest, including financial, consultant, institutional and other relationships that might lead to bias.

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*Sinead Kado
Division of Health Professions Education,
University of Western Australia
Perth, 6009, Australia
Email: sinead.kado@research.uwa.edu.au

Submitted: 16 July 2023
Accepted: 21 December 2023
Published online: 2 April, TAPS 2024, 9(2), 18-27
https://doi.org/10.29060/TAPS.2024-9-2/OA3098

Natalia Puspadewi

Medical Education Unit, School of Medicine and Health Sciences, Atma Jaya Catholic University of Indonesia, Indonesia

Abstract

Introduction: Developing a professional identity involves understanding what it means to be a professional in a certain sociocultural context. Hence, defining the characteristics and/or attributes of a professional (ideal) physician is an important step in developing educational strategies that support professional identity formation. To date, there are still limited studies that explore undergraduate medical students’ professional identity. This study aimed to define the characteristics and/or attributes of an ideal physician from five first-year and three fourth-year undergraduate medical students.

Methods: Qualitative case studies were conducted with eight undergraduate medical students from a private Catholic medical school in Jakarta, Indonesia. The study findings were generated from participants’ in-depth interviews using in vivo coding and thematic analysis. Findings were triangulated with supporting evidence obtained from classroom observations and faculty interviews.

Results: First-year participants modeled their professional identities based on their memorable prior interactions with one or more physicians. They mainly cited humanistic attributes as a part of their professional identity. Fourth-year participants emphasised clinical competence and excellence as a major part of their professional identities, while maintaining humanistic and social responsibilities as supporting attributes. Several characteristics unique to Indonesian’s physician identity were ‘Pengayom’ and ‘Jiwa Sosial’.

Conclusion: Study participants defined their professional identities based on Indonesian societal perceptions of physicians, prior interactions with healthcare, and interactions with medical educators during formal and informal learning activities.

Keywords:           Professional Identity Formation, Indonesia Undergraduate Medical Students, Physician Identity

Practice Highlights

  • Defining the attributes of ideal physicians is important for developing strategies that support PI.
  • Prior interactions with healthcare and formal/informal learning activities influence PI definition.

I. INTRODUCTION

Supporting the (trans)formation of a medical student’s identity, from a layperson to a professional, is an important process in preparing future physicians (Cruess et al., 2014; Goldie, 2012; Wald, 2015). This process includes professional identity formation (PIF) throughout their medical education continuum. Professional identity (PI) refers to how someone represents their profession’s characteristics, values, and attributes through thoughts, actions, and behaviors (Cruess et al., 2014; Gee, 2003; Luehmann, 2011). It is highly related to professionalism, which influences and shapes one’s identity in a professional context (Forouzadeh et al., 2018). The formation of PI involves developing one’s understanding of their professional roles, responsibilities, and expectations that are socio-culturally dependent (Siebert & Siebert, 2007). Therefore, the process of forming one’s PI also involves developing one’s cultural identity (Forouzadeh et al., 2018).

Studies on PI formation in medical education tend to focus on educational strategies that support PI formation during medical training (Adema et al., 2019; Ahmad et al., 2018; Cruess et al., 2015; Foster & Roberts, 2016). These studies provide insights on how to support PI formation without really addressing what needs to be taught to support medical students’ PI formation. Several theories on identity and PI formation suggest that one’s identity is formed through dialectical conversations that facilitate the acceptance, rejection, or modification of the profession’s characteristics and/or attributes into one’s core identity (Cruess et al., 2015; Gee, 2003; Siebert & Siebert, 2007; Stets & Burke, 2000). These characteristics and/or attributes are usually context-dependent (Cruess et al., 2014). Thus, defining and understanding what it means to be a professional physician in a certain socio-cultural context is as important as finding out how best to facilitate its formation in an educational setting (Wacquant, 2013).

Altruism and humanism are the two most cited values expected from a physician, along with integrity and accountability, honesty, and morality (Cruess et al., 2014; Edgar et al., 2020; Hall, 2021). Additionally, care providers, researchers, and teachers are some professional roles of physicians often mentioned in the literature (Ahmad et al., 2018; Branch & Frankel, 2016; Carlberg-Racich et al., 2018; Hatem & Halpin, 2019). Nevertheless, there might be other roles and characteristics that have yet to be fully elucidated, especially considering that the current literature on PI formation is mainly dominated by the Western representation of the medical profession.

This study aimed to describe the characteristics and/or attributes of ideal (professional) physicians in Indonesia as defined by undergraduate medical students. Undergraduate medical students are unique as they have limited opportunities to interact with real patients in a real workplace. Through this study, we hope to gain new insights from undergraduate medical students on what it means to be a professional physician.

II. METHODS

This was a qualitative phenomenology research using case studies design at a private Catholic medical school in Jakarta, Indonesia. Participants were recruited using a purposive sampling method. Transitional phases in one’s life are often associated with identity renegotiation as they are exposed to changes in their roles, responsibilities, and expectations (Kay et al., 2019). Therefore, we sought to explore how Indonesian undergraduate medical students defined their professional identity at the beginning (first-year) and end (fourth-year) of their preclinical years. Ethical clearance was obtained from the school’s Research Ethics Committee prior to the study.

We set a quota of 5 participants for each study year (with a total of 10 study participants) to account for any possible socioeconomic status, ethnicity, religion, and gender variations. We recruited five first-year and five fourth-year preclinical students at the beginning of the study; however, two of the fourth-year participants dropped out during data collection; hence, only eight case studies constructed to depict the characteristics and/or attributes of an ideal Indonesian physician.

Each case study participant was interviewed twice using semi-structured interviews. The first interview was conducted at the beginning of school semester (August 2021) and the follow up interview was conducted one month after. The purpose of the first interview was to determined participants’ current understanding and views of what it meant to be a physician, while the second interview aimed to determine if there were any changes in their understanding or views and what precipitated the changes. Interview questions include: What kind of physician do you aspire to be? Was there one or more specific moment that prompted you to become a physician (if so, please describe it)? What characteristics and/or attributes should an ideal physician possess? Please explain. At the follow-up interviews, participants were asked to re-describe the characteristics and/or attributes of physicians that they aspired to be and what prompted the changes. Furthermore, participants were also asked to describe any specific learning moments that might influence their understanding of what it means to be a professional physician.  Because of the COVID-19 physical distancing policy during the data collection phase, all data were obtained virtually or through electronic exchange via secured online platforms. All interviews were transcribed verbatim and analysed in vivo using abductive thematic analysis with Atlas.Ti 8

In addition to from the interviews, we also conducted several classroom observations. We observed the first- and fourth-year’s large classroom lecture, problem-based learning, and skills laboratory session once, focusing on the teacher-student interactions and made note on how, if any, the faculty member facilitated students’ PI formation in the classroom. We also interviewed several faculty members who interacted with the participants in teaching capacity during the data collection phase. Faculty members were asked to describe what kind of physicians they wanted their students to be based on institutional values and their own beliefs about what constitutes an ideal physician. They were also asked to elaborate on their efforts to facilitate those characteristics and/or attributes in the formal and informal curriculum.

 Data obtained from classroom observation and faculty interviews were used to triangulate the findings from the participants’ interviews. Permission was obtained from all related parties to record and use the interviews and classroom interactions in the data analysis. Individual case study reports were generated by combining the data obtained from interviews and field notes. These case study reports were then cross-analysed to find commonalities across the case studies to define the characteristics and/or attributes of an ideal physician that the participants aspired to be at their current stage of education.

III. RESULTS

The majority of participants were either Chinese or of Chinese descent. Five participants were Christian Protestants, one was a Buddhist, and two refused to disclose their ethnicity and religion. Note that the names used in these case studies are pseudonyms.

A. Case Study #1: Celine (First-year Student)

Celine, a female of Chinese-Betawi descent from West Java, was raised in a devout Christian-Protestant family. Being a physician was not her childhood aspiration. Initially, she thought physicians tended to be “rude, bossy, had too much pride, unwilling to listen to suggestions” (Celine, Interview 1, Line 42-43), which contradicted her personal values to being humble and helping others as a form of service and manifestation of her faith. Nevertheless, she developed a new appreciation toward physicians when she found out that there were physicians who gave back to the surrounding community by providing free healthcare (see Appendix No. 1).

Humility, and self-reflectiveness—which Celine called “openness to criticism” (Celine, Interview 1, Line 39-44) were the characteristics she deemed important as a physician.  She believed that a physician should engage in social actions and put the patient first. Furthermore, a physician should consider the patient’s personal circumstances while providing individualised healthcare based on the patient’s needs. A good physician should also believe that their most important role is to provide credible health information and educate the community to improve their health and well-being. Good communication skills, including active listening, empathy, building trust, and the ability to break bad news, were essential in supporting this role (see Appendix No. 2).

B. Case Study #2: Dimitri (First-year Student)

Dimitri, a Christian-Protestant female of Chinese descent, was quite familiar with medicine and the medical profession as she was surrounded by people who either worked as or studied to become a physician. Additionally, she helped caring for her visually impaired sibling since she was young, which gave her opportunities to interact with various care providers as she accompanied her sibling for treatment. Being a physician naturally became her aspiration since childhood. Dimitri was appointed as a ‘Dokter Kecil’ (or, ‘little doctor’) in elementary school, assigned to provide first aid treatment to fellow students and promote health efforts conducted by the school. Before entering medical school, Dimitri’s grandfather fell critically ill; therefore, she helped her family to care for him in the hospital. There, she met a cardiologist whom she respected. She recalled that she appreciated the way this cardiologist relayed which information could be shared with her grandfather to keep his spirit up and which information should be disclosed to her family to prepare for the worst possible outcome. She mentioned that her grandfather looked “calm and comfortable” in his last days, which helped the family to accept his departure peacefully (Dimitri, Interview 1, Line 77-80).

Dimitri highlighted a physician’s ability to handle the distribution of information as an important part of her ideal physician identity (See Appendix No. 3). She believed that it was acceptable for a physician to keep certain information from the patient if that information could add unnecessary stress or cause them to stop following the treatment (Dimitri, Interview 1, Line 90-98). Regardless, the physician should disclose all information to the patient’s relatives as the patient’s decision-maker. Dimitri aspired to be a caring and compassionate physician with good communication skills who can be held accountable for her actions. Aside from being a care provider, Dimitri believed that a physician should take on a role as ‘Pengayom’ (protector). She believed that patients were in vulnerable positions due to their health issues, and therefore the physician was responsible for protecting them like a parent would when their child was sick. Implied in the Pengayom role was the leader whose responsibility was to make the best decision for the patient’s health and well-being (See Appendix No. 4).

C. Case Study #3: Faustine (First-year Student)

Faustine, a Christian-Protestant female of Chinese descent, was born and raised in a remote area in Riau province, in the southern part of Sumatra Island. Her interest in biology and life sciences prompted her to browse online videos related to healthcare since she was young. She tended to feel sad if the people closest to her were suffering and she could not do anything to help. She made up her mind to study medicine when one of her high school friends was forced to seek treatment abroad because of limited healthcare access in her region. Prior to this, her father was misdiagnosed with a malignant tumor, which caused tremendous distress for her family. These incidents drove her to be a physician who could provide good quality care, especially to those closest to her (See Appendix No. 5).

Faustine aspired to be an empathetic physician, taking patients’ mental or psychological state into consideration when planning for their treatment. She did not want to be a physician who focused on financial gain at the cost of the patient’s wellbeing. Being aware of her limitations in providing care and continuously updating her knowledge and skills were characteristics she hoped to develop once she became a physician (Faustine, Interview 1, Line 103-115). Faustine also mentioned that a physician was responsible for being a reliable source of information and improving community wellbeing through education (See Appendix No. 6).

D. Case Study #4: Jasmine (First-year Student)

Jasmine originated from Rembang, a small regency on the northeast coast of Central Java. Being a physician had always been her childhood aspiration because she loved helping people and interacting with others. Jasmine tended to her grandmother’s health needs during middle school. This event confirmed her passion and desire to serve others. Putting others’ needs above herself was a value instilled by her father since she was young. She wanted to be a physician who focused on social services, and was driven to help others sincerely without expecting anything in return.

As Jasmine mentioned, an ideal physician should be honest, disciplined, possess high ‘Jiwa Sosial’ (an attitude that shows concern to perform actions that are beneficial for humanity and social community), and always put the patient’s needs first (Jasmine, Interview 1, Line 50-53). Jasmine viewed her work as an extension of her faith, and she wanted to reflect Christian values, particularly the value of servitude, in her professional life (See Appendix No. 7-8).

E. Case Study #5: Rose (First-year Student)

Rose, a Christian-Protestant female of Chinese descent, was born and raised in Ambon city, Maluku province, Eastern Indonesia. She was the oldest child in her family. Rose became interested in medicine when her mother was diagnosed with a serious illness and could not receive appropriate treatment. She disclosed that her mother ignored the early signs and symptoms of her illness until her condition became so severe that she could not be treated fully. From this experience, Rose was motivated to become a physician so that she could take better care of her family (See Appendix No. 9).

Growing up, Rose heard several stories in which a patient did not receive appropriate healthcare due to their socioeconomic status. She aspired to be a competent and non-discriminative physician. Putting the patient’s needs first, being responsible, helpful, patient, disciplined, and continuously improving her knowledge and skills were the characteristics that she hoped to develop by the time she became a physician. Aside from being a care provider, Rose believed that a physician was responsible for improving the wellbeing of the community through education (See Appendix No. 10).

F. Case Study #6: *Anton (Fourth-year Student)

*Anton, a Christian-Protestant male of Chinese-descent, had an interest in biology since childhood. He was dissatisfied with Indonesian healthcare services, particularly with the healthcare workers’ communication skills when treating his father. This incident occurred when he was in middle school. *Anton observed a power imbalance between the patients and physicians, where the healthcare providers held more power over their patients. As a patient, he felt disadvantaged because he could not demand a better quality of care nor asked for a lower cost of the care he received (See Appendix No. 11). He described the two roles of physicians: as a healthcare provider and educator. As a healthcare provider, one should be able to help patients understand what is best for them while still respecting their autonomy. As educators, physicians have the responsibility to provide valid evidence-based information for patients.

For *Anton, an ideal physician’s fundamental values and skills included providing good quality care that kept the patients’ best interest, respecting patients’ autonomy, doing no harm, having all necessary medical competencies as listed in the Competence Standards of Indonesian Physician, the drive to learn for a lifetime, patience, humility, competence, and the ability to engage in interprofessional collaboration (See Appendix No. 12).

G. Case Study #7: *R (Fourth-year Student)

*R is a Chinese Buddhist female from Sintang, central Indonesia. *R wanted to pursue medicine because physician was portrayed as a noble profession in Indonesia and as a ‘role model’ in her family. She wanted to serve marginalised areas in East Indonesia after hearing about the poor health situation in those areas from several alumni and fellow students who served there in various capacities. This experience, along with her formal learning experiences, shaped her ideal physician image, which included being detail-oriented, confident, honest, thorough, and caring. She believed that physicians should be able to fulfill the roles and responsibilities of a healthcare provider, which required good proficiency in medical competencies, based on several fundamental values such as honesty, willingness to serve marginalised and under-served communities, and being sensitive to patients’ needs (See Appendix No. 13).

H. Case Study #8: *Anastasia (Fourth-year Student)

*Anastasia, who identified as a female, wanted to be a physician since elementary school. She did not have a specific motivation to enter a medical school when she first started. Nevertheless, there were several past experiences that she claimed to have influenced her image of ideal physicians. She mentioned feeling comfortable being examined by her pediatrician during her childhood. This made her consider the pediatrician as her role model. She also followed several healthcare professionals’ whom she admired on their social media accounts. She claimed that these figures influenced her to be selfless and put the patients’ needs above her own. She acknowledged the importance of entrepreneurial skills in aiding her goal of being selfless yet still able to make a living for herself. Her ideal physician image is someone who has good communication skills, clinical competence, and willingness to learn continuously. She identified healthcare provider as the essential role of a physician, who was responsible for providing physical and mental healthcare, as well as participating in preventive and promotive healthcare. She particularly considered female medical teachers at her school as her role models because she admired the way these figures divide their time and energy to work professionally–both as healthcare practitioners and teachers–and keeping up with their personal and family time. She aspired to be someone who could divide her focus like these figures once she graduated (See Appendix No. 14).

IV. CROSS-CASE ANALYSIS AND DISCUSSION

Cross-case analysis revealed four major attributes of physician identity as defined by the first- and fourth-year participants (indicated by * behind their pseudonyms), including characteristics, values, roles and responsibilities, and skills. First-year participants drew their ideal image of a physician based on their interactions with one or more healthcare provider whom they met in their earlier lives. These interactions left a significant impression that further strengthened their motivation to study medicine and influenced the kind of values or other things that they held important and were willing to stand for as future physicians.

First-year participants mainly mentioned humanistic and altruistic values as the characteristics and/or attributes that define their professional identity. Honesty, humbleness/humility, accountability, patience, jiwa social, prioritising patients’ needs, empathy, care, and compassion are some of the characteristics mentioned by the first-year participants as characteristics of an ideal physician. These characteristics correspond to society’s expectations of professional physicians to put patient’s interest above all else, which is then further translated into medical professionalism and professional responsibilities (Alrumayyan et al., 2017; Elaine Saraiva Feitosa et al., 2019).

Different from their counterparts, fourth-year participants focused on clinical excellence and competence when citing the ideal characteristics and/or attributes of an ideal physician based on the national Competence Standards for Indonesian Physician. This indicates that fourth-year participants were aware of the standards as well as the ethical principles and physician’s code of conduct that were being enforced in Indonesia (See Appendix 15-16).

The way fourth-year participants described their physician identity aligned with the image of a professional physician painted by the school’s teaching faculty. According to interviews with several key faculty members, meeting the minimal standard of competence, being aware of one’s limitations, practicing evidence-based medicine, honesty, and discipline were some of the fundamental physician attributes/values/characteristics that they tried to instill in their students during education. These institutional values were most notably found in the way first-year participants described their physician identity during their second interview (See Appendix No. 17-18).

The attributes of Indonesian physicians mentioned by all case studies participants closely resemble China’s framework of professionalism, where they emphasise altruism, integrity and accountability, excellence, and religion/moral values (Al-Rumayyan et al., 2017). Possessing jiwa sosial (inherent sense of social responsibility, empathy, and engagement) and being a pengayom (mentor/guardian/protector) are two unique attributes that represent the Indonesian ideal physician.

There were minimal overlaps between the first- and fourth-year participants’ ideal physician images. First-year participants placed humanism/altruism and social responsibility as the focal points of their physician identity, whereas fourth-year participants chose clinical excellence and competence to represent their physician identities. Social interactions play a major role in identity formation (Thomas et al., 2016). This may explain the shift in the first- and fourth-year participants’ definition of an ideal physician. First-year participants modeled their ideal physician identity after their memorable interactions with physicians who provided care for them or their family members. Positive past interactions with healthcare providers shaped the characteristics and/or attributes that participants aspired to be, whereas negative past interactions motivated them to develop the opposite of observed characteristics and/or attributes. Fourth-year participants also integrated the characteristics and/or attributes they identified from the formal and informal learning experiences with their evolving understanding of an ideal physician. In these case studies, fourth-year participants cited clinical competencies and excellence, as well as discipline and honesty—which were emphasised by the teachers during their undergraduate medical training—as the major characteristics and/or attributes that defined their physician identity.

Figure 1. Shift in First-Year and Fourth-Year Participants’ Definition of Physician Identity

The first year of the medical curriculum was indicated to be an important transition point that shaped all participants’ PI. In particular, all participants mentioned the school orientation as one of the learning moments that triggered their identity negotiation. Participants were introduced to the school’s expectations of them as medical students and future physicians. These expectations include the characteristics of self-regulated and life-long learners and those of professional physicians (See Appendix No. 19-20). For example, Jasmine “learned to be disciplined and responsible and she believed that the school orientation helped shape [her] basic personality as a physician [who needs] to be disciplined and responsible [as well as] trustworthy.” (Jasmine, Interview 1, Line 115-118).

The shifts in participants’ physician identity definition indicated that participants engaged in a dialectical conversation that stimulated them to merge their core or personal identity with the institution’s perception of ideal physicians (“virtual/ideal identity) as interpreted in their curriculum, which was a part of one’s identity negotiation process (Gee, 2003). In the cross-case analysis, we found that participants’ reactions toward the values, characteristics, and attributes instilled by the faculty varied. For example, some participants saw the importance of being on time (‘discipline’) as well as being academically honest by avoiding plagiarism and cheating during exams (‘honesty’), which they accepted as a part of their physician identity. On the other hand, other participants struggled to understand the relevance of being on time and academically honest with their future physician roles or aspirations. This became a major challenge for these participants in incorporating those values into their physician identity. Nevertheless, no participants rejected any characteristics/attributes instilled by the institution even if those characteristics/attributes were distinctly different from their personal beliefs system (See Appendix No. 21-23).

Any new or contradictory characteristics or attributes to one’s core identity pose a professional dilemma that triggers an identity negotiation (Spencer et al., 1997). During this identity negotiation process, the study participants tried to merge their core identity, which was represented by their definition of the ideal physician that they aspired to be, either by accepting, rejecting, or integrating the new characteristics/attributes into their core identity (Cruess et al., 2015).

The acceptance of new characteristics/attributes into one’s physician identity will be easier if it is consistent with one’s core identity; however, it is still possible to instill characteristics/attributes that contradict one’s core identity if they are provided with the long-term benefit of accepting those characteristics/attributes (Guillemot et al., 2022). This underlined the importance of providing students with the relevancy of developing certain characteristics/attributes desired from a professional physician during their educational phase to support their PIF.

V. CONCLUSION

This case study found that first-year participants prioritised humanistic characteristics as the foreground of their professional identity, and medical professionalism as their background. Meanwhile, fourth-year participants developed a projected identity that embodied the general values of the medical profession and those promoted by their institution. The perceived image of ideal physicians as constructed by the Indonesian society’s ideal image of a physician, prior interactions with Indonesian physicians that influenced their decisions to study medicine, and interactions with the medical teachers during formal and informal learning activities influenced the way participants defined their professional identity.

Notes on Contributors

Natalia Puspadewi contributed to the work’s conception and design by developing the study proposal, protocols and instruments, data collection, analysis, and interpretation. Further, Natalia also drafted and revised the manuscript and ensured that all aspects of the work were accountable, and followed all procedures to ensure data security and anonymity.

Ethical Approval

This study was a part of a doctoral dissertation. The University of Rochester acted as the author’s host institution, and Atma Jaya Catholic University of Indonesia, School of Medicine and Health Sciences, was the research site. Ethical approval was provided by the University of Rochester RSRB (a letter of exempt determination was obtained on July 8th, 2021 for Study ID 00006273) and the Atma Jaya Catholic University of Indonesia, School of Medicine and Health Sciences Ethics Committee (ethical clearance certificate  No. 08/07/KEP-FKUAJ/2021).

Data Availability

The data supporting the findings of this study are openly available in the Figshare repository

https://doi.org/10.6084/m9.figshare.23684235. The data were not translated into English to preserve the Indonesian sociocultural nuances captured in the interviews. All data were coded and analysed in vivo in Bahasa Indonesia before being translated into English for presentation in this manuscript.

Acknowledgement

We would like to express our gratitude to those who have contributed to this study and article development: Dr. Rafaella Borasi as the head of the dissertation committee and advisor, Dr. Sarah Peyre as dissertation committee member, and Gracia Amanta, MD and Cristopher David, MD who helped with manuscript organisation and layouts.

Funding

This study was funded by the Atma Jaya Catholic University of Indonesia and American Indonesian Cultural and Education Foundation.

Declaration of Interest

The author has no conflicts of interest to disclose.

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*Natalia Puspadewi
School of Medicine and Health Sciences,
Atma Jaya Catholic University of Indonesia,
Jl. Pluit Selatan Raya No. 19, Penjaringan,
Jakarta Utara, 14440
Email: natalia.puspadewi@atmajaya.ac.id

Submitted: 1 May 2023
Accepted: 21 December 2023
Published online: 2 April, TAPS 2024, 9(2), 5-17
https://doi.org/10.29060/TAPS.2024-9-2/OA3053

WCD Karunaratne1, Madawa Chandratilake2, Kosala Marambe3

1Centre for Medical Education, School of Medicine, University of Dundee, United Kingdom; 2Department of Medical Education, Faculty of Medicine, University of Kelaniya, Sri Lanka; 3Department of Medical Education, University of Peradeniya, Sri Lanka

Abstract

Introduction: The literature confirms the challenges of learning clinical reasoning experienced by junior doctors during their transition into the workplace. This study was conducted to explore junior doctors’ experiences of clinical reasoning development and recognise the necessary adjustments required to improve the development of clinical reasoning skills.

Methods: A hermeneutic phenomenological study was conducted using multiple methods of data collection, including semi-structured and narrative interviews (n=18) and post-consultation discussions (n=48). All interviews and post-consultation discussions were analysed to generate themes and identify patterns and associations to explain the dataset.

Results: During the transition, junior doctors’ approach to clinical reasoning changed from a ‘disease-oriented’ to a ‘practice-oriented’ approach, giving rise to the ‘Practice-oriented clinical skills development framework’ helpful in developing clinical reasoning skills. The freedom to reason within a supportive work environment, the trainees’ emotional commitment to patient care, and their early integration into the healthcare team were identified as particularly supportive. The service-oriented nature of the internship, the interrupted supervisory relationships, and early exposure to acute care settings posed challenges for learning clinical reasoning. These findings highlighted the clinical teachers’ role, possible teaching strategies, and the specific changes required at the system level to develop clinical reasoning skills among junior doctors. 

Conclusion: The Practice-oriented clinical skills development framework’ is a valuable reference point for clinical teachers to facilitate the development of clinical reasoning skills among junior doctors. In addition, this research has provided insights into the responsibilities of clinical teachers, teaching strategies, and the system-related changes that may be necessary to facilitate this process.

Keywords:           Clinical Reasoning, Medical Decision Making, Medical Graduates, Junior Doctor Transition, Hermeneutic Phenomenology, Qualitative Research

Practice Highlights

  • A safe environment and early healthcare team integration facilitate learning clinical reasoning.
  • Adopting a comprehensive approach to reasoning can overcome specialty-specific reasoning challenges.
  • Trainees’ emotional commitment toward patients could help them learn clinical reasoning skills.
  • Interrupted supervisory relationships and early acute care exposure can hamper learning reasoning.
  • Ensuring junior doctor training is both service and learning oriented is of paramount importance.

I. INTRODUCTION

Clinical reasoning is composed of cognitive processes, metacognitive processors, and behaviour during the application of critical thinking to a clinical situation and is heavily influenced by numerous contextual factors related to the doctor, patient, and the clinical environment (Durning et al., 2011; Durning et al., 2013; Norman, 2005).

The clinical reasoning of learners evolves along the continuum of medical education with unique challenges associated with major transition phases, the progression from non-clinical to clinical stage, medical graduate to junior doctor, and specialist trainee to medical specialist (Teunissen & Westerman, 2011). Notably, the medical graduate to junior doctor transition presents more pronounced difficulties (Brennan et al., 2010), primarily due to changing roles and responsibilities towards patient care, limited experience in navigating clinical uncertainties, and the need to work within multi-professional teams with limited support.  Consequently, these factors have contributed to a steep learning curve for developing clinical reasoning skills (Brennan et al., 2010; Lempp et al., 2005; Prince et al., 2004; Tallentire et al., 2017). The challenges in developing reasoning skills are associated with the reduced applicability of undergraduate training in clinical practice (Cave et al., 2009; Monrouxe et al., 2017), coordinating and organising clinical and administrative responsibilities (Cameron et al., 2014; Teunissen & Westerman, 2011), and dealing with diverse contextual factors in practice. These factors encompass navigating hierarchical relationships and meeting the expectations of seniors, difficulties in recognising disease severity, uncertainty regarding their role, and tension in interpersonal relationships with team members (Cameron et al., 2014; Tallentire et al., 2011, 2017). When these challenges are not resolved, they could boil down to deficits in clinical reasoning and diagnostic error leading to adverse patient outcomes (Graber et al., 2005; Huckman & Barro, 2005; Jen et al., 2009).

The challenging nature of the junior doctor transition is shared across many similar contexts globally (Prince et al., 2000; Teunissen & Westerman, 2011) calling for a coherent approach to facilitate learning clinical reasoning. Concerns around clinical reasoning deficits of doctors continue to soar even today in resourceful developed countries (Health Services Safety Investigation Body, 2022; Huckman & Barro, 2005; Jen et al., 2009), emphasising the need for faculty to take decisive actions to resolve it! Unless for the limited research on clinical reasoning outside the western region (Lee et al., 2021), the situation could have been the same elsewhere.

There is ample evidence of numerous factors that may improve the development of clinical reasoning skills. Accordingly, work experience (Ericsson, 2004; Norman, 2005; Norman et al., 2007), a strong foundation on basic biomedical concepts (Woods, 2007), reflective practice (Mamede et al., 2008, 2012), feedback (Hattie & Timperley, 2007), learning from others during practice, and conducive organisational context for learning (Goldacre et al., 2003; Hattie & Timperley, 2007; Lempp et al., 2005) are found to be central in learning clinical reasoning. This evidence, however, is not specific to junior doctors. The learning needs of junior doctors in transition may vary from other trainee doctors and other health professions staff. Therefore, it has become critical that the clinical reasoning experiences, challenges, and practices of junior doctors as a vulnerable group of trainees are understood well to be able to better support their development of clinical reasoning.

When exploring this period of transition, the five-stage model of adult skill acquisition from novice to expert (Dreyfus, 2004), can help understand how junior doctors progress in relation to these stages. The situated learning theory (S. J. Durning & Artino, 2011; Lave, 1991) can provide the basis for understanding the social nature of learning clinical reasoning. The influence of contextual factors on mediating internal motivation for learning clinical reasoning can be understood through the self-determination theory (Ryan & Deci, 2000; Taylor & Hamdy, 2013). Therefore, to gain a better understanding of the transition experiences from medical graduates to junior doctors, a longitudinal study was designed using the above theoretical models as the conceptual framework to explore the following research questions:

(1) How do junior doctors evaluate their learning experiences of clinical reasoning development?

(2) What adjustments in the application of different educational means into the learning environment are necessary to improve the development of clinical reasoning skills?

II. METHODS

A. Methodology

The methodological approach of hermeneutic phenomenology (Crotty, 1998; Laverty, 2003) was employed in this study (Kafle, 2011; Laverty, 2003). Such an approach to clinical reasoning was adopted by other researchers exploring clinical reasoning (Ajjawi & Higgs, 2007; Langridge et al., 2015; Robertson, 2012).

B. Study Setting

The study was conducted at the North Colombo Teaching Hospital, Ragama, Sri Lanka with ethical clearance (P/11/01/16) from the Faculty of Medicine, University of Kelaniya.

In Sri Lanka, medical undergraduate training is a five-year programme with two pre-clinical and three clinical years. After graduation, medical graduates follow a 12-month internship where they work under a consultant for six months each in any of the two main clinical specialities, namely, Medicine, Surgery, Paediatrics, and Gynaecology & Obstetrics before obtaining full registration as a medical doctor.

C. Study Design and Sampling

The study participants were junior doctors during the 12 months of internship following graduation. Maximum variation sampling (Cohen et al., 2017), which enabled purposefully selecting the widest range of variation on dimensions of interest relevant to learning and practicing clinical reasoning was employed. The concept of ‘information power’ which sought not theoretical saturation but sufficient information to address the research questions informed the sample size (Malterud et al., 2016; Varpio et al., 2017). Hence, junior doctors working in the four main clinical specialties, in both university clinical wards staffed by university clinical academics and other clinical wards composed of medical consultants under the Ministry of Health and according to gender were enrolled in the study following informed consent.

Accordingly, eighteen junior doctors (n=18, males=8, females=10) from the four main clinical specialities (Medicine-4, Surgery-5, Paediatrics-4, Obstetrics and Gynaecology-5) were enrolled in the first stage of the study. The second stage of the study imposed heavy demands on the study participants because it involved recording multiple doctor-patient encounters and subsequent discussions based on stimulated recall. Therefore, out of the initially recruited participants, only the well-articulated consenting participants (n=8), who could proficiently express their thoughts and reasoning to obtain a good insight into the nature of practicing clinical reasoning were enrolled in this stage.

D. Data Collection

The data collection proceeded in two stages. 

During the first stage, a combination of individual semi-structured interviews with narrative interviews were conducted.  Semi-structured interviews allowed probing where necessary (Cohen et al., 2017), while the narratives allowed participants to tell their stories of clinical reasoning (Muylaert et al., 2014). Each lasted for 45-50 minutes.

The second stage included audio-recording the patient consultations of the selected participants on predefined dates during the first and second six months of their internship. The consultations were replayed, and post-consultation discussions were conducted soon afterward by employing a stimulated recall method, to account for a total of 48 post-consultation discussions. As clinical reasoning is a concept revealed only in action (Charlin et al., 2000), employing such an approach was considered essential during this study.

E. Data Analysis

All interviews and discussions were transcribed verbatim. The data analysis followed phenomenological and hermeneutic strategies, which required a thorough description of lived experiences (Ajjawi & Higgs, 2007) and employing a hermeneutic circle for data interpretation by moving back and forth between the parts and the whole of the experience to reach a deeper understanding of the experience (Laverty, 2003).

Thematic data analysis (Braun & Clarke, 2012) was conducted to generate themes explaining the data set as a whole. 

The principal researcher developed two thematic frameworks for the two stages of the study. The two supervisors of the project re-coded selected transcripts from each stage. These independently derived frameworks were discussed, themes refined, and new themes identified until an agreement was reached. The finalised thematic framework was employed to code all the transcripts using the Atlas.ti qualitative data analysis tool.

III. RESULTS

A total of 18 individual interviews and 48 post-consultation discussions were analysed giving rise to seven themes. During analysis, it was noted that the factors that inform the development of clinical reasoning could be condensed together as a model. This is presented later in the text.

Each theme is elaborated below with quotations.  When more than one quotation is required to describe a theme, these are presented within a table. Additional supportive quotations are openly available in Figshare at https://doi.org/10.6084/m9.figshare.23536548.v2 (Karunaratne et al., 2023).

A. A Safe and Supportive Working Environment Empowers Junior Doctors to Develop Clinical Reasoning Skills

It was the collective view that a ‘safe’ work environment is characterised by easy access to more experienced doctors, and the presence of a safety net of seniors who review junior doctors’ work and understand their reasoning challenges. It provided junior doctors the opportunity and freedom to practice clinical reasoning independently, learn from errors, and arrive at their own reasoning decisions.

Such a conducive work environment also provided them with opportunities to emulate seniors and receive real-time feedback while actively participating in authentic tasks and applying knowledge and skills acquired during their undergraduate training.

“I’m working in a unit where each admission is clerked by the registrar. So, in that case, we are always in feedback…What I usually do is sometimes I clerk the patients first, and after that, I compare it with the registrar’s clerking. So, in that case, we can easily adapt their clerking.”

(MP3, Medicine, Male, Phase-1) 

B. Learning to Reason with Clinical Problems is Situated and Facilitated by Work Experience

Work experience provided the opportunity to learn from repeated exposure to clinical presentations and their variations, learn from seniors, and lapses of reasoning. However, work experience alone is not solely sufficient, and it is the collective influence of many other factors that help learn clinical reasoning. These factors are captured by the model developed from this study.

With work experience, junior doctors’ approach to reasoning changed from a ‘disease-oriented approach’ developed through undergraduate education to a ‘practice-oriented approach’. In the practice-oriented approach, junior doctors actively analyse clinical problems instead of matching them with memorised configurations of disease presentations.

They also developed ‘instincts’ for swift decision-making, sharpened through experience in recognising contextual factors in patient presentations. This was especially valuable for identifying acute cases requiring urgent care. In addition, they recognised the impact of the previous disease burden in formulating differential diagnoses, leading to a broader approach in their clinical reasoning.

Table 1 illustrates participant quotations that shed light on the role of work experience in learning clinical reasoning skills.

“…This approach in the ward is always problem-based. We’re dealing with problems. We try to solve the problems. That approach as a student was trying to fit the history into one of the long cases we have studied…Now we are not worried about that broad category. We will instead deal with the different problems that they have.” 

(MP2, Medicine, Male, Phase-1)

“I think it’s just being with the patients. You realise that … it’s not just what’s written in the book…I mean now, if you’re just walking past a patient, you realise that this patient is not well. Whereas initially, you would have to go through the ward round and… go through the records, and then only you’ll see it. I don’t know how you get that but…”

(MP2, Medicine, Male, Phase-1)

“…Once a child with hypovolemic shock came to the ward. I was in the ward alone. I was very afraid at that time as I was in my first week of internship. So, nothing was on my mind, and I called my senior and he asked me to give (fluid) boluses until he came…. (There was another emergency at the same time). An Angioedema child came to the ward. I thought of (laughing)… running away from the ward. Because it was the initial period, it was very difficult, and our clinical knowledge was also poor. But now, we can manage any emergencies until the senior comes.”

(PP, Paediatrics, Female, Phase-1)

(When enquired on the reasons for commencing consultations with comorbidities?)

“… Even the presenting complaint may be related to past medical conditions as well…and even this patient has diabetes… so, they can present in various ways… As an intern, I developed that. As an undergraduate, we are asking for name, age, where are you from, and then go on to take the history first…”

(MP4, Medicine, Female, Phase-2)

Table 1. Quotes illuminating that learning clinical reasoning is situated and facilitated by work experience

C. Internal Motivation and the Ability to Reflect and Employ Self-directed Learning are Powerful Tools for Developing Clinical Reasoning Skills

Learning clinical reasoning necessitated junior doctors to be internally driven for learning.  Such internal motivation made them willing to learn from any source and be self-directed in their own learning. These individuals progressed rapidly in learning to reason with clinical problems compared to others who were not internally motivated.

Maintenance of internal motivation throughout the internship necessitated external encouragement even for the motivated particularly from the senior staff. There was a similar effect when the work environment fostered a culture of learning with the inclusion and recognition of junior doctors as a group of learners.

Table 2 presents participant quotations that highlight the significance of internal motivation in developing clinical reasoning skills.

“(reasoning with a complicated presentation) …With this kind of patient, it’ll refresh our memory. Going through how to take the history, how to use the basics, and how you investigate and manage…It is not like people coming with gastritis, or headache. Those are just simple things.
But actually, it’s a pleasure to have these kinds of patients.”

  (MP3, Medicine, Male, Phase-2)

“I think you don’t need people who are good at what they do, I mean, you need people who are competent, but er…, you need a pleasant environment. Even if, there are, like 50 patients, if the people you work with are good, you can go through it. But then, if someone is really unpleasant, then that day is ruined.” 

(MP1, Medicine, Female, Phase-1)

Table 2. Quotes illuminating internal motivation, reflective practice, and being self-directed as central to learning clinical reasoning skills

D. Caring and Compassionate Attitudes towards Patients Facilitate Developing Clinical Reasoning Skills

The individual caring and compassionate attitudes towards patients and the positive role modeling of senior doctors motivated junior doctors to learn clinical reasoning. Work experience nurtured these attitudes irrespective of gender, reflecting the potential to learn them during practice. However, a heavy workload and orientation towards efficiency in practice hindered the development of such attitudes among junior doctors.

“We’ve realised that although we’re members of a team, even individually, we can always do something for the patients. So, we always try to do something at our level. But we’re always willing to take the feeling from everyone above us to help.”

(MP1, Medicine, Female, Phase-1)

 

E. Collaborating within a Healthcare Team and Engaging in Ward Activities and Procedures Help Expedite the Development of Clinical Reasoning Skills

Junior doctors learn mostly from registrars, who are the immediate seniors and near-peers. In addition, peers and other healthcare staff contribute to their learning by timely sharing of information and working as a team. Patients’ unique characteristics which demand variation in reasoning also provide learning opportunities.

“I think the main influence is probably the registrars. Because we’re mostly in contact with them…So, in a way through working with them, I think I have learned quite a lot. Different ones will teach you different skills. Some are good at acute medicine and how to do that, and some are very willing to teach us how to do a pleural tap… So, from different people, we have learned different things.”

(MP2, Medicine, Male, Phase-1) 

F. The Increasing Recognition of Professional Responsibility and Accountability towards Patient Care Drives Learning Clinical Reasoning

This was a strong theme commonly experienced by all junior doctors. During this transition, junior doctors recognised the patient care responsibilities vested in them and experienced a change of role from an undergraduate to a medical doctor.  This led them to internalise their role and work towards meeting these expectations, whilst learning from all opportunities. 

“We realise that somehow, we’ve got to do something. It wasn’t like that as students. (Now, as doctors) If we can’t take an ABG (Arterial Blood Gas) once, we will try ten times and somehow take the ABG. We realise- we have that ownership, “This is my patient. I will do something for her.” So, I think that’s a good thing. We didn’t have that as students.”

(MP1, Medicine, Female, Phase-1) 

Parallel to the change of role, they were accepted as members of a community of doctors actively involved in providing patient care, which gave them a sense of inclusion and prestige and they worked hard towards meeting the expectations, which in turn helped them learn clinical reasoning.

G. Diversity of Personal, Interpersonal, and Contextual Factors Impede the Development of Clinical Reasoning Skills

Several negative influences on learning clinical reasoning exist.

The personal factors that can diminish learning clinical reasoning are related to a lack of internal motivation to learn and limited use of reflective practice.

In addition, external factors such as lack of encouragement and limited recognition of their contribution as doctors further demotivate junior doctors. Settings supervised by several senior clinicians provide better learning opportunities, but they also expose them to experience individual variations of reasoning due to staff working patterns and hinder their ability to appreciate the continuity of care.

Moreover, as junior doctors, they handle a heavy workload and work under time constraints, which gives them limited opportunity to reflect and learn from experience. Junior doctors also experience the presence of a power gap between juniors and seniors within the healthcare team and maintenance of this hierarchy is a barrier to learning during practice.

Table 3 presents participant quotes highlighting the diversity of contextual factors that hinder learning clinical reasoning skills.

“…usually hiccups occur with failures of… all types of failures…  I do not have much knowledge about those things. Actually, I got to know that hiccups occur due to organ failure also, after this patient… (laughs)” (no intentions to learn more expressed)

  (SP2, Medicine, Male, Phase-2)

“…here I think, in our unit, because the consultant changes daily, I think that is a negative point. The fact that you don’t have that connection with one person, and the fact that there is no continuity in care…”

(MP1, Medicine, Female, Phase-1)

“…I mean, there are too many admissions some days and you’re just trying to get through from one patient to the next one. So, you don’t really have that much time to analyse the problem as such. I mean, when the ward is less heavy, I’m trying to figure out what’s wrong but some days it’s a little bit… like going through.”

(MP2, Medicine, Male)

Table 3. Quotes illuminating contextual factors that impede the development of clinical reasoning skills

In addition, the discussions with junior doctors revealed that their main goal during the internship was to arrive at a diagnosis and/or manage patients’ clinical problems.  No learning-related goals were readily verbalised.

 

(When enquired about the goals of reasoning during the internship)
“That…..err…is…
coming to a final diagnosis and starting the treatment…Basically, we are supposed to recognise life-threatening conditions and treat them.”

 (MP3, Medicine, Male, Phase-2)

 

Similarly, the informal discussions with senior clinicians revealed their limited expectations of the contribution of the internship towards facilitating the development of clinical reasoning skills among juniors. This could be due to the service orientation of the internship leaving ‘learning to happen’ concurrently without being actively encouraged. This is not conducive to learning clinical reasoning.

H. The Construction of the ‘practice-oriented clinical reasoning skills development framework’

Embedded within the seven themes were a multitude of factors that could be clearly categorised as ‘Facilitators’, ‘Drivers’, ‘Sources’, and ‘Challenges’ of developing clinical reasoning skills. These factors helped junior doctors to migrate from a disease-oriented to a practice-oriented approach to clinical reasoning (Figure 1).

The categorisation was informed by how these factors influenced the development of clinical reasoning skills. ‘Facilitators’ actively support learning, while ‘drivers’ exert strong internal pressure to motivate learning clinical reasoning. A ‘source’ is an individual or an activity, that helps learn clinical reasoning through interacting with them. ‘Challenges’ are either internal or external to an individual and negatively influence the development of clinical reasoning skills.

Figure 1. ‘Practice-oriented clinical reasoning skills development framework’ highlighting the factors that influence the development of clinical reasoning skills during the transition from medical graduates to junior doctors

IV. DISCUSSION

Aligned with existing literature (Brennan et al., 2010; Lempp et al., 2005; Prince et al., 2000; Teunissen & Westerman, 2011), this study identified a steep learning curve for junior doctors in developing clinical reasoning skills upon commencing the internship. A ‘disjunction’ (Koufidis et al., 2020) was evident between knowledge acquired during medical undergraduate education and the demands of effective reasoning in clinical practice (Cave et al., 2009; Monrouxe et al., 2017). The ‘practice-oriented clinical reasoning skills development framework’ derived from this study shed light on the factors serving as ‘enhancers’ and ‘silencers’ of learning clinical reasoning skills during this critical period. This classification helps consolidate existing knowledge specific to this period and offers insights for addressing disconnections and facilitating the development of clinical reasoning skills.

In this study, novice doctors initially faced clinical reasoning challenges due to limited contextual understanding and reliance on rule-based reasoning comparable to the Dreyfus model of adult skill acquisition (2004). With increased work experience, they were able to promptly recognise contextual features distinguishing acute from non-acute presentations requiring urgent care. Additionally, they acknowledged the significance of the patient’s past medical history in forming a broader approach to reasoning. Some even acquired instincts for prompt clinical decision-making, a form of non-analytic reasoning identified by clinical experts (Norman et al., 2007) and blending non-analytic reasoning with occasional rule-based confirmation (analytic reasoning). This dual-process approach (Croskerry, 2009; Eva, 2004; Pelaccia et al., 2011), incorporating both analytic and non-analytic reasoning is recognised to overcome challenges associated with each approach. Such development of clinical reasoning skills with work experience is reflective of the advancement of reasoning skills along the first four stages of the Dreyfus model, from novice to proficiency stages. This contrasts with the limited value placed on the internship for developing clinical reasoning skills among some clinical supervisors and needs addressing during staff development initiatives.

It was also noted that junior doctors revert to the novice stage using more analytical rule-based reasoning with uncommon presentations or at the start of a new rotation in another specialty (Groves, 2012). This highlights the complexity of developing clinical reasoning skills, varying with the nature of the presentation and the clinical specialty, requiring more support for its development. This aligns with the ‘context-specific nature’ of clinical reasoning (Eva et al., 1998), the variation of reasoning outcomes of an individual due to contextual factors unique to clinical situations. The study revealed a clear influence of clinical specialty on reasoning, confining the development of clinical reasoning to a few focused clinical problems common to a particular specialty. This limits the overall development of clinical reasoning and hinders the momentum of clinical reasoning development entering a new clinical specialty. Therefore, clinical teachers should promote a comprehensive approach, considering differential diagnoses beyond a single specialty. Given the need for promptly recognising contextual features of disease severity in acute care settings coupled with early internship challenges, delaying trainees’ placement in acute care settings until later in a clinical rotation is a reasonable approach, contrary to current clinical practice.

Work experience was central to developing clinical reasoning skills (Charlin et al., 2007; Schmidt & Rikers, 2007; Schmidt & Boshuizen, 1993), but benefiting from experience required junior doctors to be internally motivated. According to the self-determination theory, when an individual experiences a feeling of being able to do something successfully (competence), when their actions are controlled internally or self-determined (autonomy), and when there is a sense of safety, belonging, and supportive relationships (relatedness), it enhances the intrinsic motivation of an individual (Ryan & Deci, 2000) and this was clearly noted during this study. The ‘drivers’, ‘facilitators’, and ‘sources’ of learning clinical reasoning identified during this study enabled fulfilling these three basic psychological needs required to be motivated to learn clinical reasoning. Hence, the ‘practice-oriented clinical skills development framework’ could serve as a valuable reference for clinical teachers supporting junior doctors in developing clinical reasoning skills during their transition to the workplace.

Echoing the evidence in the field (Ajjawi & Higgs, 2008; Gruppetta & Mallia, 2020), junior doctors recognised the change in their role from student to medical doctor and subsequent absorption into the healthcare team which made them internalise their responsibility and accountability towards patient care.  Their engagement in patient care gradually increased to finally becoming valued members of this community, collaborating with other like-minded colleagues to develop a more deliberate understanding of reasoning and methods of using it. This aligns with the principles of legitimate peripheral participation and community of practice of the Situated Learning Theory (O’Brien & Battista, 2020). The community of practice created a safe learning environment, motivating junior doctors to learn clinical reasoning actively. This emphasises the significance of early integration of junior doctors as valued members of the healthcare team. A team-oriented approach to patient care, acknowledging every team member’s contribution, proves more beneficial here than an individual-focused hierarchical approach.

The junior doctors of this study learned through their interactions with senior doctors, peers, and other healthcare staff, as well as by actively participating in ward activities, revealing learning as a dynamic social act. The opportunity to observe, listen to, and emulate senior colleagues as they engaged in clinical reasoning with authentic patient presentations, followed by the application of the newly acquired skills, significantly influenced the development of their clinical reasoning skills. This highlights the continued relevance of apprenticeship as a pedagogical tool today (Dornan, 2005), facilitating the ongoing development of clinical reasoning skills among junior doctors. It also provides a unique opportunity to witness firsthand the decision-making processes of junior doctors operating independently in clinical practice, aligning with the highest level of clinical skills assessment in Miller’s pyramid (Miller, 1990). This presents a potential opening for formative assessment of clinical reasoning, whether conducted formally or informally, as part of junior doctor training.

Junior doctors also constructed knowledge through interpersonal interactions in the workplace by engaging in an iterative process of learning, application, and consolidation of knowledge with each experience contributing to the refinement of their clinical reasoning skills. Learning from these experiences required them to reflect on these experiences and arrive at new understandings by integrating and building on previous knowledge. This is aligned with the principles of experiential learning theory (Morris, 2020; Yardley et al., 2012) and the constructivism learning theory (Olusegun, 2015). This highlights the importance of encouraging reflection by proactively including junior doctors in all pertinent patient-related discussions. Also, the value of implementing a reflective portfolio to acknowledge junior doctors’ learning needs at the outset of the internship, with formative assessments conducted midway and at its conclusion by clinical supervisors. This could also introduce a learning orientation to the already service-focused internship placement.

Junior doctors found collaborative learning, including referrals to other specialties and engaging in those discussions or working in partnerships with peers, beneficial for developing clinical reasoning (Laal & Laal, 2012; Tolsgaard et al., 2016). This highlights the value of involving junior doctors in collaborative work within or across disciplines. Simulation-based training (Khan et al., 2011) offers similar opportunities for collaborative learning within a safe environment, without compromising patient safety. Integrating simulation-based training for junior doctors immediately after graduation or before the internship can equip them with reasoning skills for authentic practice, addressing challenges during their transition to the workplace.

The caring and compassionate attitudes instilled in junior doctors by their seniors and further nurtured through close patient interactions, served as indirect motivators for learning clinical reasoning skills. This is an area not widely discussed in literature. While there is acknowledgment of the potential influence of clinicians’ emotions on clinical reasoning (Kozlowski et al., 2017), the specific impact of emotional closeness in patient care, and whether it aligns with the conventions of a more objective, rule-based healthcare delivery system, remains an area that merits more comprehensive investigation (Dreyfus, 2004). However, the study findings support that the more emotionally closer the junior doctors are to their patients, the more they are invested in learning clinical reasoning to ensure healthier outcomes for their patients. Clinical teachers could nurture such attitudes through role modeling as noted in this study.

The interrupted supervisory relationships due to work rotations of the senior staff challenged learning clinical reasoning. Such system-related factors deprived junior doctors of learning by emulating senior practice. It also hampered their ability to appreciate the continuity of patient care due to individual variations of reasoning among senior staff and prevented developing closer relationships with seniors, which could have been more emotionally satisfying (Ryan & Deci, 2000). This underlines the need to take necessary steps to prevent any adverse effects of staff working patterns on trainee doctors, while simultaneously ensuring extended periods of supervision within a consistent healthcare team.

The collective findings of this study not only confirm but also add valuable insights to the clinical reasoning pathway for teaching clinical reasoning skills (Linn et al., 2012). According to this framework, the teaching of clinical reasoning occurs in three stages through three consultations. Stage 1- Demonstration and deconstruction, Stage 2- Comprehension, and Stage 3- Performance. The transition in focus from the teacher’s approach to the student’s performance occurs in the last stage. In junior doctor training, this framework is ideally applied within a team context during daily clinical ward rounds focusing on selected patient presentations as afforded by the time constraints. The three stages of the framework can be combined, and the reasoning discussions can be brief and can take place within the ward round after the selected presentations with increasing junior doctors’ involvement as they gain experience. This could allow junior doctors to learn from verbalised reasoning from the team, reflect and actively contribute to the discussion, and feel valued as team members. They can apply newly acquired reasoning skills in subsequent patient consultations independently, in addition to the opportunity to demonstrate these during the ward rounds. Based on the study findings, additional considerations for analysing patient presentations could be proposed as enhancements to the clinical reasoning pathway (Linn et al., 2012). These aspects are detailed within the overall structure of this framework in Figure 2.

Figure 2. Proposed additions to the deconstructed consultation according to the clinical reasoning pathway (Linn et al., 2012) for teaching clinical reasoning to junior doctors as part of daily clinical ward rounds

Additions are presented in italics and highlighted. (NAR- non-analytic reasoning)

V. CONCLUSION

The ‘practice-oriented clinical skills development framework’ has brought together factors that act as ‘enhancers’ and ‘silencers’ of learning clinical reasoning specific to this period of transition from medical graduates to junior doctors. These findings offer practical insights that can prove invaluable for clinical educators in their teaching practices to facilitate the development of clinical reasoning skills.

This research also offers insights into the responsibilities of clinical teachers in supporting the development of clinical reasoning skills among junior doctors during their internship. It provides suggestions for teaching these skills in practice and highlights potential system-related changes needed to facilitate this process.

A. Limitations of the Study

The reader needs to determine the applicability of the findings to their context to overcome the limitations of qualitative research. To facilitate this process, the methodology and the data analysis are appropriately detailed.

The study focused on immediate medical graduates, and therefore, it did not delve into the clinical reasoning experiences of junior doctors at different levels of seniority and training, although this could have added to our understanding. This lack of comparative analysis is another limitation of this study. 

Notes on Contributors

Dr WCD Karunaratne conceptualised the study, prepared the study proposal, conducted all interviews, analysed them and developed the manuscript for this submission.

Professor Madawa Chandratilake was a supervisor of this study and he contributed to the study design, guided initial interviews, and analysed selected transcripts to finalise the final coding framework for the study. He also reviewed and provided feedback on different versions of the manuscript.

Professor Kosala Marambe was also a supervisor of the study. She contributed to the study design and analysis of selected transcripts to finalise the final coding framework for the study and provided feedback on different versions of the manuscript.

Ethical Approval

Ethical clearance (P/11/01/16) was obtained from the Faculty of Medicine, University of Kelaniya, Sri Lanka.

Data Availability

Institutional ethical clearance was given to maintain the data in the secure storage of the principal investigator of the study. However, additional supportive quotations are deposited in the repository (Karunaratne et al., 2023) and are available from this URL – https://doi.org/10.6084/m9.figshare.23536548.v2.

Readers may contact the principal researcher for additional data and details if required.

Acknowledgement

We would like to acknowledge Dr Pavithra Godamunne (Faculty of Medicine, University of Kelaniya, Sri Lanka) who applied and secured funding for the project and Dr Paul Crampton (Hull York Medical School, UK) who reviewed the manuscript and provided constructive comments.

Funding

University of Kelaniya, Sri Lanka funded this research study (No. RP/03/04/17/01/16).

Declaration of Interest

The authors have no conflicts of interest to disclose.

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*WCD Karunaratne
Centre for Medical Education,
University of Dundee
Scotland, DD2 4BF
+44 7594 504928
Email: dilminikarunaratne@gmail.com / Wkarunaratne001@dundee.ac.uk

Submitted: 27 April 2023
Accepted: 17 August 2023
Published online: 2 January, TAPS 2024, 9(1), 36-41
https://doi.org/10.29060/TAPS.2024-9-1/OA3051

Mae Yue Tan1,2, Zong Jie Koh1,3, Shoban Krishna Kumar4, Rui Min Foo5, Rou An Tan6, Nisha Suyien Chandran7,8 Jeremy Bingyuan Lin1,2, Malcolm Mahadevan9 & Eng Loon Tng5

1Department of Paediatrics, Khoo Teck Puat – National University Children’s Medical Institute, National University Health System, Singapore; 2Department of Paediatrics & 8Department of Medicine, Yong Loo Lin School of Medicine, National University of Singapore, Singapore; 3Department of General Surgery, University Surgical Cluster, National University Health System, Singapore; 4Division of Advanced Internal Medicine, Department of Medicine, National University Hospital, National University Health System, Singapore; 5Department of Medicine & 6Department of Intensive Care Medicine, Ng Teng Fong General Hospital, National University Health System, Singapore; 7Division of Dermatology, Department of Medicine, National University Hospital, National University Health System, Singapore; 9Emergency Medicine Department, National University Hospital, National University Health System, Singapore

Abstract

Introduction: The night float (NF) system has been instituted in some hospitals in Singapore to improve the working hours and wellbeing of junior doctors. There have been concerns of compromised learning and patient safety with NF. The objective of this study is to compare clinical competency outcomes, based on existing assessment framework, between post-graduate year 1 (PGY1) doctors working on NF versus traditional call (TC) systems. The secondary aim was to explore patient safety outcomes between these groups of PGY1s.

Methods: Data on the formal assessments of PGY1s using the Entrustable Professional Activities (EPAs) and medical errors were prospectively collected between May 2021 and April 2022 from two hospitals that employed different on-call systems. Data was analysed descriptively. Categorical data was analysed using the Chi-square test or Fisher’s exact test where appropriate.

Results: One hundred and ninety-three PGY1s consented to the study. There was no statistically significant difference in the clinical competency of PGY1s in both groups. The number of PGY1s who had ‘needs improvement’ scores in a detailed EPA was not significantly different (9.0% in the NF group versus vs 3.7% in the TC group (p = 0.14)). They nonetheless passed the overall core EPA and no PGY1 failed their postings. No serious reportable medical errors occurred in either group.

Conclusion: PGY1s who worked on NF are equally competent compared to those who worked on TC based on the EPA assessment matrix. Patient safety is not compromised by PGY1s working on NF.

Keywords:           Clinical competence, Float, Junior doctor, Patient safety, Wellbeing

Practice Highlights

  • Night float did not affect competency of post-graduate Year 1 doctors on current assessments.
  • Night float did not lead to compromised patient safety.
  • We provide objective data in consideration of restructuring working hours for junior doctors.

I. INTRODUCTION

Post graduate year 1 (PGY1) doctors are fresh graduates who are in their transitional year where they learn clinical decision-making skills and how to perform simple medical procedures independently. In Singapore, following the Medical Registration Act, PGY1s are required to complete 4 months of Internal Medicine and 4 months of General Surgery or Orthopaedic Surgery, with another 4-month posting of their choice in their 12 months as a PGY1 (Ministry of Health Holdings Pte Ltd, 2018).  As part of the national PGY1 training framework (Ministry of Health, 2019), each hospital is required to provide training (teaching activities) to allow PGY1s to achieve their learning and competency outcomes. PGY1s are assessed via a standardized matrix which is used across all hospital rotations and institutions.  They are expected to achieve competency in situations where senior supervision is less readily available, for example, while working on-call. PGY1 duties are similar regardless of discipline as they focus on core medical competencies common to general medical practice.

In Singapore, some hospitals have instituted the night float (NF) system as a service model where a dedicated team of doctors, including PGY1s, take over the care of patients for consecutive nights in a week. A different team of doctors will resume care of patients the following day. This facilitates timely handovers of patient management, eliminates the need for prolonged post-night call working hours and provides junior doctors with adequate rest, avoiding sleep deprivation. Conversely, in the traditional call (TC) system, junior doctors commence night duties immediately after their daytime routines. Frequently, at the end of their night calls, PGY1s continue with daytime work till mid-day or later, resulting in shifts of up to 36 hours.

The Accreditation Council for Graduate Medical Education (ACGME) guidelines recommended a maximum of 80 hours of duties per week based on extant literature on the impact of prolonged duty hours on burnout and fatigue (Singapore Medical Council, 2017), medical errors and adverse events (Barger et al., 2006; Landrigan et al., 2004; Trockel et al., 2020). Departments that have instituted the NF system have significantly improved their compliance to duty hour recommendations. However, concerns were raised regarding reduced training opportunities, specifically during the after-office hour period due to the reduced working hours with NF as well as potential compromises in patient safety arising from communication lapses associated with frequent handovers (Desai et al., 2013; Sun et al., 2016). These concerns have prevented widespread adoption of NF in Singapore hospital systems.

Two studies in Singapore have shown that residents who worked on NF felt that it did not affect their learning outcomes or compromise patient safety (Loo et al., 2020; Tan et al., 2019). However, these studies assessed the perceptions of junior doctors and provided no objective data for comparison of NF against TC. We thus aimed to compare clinical competency outcomes between PGY1s who worked on NF and those who worked on TC, across similar specialties. The secondary aim was to explore any differences in patient safety and medical errors between these two groups. We chose the PGY1 group for this study for the following reasons. Firstly, PGY1 training outcomes and assessments are standardized nationwide thus allowing for direct comparisons across institutions. Additionally, any policy implementation or change would impact all PGY1s across the board equally. In contrast, physicians in their later years of training (PGY2 and above) are a heterogenous group with their training assessment frameworks dependent on the relevant speciality programmes. Secondly, PGY1s are considered to have the one of the highest risks of burnout among physicians and are likely to benefit most from well-being initiatives. Lastly, the PGY1 year is a compulsory year of formative training with PGY1s subsequently graduating as fully licensed physicians. This decisive and important transitional year from medical training to clinical practice underscores the importance of considerations for their training and competency.

II. METHODS

This study was conducted over three rotations (each PGY1 rotation spans 4 months) from May 2021 to April 2022. PGY1s working in National University Health System cluster (either in National University Hospital where NF is the structure for PGY1s rotating through General Surgery, Internal Medicine, and Orthopaedics (since January 2022), or Ng Teng Fong General Hospital where TC is practiced) were invited to participate via emails. PGY1s could opt out of the study. Ethics approval was obtained [National Healthcare Group Domain Specific Review Board (NHG DSRB), Singapore; Reference No.: 2021/00536].

Prospective data was collected from formal educational and workplace-based assessments. Currently, the Entrustable Professional Activities (EPAs) framework, which describes professional activities that a trainee can be entrusted to perform at varying levels of supervision, is used for this purpose. EPAs are established milestones in post graduate medical education to gauge whether trainees have achieved necessary skill sets that are appropriate for their level of training. In its current form, the local EPA framework for PGY1s includes 7 ‘core EPA’ groups. Each ‘core EPA’ group further encompasses a list of ‘detailed EPAs’. An example of a ‘core EPA’ and its ‘detailed EPAs’ is shown in Table 1. At the end of a rotation during their final evaluation, PGY1s are evaluated by their supervisors for each ‘detailed EPA’ as part of their ‘Learning Needs’. A grading of ‘needs improvement’ for a detailed EPA indicates that the PGY1 has not demonstrated sufficient competence in that specific activity. No input is required if a PGY1 is deemed to have met expectations for the detailed EPA. In performing this evaluation, the supervisor is expected to canvass feedback from other team and faculty members who have worked with the PGY1. At the end of the rotation, should all EPAs (core and detailed) be assessed as competent, the supervisor would grade the posting outcome as a pass, with the opportunity to nominate the PGY1 for the national outstanding PGY1 award.

Core Entrustable Professional Activity (EPA)

Detailed EPAs

Manage patients by obtaining a detailed history, performing appropriate physical examination, requesting & follow-through relevant diagnostic evaluation & therapeutic interventions.

  1. Obtain complete relevant and accurate patient history and perform physical examination.
  2. Propose a reasonable working and differential diagnoses.
  3. Decide on initial diagnostic evaluation and recommend/carry out acute therapeutic interventions.
  4. Demonstrate awareness of costs, risks and benefits.
  5. Articulate and utilize knowledge to diagnose and treat common conditions encountered in the posting.
  6. Maintain patient confidentiality.
  7. Work effectively and respectfully within an inter-professional team.
  8. Demonstrate compassion, empathy, openness & respect for patients &relatives that includes cultural and religious sensitivities.

Table 1. Example of an Entrustable Professional Activity (EPA), with detailed EPAs within the core EPA

Data on medical errors or patient safety issues involving PGY1s, including near-miss events, were also collected from the medical error reporting systems of both hospitals. All data were anonymized prior to data analysis. Data was analysed descriptively and with comparative statistics. Chi-square test or Fisher’s exact test were used for analysis of categorical data where appropriate. 

III. RESULTS

A total of 193 PGY1s consented to this study with no opt-outs. There was no statistically significant difference in the proportion of PGY1s with ‘needs improvement’ between the 2 groups: 9.0% of PGY1s in the NF group compared to 3.7% in the TC group had ‘needs improvement’ in any of the ‘detailed EPAs’ (p = 0.16) (Table 2). All PGY1s with ‘needs improvement’ were deemed competent in the ‘core EPA’. Notably, three PGY1s in the NF group who had ‘needs improvement’ in the ‘detailed EPAs’ were nominated for the Outstanding PGY1 Award by the Ministry of Health. All PGY1s in this study passed their postings satisfactorily.

 

Night Float (NF)

Traditional On-Call (TC)

P-value

Total number of PGY1s who had ‘needs improvement’ for a detailed EPA / total number of PGY1s (%)

10 / 111 (9.0)

3 / 82 (3.7)

0.16

1st rotation (%)

3 / 36 (8.3)

2 / 29 (6.9)

0.99

2nd rotation (%)

2a / 32 (6.3)

0 / 22 (0.0)

0.51

3rd rotation (%)

5b /43 (11.6)

1 / 31 (3.2)

0.39

Table 2. Proportion of post graduate year 1 (PGY1) doctors who had detailed EPAs that were marked as ‘needs improvement’

aBoth these PGY1s were nominated for the outstanding PGY1 award.

bOne PGY1 was nominated for the outstanding PGY1 award.

In terms of medical errors, there were 25 reported events in the NF group and 12 in the TC group. To account for the difference in number of PGY1s between both groups, we reported the average event rate per PGY1, i.e. event rate over the number of PGY1s in the rotation. There was no statistically significant difference in the average event rate per PGY1 between the two groups (0.23 vs 0.15, p = 0.20) (Table 3). There was also no statistically significant difference between the two groups when comparison was made for each rotation. All reported errors regardless of NF or TC, were in the ‘No Harm’, or ‘Minor Harm’ categories with no serious reportable events: 24.3% of all errors were needle stick-related events while 24.3% were for wrongly labelled blood tubes.

 

Night Float (NF)

Traditional On-Call (TC)

P-value

Average event rate per PGY1

0.23

0.15

0.20

1st rotation

0.11

0.14

0.99

2nd rotation

0.25

0.14

0.49

3rd rotation

0.30

0.16

0.18

Table 3. Event rates for reported events (either medical errors or patient safety issues) in post graduate year 1 (PGY1) doctors over the study period.

IV. DISCUSSION

Our study revealed insights on the effects of the NF system on the clinical training of PGY1s and impact on patient safety. There was no statistically significant difference in objective clinical competency between PGY1s working on NF or TC. This refutes the concern of inadequate training opportunities arising from shorter working hours during after-office-hours shifts. These objective findings are in line with the subjective evaluation and perceptions of junior doctors on the impact of the local night float system on their training (Loo et al., 2020; Tan et al., 2019).

Though the time spent for emergency-related work or ‘on-call’ situations where senior supervision is less readily is reduced on the NF compared to the TC groups, the training outcomes were similar and not compromised. We postulate that this is because of the robust formal training programme during the daytime which is consistent across hospitals given the national framework guidelines. In addition, the high number of emergency cases being admitted after office hours in both the NF and TC groups provide ample learning opportunities for the PGY1s. Regardless of which service model the PGY1s practice in, formal training during daytime work is consistent across hospitals given the national framework guidelines. PGY1s have protected teaching time each week and they are able to catch up with the teaching topics through e-learning modules when they are post call. As such, the NF system does not negatively affect their learning through the formal teaching program. While hours spent on training activities are important, it is just one component that contributes to learning outcomes. Previous literature has shown that shorter training hours can also optimize learning as it allows between-session and post-training learning to occur (Molloy et al., 2012).

Though not statistically significant, the NF group did have a higher number of PGY1s who were flagged for ‘needs improvement’ in their ‘detailed EPA’ as compared to the TC group (9.0% vs 3.7%, p = 0.16). We believe this was a result of the limitations with the EPA assessment matrix rather than poor clinical training in the PGY1s in the NF group.  The standardized assessment matrix in the overall evaluation form provides only two options in the grading of each ‘detailed EPA’; PGY1s who are deemed to have failed the task should be graded as ‘needs improvement’ whilst the section is left blank by the supervisors for PGY1s who are deemed to be competent in the task. Thus, the grade of ‘needs improvement’ is in reality that of failure, but is commonly misconstrued as having room for improvement in an already competent PGY1. Hence, supervisors may mistakenly grade the ‘detailed EPA’ domains as ‘needs improvement’ without any intent that the PGY1 is in any way incompetent. Supervisors may even grade the PGY1s as ‘needs improvement’ in an effort to spur them to greater heights, and we suspect this to be the case as seen in the 3 PGY1s who were nominated for the Outstanding Award on their overall assessment despite having a “needs improvement” grade for a detailed EPA. Additionally, as with any assessment matrix, the utility and accuracy of EPAs in reflecting competency is heavily dependent on how well it is used by the supervisor and PGY1, and its refinement and standardization continue to be work in progress.

Our study showed that the NF system does not affect patient safety adversely. There were no major clinical errors or adverse patient events in both groups. There were also no statistically significant differences in the minor clinical errors, categorized as ‘No Harm’ and ‘Minor Harm’, that were made by PGY1s between the two groups (0.23 vs 0.15, p = 0.20). Given the anonymity of data on the medical error reporting systems, we were unable to discern whether errors were made while on call or if certain PGY1s were making repeated errors. As these numbers are small, comparative analysis is not meaningful and thus not performed. There were no medical errors arising from miscommunications because of increased handovers in our study. We believe that PGY1s were able to provide better quality handovers in a timelier fashion due to the structured work-hour cycles in NF. NF reduces PGY1 fatigue and the associations between fatigue and its impact on judgement, competency and risk of mistakes has been demonstrated (Trockel et al., 2020).

V. CONCLUSION

In conclusion, our study supports existing evidence that the NF system does not compromise clinical training for PGY1s or patient safety. The NF system emphasizes the importance of training quality over quantity and enhances PGY1 wellbeing. We believe our study provides objective data for the medical fraternity for consideration in the restructuring of working hours for junior doctors (Abu Baker, 2022).

Notes on Contributors

MYT contributed to design and conception of the work, data analysis and interpretation, drafted the article and revised it critically for important intellectual content. ZJK contributed to design and conception of the work, data analysis and interpretation, drafted the article and revised it critically for important intellectual content. SKK contributed to design and conception of the work, data analysis and interpretation, drafted the article and revised it critically for important intellectual content. RMF contributed to data acquisition and revised the article critically for important intellectual content. RAT contributed to data acquisition and revised the article critically for important intellectual content. NSC contributed to study conception, data interpretation and revised the article critically for important intellectual content. JBL contributed to design and conception of the work and revised the article critically for important intellectual content. MM contributed to conception of work, data interpretation and revised the article critically for important intellectual content. ELT contributed design and conception of the work, data acquisition and revised the article critically for important intellectual content. All authors read and approved the final version, and agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Ethical Approval

This study was performed in line with the ethical standards of the institutional and/or national research committee and with the 1964 Declaration of Helsinki and its later amendments or comparable ethical standards. Ethics approval for the study was obtained from the National Healthcare Group Domain Specific Review Board (NHG DSRB), Singapore; Reference No.: 2021/00536.

Data Availability

The data that support the findings of this study are available from the corresponding author upon reasonable request.

Acknowledgement

The authors would like to thank the Ministry of Health, Singapore, for supporting the implementation of the night float call system for junior doctors in our institution. We would also like to thank our PGY1s for consenting to this study, and our program coordinators for providing administrative assistance for this project. Lastly, we would like to thank Ms Sheena Nishanti Ramasamy for her assistance in editing and formatting the manuscript for submission.

Funding

The authors received no financial support for the research, authorship, and/or publication of this article.

Declaration of Interest

The authors declare no relevant financial or non-financial competing interests with respect to the research, authorship and/or publication of this article.

References

Abu Baker, J. (2022, March 9). Review of junior doctors’ work hours among steps to improve healthcare workers’ well-being. Channel News Asia. https://www.channelnewsasia.com/singapore /review-junior-doctors-work-hours-among-steps-improve-healthcare-workers-well-being-2551376

Barger, L. K., Ayas, N. T., Cade, B. E., Cronin, J. W., Rosner, B., Speizer, F. E., & Czeisler, C. A. (2006). Impact of extended-duration shifts on medical errors, adverse events, and attentional failures. PLoS Medicine, 3(12), Article e487. https://doi.org/10.1371/journal.pmed.0030487

Desai, S. V., Feldman, L., Brown, L., Dezube, R., Yeh, H. C., Punjabi, N., Afshar, K., Grunwald, M. R., Harrington, C., Naik, R., & Cofrancesco, J., Jr (2013). Effect of the 2011 vs 2003 duty hour regulation-compliant models on sleep duration, trainee education, and continuity of patient care among internal medicine house staff: A randomized trial. JAMA Internal Medicine, 173(8), 649–655. https://doi.org/10.1001/jamainternmed.2013.2973

Landrigan, C. P., Rothschild, J. M., Cronin, J. W., Kaushal, R., Burdick, E., Katz, J. T., Lilly, C. M., Stone, P. H., Lockley, S. W., Bates, D. W., & Czeisler, C. A. (2004). Effect of reducing interns’ work hours on serious medical errors in intensive care units. The New England Journal of Medicine, 351(18), 1838–1848. https://doi.org/10.1056/NEJMoa041406

Loo, B. K. G., Ng, C. L., Chin, R. T., Davies, L. J., Yong, J., Ang, A. E. L., Chong, Y. W., & Tambyah, P. A. (2020). Nationwide survey comparing residents’ perceptions of overnight duty systems in Singapore: Night float versus full overnight call. Singapore Medical Journal, 61(10), 559–562. https://doi.org/10.11622/sme dj.2020149

Ministry of Health Holdings Pte Ltd. (2018). Medical service career path. https://www.physician.mohh.com.sg/medicine/medi cal-service-career-path

Ministry of Health Singapore. (2019, January 16). The national PGY1 training and assessment framework. https://www.moh.gov.sg/hpp/all-healthcareprofessionals/news/NewsArticleDetails/nationalpgy1_training_assessment_framework

Molloy, K., Moore, D. R., Sohoglu, E., & Amitay, S. (2012). Less is more: Latent learning is maximized by shorter training sessions in auditory perceptual learning. PloS One, 7(5), Article e36929. https://doi.org/10.1371/journal.pone.0036929

Singapore Medical Council. (2017). SMC circular – Guidelines on Postgraduate Year 1 (PGY1) training and postings for the accreditation of PGY1 training posts.

Sun, N. Z., Gan, R., Snell, L., & Dolmans, D. (2016). Use of a night float system to comply with resident duty hours restrictions: Perceptions of workplace changes and their effects on professionalism. Academic Medicine: Journal of the Association of American Medical Colleges, 91(3), 401–408. https://doi.org/10.1097/ACM.0000000000000949

Tan, B. Y., Ngiam, N. J., Chang, Z. Y., Tan, S. M. Y., Shen, X., Mok, S. F., Subramanian, S., Ooi, S. B. S., & Kee, A. C. (2019). Perceptions of a night float system for intern doctors in an internal medicine program: An Asian perspective. Korean Journal of Medical Education, 31(3), 271–276. https://doi.org/10.3946/kjme.2019.137

Trockel, M. T., Menon, N. K., Rowe, S. G., Stewart, M. T., Smith, R., Lu, M., Kim, P. K., Quinn, M. A., Lawrence, E., Marchalik, D., Farley, H., Normand, P., Felder, M., Dudley, J. C., & Shanafelt, T. D. (2020). Assessment of physician sleep and wellness, burnout, and clinically significant medical errors. JAMA Network Open, 3(12), Article e2028111. https://doi.org/10.1001/jamanet work open.2020.28111

*Dr Mae Yue TAN
Department of Paediatrics,
Khoo Teck Puat-National University
Children’s Medical Institute,
National University Health System, Singapore
Department of Paediatrics,
Yong Loo Lin School of Medicine,
National University of Singapore, Singapore
NUHS Tower Block Level 12,
1E Kent Ridge Rd, Singapore 119228
Email: mae_yue_tan@nuhs.edu.sg

Submitted: 28 January 2023
Accepted: 17 August 2023
Published online: 2 January, TAPS 2024, 9(1), 3-19
https://doi.org/10.29060/TAPS.2024-9-1/OA2947

Thun How Ong1, Hwee Kuan Ong2, Adrian Chan1, Dujeepa D. Samarasekera3 & Cees Van der Vleuten4

1Department of Respiratory and Critical Care Medicine, Singapore General Hospital, Duke-NUS Medical School, Singapore; 2Department of Physiotherapy, Singapore General Hospital; 3Centre for Medical Education, Yong Loo Lin School of Medicine, National University of Singapore, Singapore; 4Department of Educational Development and Research, Maastricht University, Maastricht, The Netherlands

Abstract

Introduction: The mini-Clinical Evaluation Exercise (CEX) is meant to provide on the spot feedback to trainees. We hypothesised that an ultra-short assessment tool with just one global entrustment scale (micro-CEX) would encourage faculty to provide better feedback compared to the traditional multiple domain mini-CEX.

Methods: 59 pairs of faculty and trainees from internal medicine completed both the 7-item mini-CEX and a micro-CEX and were surveyed regarding their perceptions of the 2 forms. Wordcount and specificity of the feedback was assessed. Participants were subsequently interviewed to elicit their views on factors affecting the utility of the CEX.

Results: Quantity and quality of feedback increased with the micro-CEX compared to the mini-CEX. Wordcount increased from 9.5 to 17.5 words, and specificity increased from 1.6 to 2.3 on a 4-point scale, p < 0.05 in both cases. Faculty and residents both felt the micro-CEX provided better assessment and feedback. The micro-CEX, but not the mini-CEX, was able to discriminate between residents in different years of training. The mini-CEX showed a strong halo effect between different domains of scoring. In interviews, ease of administration, immediacy of assessment, clarity of purpose, structuring of desired feedback, assessor-trainee pairing and alignment with trainee learning goals were identified as important features to optimize utility of the (mini or micro or both) CEX.

Conclusions: Simplifying the assessment component of the CEX frees faculty to concentrate on feedback and this improves both quantity and quality of feedback. How the form is administered on the ground impacts its practical utility.

Keywords:           Workplace Based Assessment, Mini-CEX, Micro-CEX, Feedback, Assessment

Practice Highlights

  • Simplifying the assessment component of the CEX frees faculty to concentrate on feedback.
  • A simpler form can result in better and more feedback.
  • Making it easy for faculty to use the form is important and increases its utility in providing feedback and assessment.

I. INTRODUCTION

    The Mini-CEX is one of the most widely used work-placed based assessment (WBA) tools and is supported by a large body of theoretical and empirical evidence which have shown that when used in the context of repeated sampling, it is both a valid assessment tool and is also an effective education tool in giving feedback to the trainee (Hawkins et al., 2010; Norcini et al., 2003). However, in practice, the educational value of the mini-CEX, as measured chiefly by trainee and faculty perceptions and satisfaction, varied significantly (Lorwald et al., 2018). Factors affecting the educational value have been described by Lorwald et al. and categorised into context of usage, and user, implementation and outcome factors (Lorwald et al., 2018).

    Context refers to the situation in which the mini-CEX is executed, and factors which impact its actual usage, such as time needed for conducting the Mini-CEX, or the usability of the tool. Time constraint on the part of both the residents and the assessors is an especially frequent issue across multiple studies (Bindal et al., 2011; Brazil et al., 2012; Castanelli et al., 2016; Lörwald et al., 2018; Morris et al., 2006; Nair et al., 2008; Yanting et al., 2016). The mini-CEX was conceived as a 30-minute exercise of directly observed assessment, and there are 6 or 7 domains which faculty are expected to assess (Norcini et al., 2003). In a busy clinical environment however, what actually occurs is often a brief clinical encounter of 10-15 minutes or even less where only a few of the mini-CEX’s domains were assessed (Berendonk et al., 2018).

    User factors refers to trainee and faculty knowledge of the mini-CEX and their perceptions of its use. Studies have found that the mini-CEX is frequently regarded as a check box exercise (Bindal et al., 2011; Sabey & Harris, 2011). Assessor’s and trainee’s training and attitudes, or unfamiliarity with the WBA tools also negatively impact the educational value of the mini-CEX (Lörwald et al., 2018). Reports have shown that educating faculty on the formative intent of mini-CEX can improve feedback provided (Liao et al., 2013).

    Implementation factors refer to how the mini-CEX is actually executed on the ground. Some studies have reported that the mini-CEX often occurs without actual direct observation (Lörwald et al., 2018) or feedback provided (Weston & Smith, 2014). Implementation in turn affected outcome, which refers to the trainees appraisal of the feedback received (Lörwald et al., 2018).

    One way of improving the educational value of the mini-CEX then might be to improve the context of its usage, by redesigning the mini-CEX to better fit the realities of the clinical workplace. In different clinical encounters, specific domains of performance are more easily and obviously observed and assessed than others (Crossley & Jolly, 2012). Reducing the number of dimensions the assessors are asked to rate was shown to decrease measured cognitive load and improved interobserver reliability (Tavares et al., 2016). It has also been shown that using rating scales that align with the clinician’s cognitive schema perform better, for instance, scales that ask the clinician assessors about the trainees ability to practice safely with decreasing levels of supervision (i.e. entrustability) showed better discrimination and higher reliability (Weller et al., 2014). Compared to multidimension rating scales, global rating scales have greater reliability and validity in assessing candidates in OSCE examinations (Regehr et al., 1998), assessing technical competence in procedures (Walzak et al., 2015) and in simulation-based training (Ilgen et al., 2015).

    We proposed therefore to replace the multiple domains with a single rating asking faculty what level of supervision the resident would require in performing a similar task, i.e. a global entrustment scale. The shorter assessment task should refocus the faculty on the feedback component, whilst still retaining the ability to identify trainee progression. One such form has been proposed by Kogan and Holmboe (2018), and we designated this the micro-CEX.

    We hypothesised that these changes would improve the usability (“context” as described by Lorwald et al.) and hence improve the educational value of the assessment, measured in this study by the specificity and quality of the feedback given by faculty.

    Our study aims to show therefore that the shorter micro-CEX can provide better feedback than the usual mini-CEX. We also sought to find out, from the perspective of the end-users, what other adjustments to the implementation and design of the mini or micro-CEX can be made to improve its acceptability, educational value and validity.

    The study focussed on the following questions:

    Does the micro-CEX stimulate faculty to provide more specific and actionable feedback compared to the mini-CEX?

    Can the micro-CEX provide discriminatory assessment for residents across different years of practice?

    What are the perceptions of the faculty and residents regarding the factors affecting utility of the assessment instrument in providing feedback and assessment?

    II. METHODS

    A. Setting and Subjects

    The study was conducted in the division of Internal Medicine in a 1700 bed hospital in Singapore between September and December 2018. All faculty and residents rotating through internal medicine were invited to participate via e-mail, and agreeable faculty and residents paired up. In usual practice, residents must complete at least 2 mini-CEX covering standard inpatient or outpatient encounters during each three-month internal medicine posting, hence both residents and faculty are familiar with the usual mini-CEX.

    B. Design

    In order to evaluate for any participant reactivity affecting the CEX data (i.e. a Hawthorne effect) (Paradis & Sutkin, 2017), a baseline sample of 30 of the usual mini-CEX performed in the 3 months prior to the study was randomly selected and deidentified (from June to August 2018) . The quantity and specificity of feedback in these was evaluated as detailed below.

    For the study itself, faculty and residents used the usual mini-CEX as the first assessment in the first 2 weeks of the month, followed by a second assessment using the micro-CEX in the next 2 weeks. This sequence was chosen as performing the micro-CEX first might affect how the subsequent mini-CEX was performed. Cases chosen for the mini-CEX and micro-CEX were inpatient or outpatient internal medicine encounters, and faculty were simply instructed to choose cases that represented typical cases of average difficulty with no restrictions on the exact cases to be chosen.

    Faculty and residents completed an anonymised survey on their experiences at the end of the study and were invited to participate in a semi-structured group interview to elicit their views regarding which aspects of the mini-CEX exercise influenced feedback and assessment (Appendix 2). Both faculty and residents were informed that the survey and interviews were part of this study and participation in either was taken to be implied consent. The workflow of the study is seen in Figure 1.

    Figure 1. Study workflow

    C. Instruments

    The mini-CEX used in the program is based on the one described by Norcini (Norcini et al., 2003).This form was hosted on the internet ( New Innovations, Ohio, USA) and could be accessed by faculty from their mobile devices or their email. The micro- CEX was hosted on an opensource online survey tool (LimeSurvey GmbH, Hamburg, Germany) and can be accessed from mobile devices. A copy of both forms is available in Appendix 1.

    D. Analysis of Feedback

    The quality of feedback was assessed firstly by a word count, and then by grading the specificity of the feedback on a three-point scale (Pelgrim et al., 2012) (Appendix 3) and finally by the presence or absence of an actionable plan for improvement. In order to avoid rater bias, the assessor for the specificity of the feedback was blinded to the source of feedback (mini or Micro CEX). The first 20 forms were independently graded by two separate assessors (OTH and AC) using the above criteria, achieving a kappa coefficient of 0.852; all subsequent forms were graded by OTH, with any uncertainty resolved by discussion between AC and OTH. Word count and specificity, as well as faculty and resident preferences between the forms, were analysed using paired samples T-test. Proportion of Feedback which showed an actionable plan was compared using a Chi-Square test.

    E. Semi-structured Interviews

    Faculty and residents were interviewed separately. 21 residents and 6 faculty were interviewed over 8 sessions lasting between 20 to 30 minutes each. Interviews were conducted by the investigator (OTH). The interviews were audiotaped and transcribed verbatim. Data collection ended when saturation was reached. Member checking of the transcripts was carried out.

    The inductive template analysis as described by Nigel King was used to analyse the interview transcripts (King, 2012). Two transcripts were studied and coded separately by the investigator (OTH) and a collaborator (OHK). A priori themes of assessment, feedback and administration were used to structure the data so that the research question could be answered. Codes were discussed between OTH and OHK until a consensus was reached, and a codebook was created. The subsequent transcripts were coded by OTH. OHK, AC and OTH subsequently met to discuss the categories and emerging themes. NVivo 12 was used to store and manage the codes and transcripts. Results were triangulated with data from the quantitative surveys.

    For all quantitative data, an alpha of 0.05 was used as the cut-off for significance. IBM SPSS 25 (IBM SPSS Statistics for Windows, Version 25.0. Armonk, NY) was used for calculations.

    III. RESULTS

    The data that support the findings of this study are openly available in Figshare repository, at https://doi.org/10.60 84/m9.figshare.21862068.v1 (Ong, 2023).

    There were 33 internal medicine residents during the study period and 32 (97%) participated in the study; one resident declined to participate. They were paired with 39 different faculty over the three months of the study. 59 unique faculty- resident pairs completed both sets of CEX. 30.5% of the residents were in their first year of residency (R1), 47.9% in second year (R2), and 22.0% were in their third year (R3). The residents completed an average of 1.96 pairs of mini and micro CEX each. Time taken to complete the assessments was estimated by faculty to be 11.33 +/- 6.56 min for mini-CEX vs 9.42 +/-5.51 min for the micro-CEX (p = 0.02).

    A. Evaluation of Feedback in the Mini-CEX: Baseline and During Study

    30 de-identified mini-CEX were extracted randomly from the 3 months preceding the initiation of the study. These served as a baseline control and were compared to the feedback from the first, traditional mini-CEX done during the study (Table 1). During the period of the study, faculty using the same mini-CEX provided feedback that was more specific. Proportion of actionable feedback provided was much more in the mini-CEX done as part of the study compared to baseline controls (Table 1: 3.3% controls vs 28% study mini-CEX, p = 0.005).

     

     

     

    Mini-CEX vs prior baseline control

    Mini-CEX vs Micro-CEX

    Prior baseline control mini-CEX

    (mean+/-SD)

    Study Mini-CEX (mean +/- SD)

    p value

    Mini-CEX

    (mean +SD)

    Micro CEX

    (mean +SD)

    p value

    Q1 in which areas did the resident do well

     

    Word count

    12.1 +/-14.1

    9.5 +/- 7.0

    0.93

    9.5 +/- 7.0

    17.5 +/- 10.3

    <0.001

    Specificity*

    1.2 +/- 1.0

    1.6 +/- 0.90

    0.08

    1.6+/- 0.9

    2.3 +/- 0.7

    <0.001

    Q2/3 Areas needing improvement/ recommendations for future improvement

    Word count

    3.8 +/- 6.8

    5.7 +/- 7.3

    0.06

    5.7 +/- 7.3

    19.3 +/- 15.1

    <0.001

    Specificity*

    0.5 +/- 0.7

    1.1 +/-1.1

    0.01

    1.1 +/- 1.0

    1.8 +/- 0.9

    <0.001

    Actionable

    1/30 (3.3%)

    17/59(28.8%)

    0.005

    17/59 (28.8%)

    18/59(30.5%)

    0.84

    Table 1. Quality and quantity of feedback in prior baseline control vs study mini-CEX, and in mini vs Micro-CEX

    B. Evaluation of Feedback in the Micro and Mini-CEX During Study

    Comparison of the feedback given in the mini and micro-CEX during the study is shown in Table 1. Feedback wordcount increased and was more specific with micro-CEX compared to the contemporaneous mini-CEX done by the same pair. However, there were no differences in the proportion of actionable feedback given in both forms.

    C. Discrimination Between Residents in Different Years of Training

    The micro-CEX was able to show progression between the years of training, with a significant rise in the resident’s mean score across the three years of training. On a 4 point score the mean entrustment score increased from 2.45 in the first year of training to 3.30 by the third year (p<0.05). (Figure 2)

    Figure 2. Level of entrustment vs Year of training

    Correlation of residents’ year of training and grading of the mini-CEX domains was moderate (kappa 0.39 to 0.60). There was high correlation between all seven questions in the mini-CEX (kappa 0.7 to 0.8) (see appendix 4), implying that the resident’s score in one domain heavily influenced the score in other domains i.e. a halo effect.

    D. Faculty and Resident Preferences

    21 (out of total 32 participating residents, 65% response rate) residents and 25 (out of total 39 participating faculty, 64.9% response rate) responded to the survey. Faculty and residents felt that the Micro -CEX had better value for both assessment and feedback compared to the Mini-CEX (Table 2).

     

    Mini-CEX

    Mean + SD

    Micro CEX

    Mean + SD

    p value

    t-Stats

    Cohen’s d

    Usefulness for assessment

    Faculty

    6.04 +/- 1.34

    6.57 +/- 0.95

    0.04

    2.23

    0.46

    Residents

    6.00 +/- 1.62

    6.9 +/- 0.91

    0.03

    -2.31

    0.52

    Usefulness for feedback

    Faculty

    6.00 +/- 1.35

    6.87 +/- 1.10

    0.01

    -3.07

    0.64

    Residents

    5.43 +/- 1.40

    6.81 +/- 1.57

    0.09

    -3.82

    0.83

    Table 2. Perceptions of faculty and residents regarding usefulness of mini and micro-CEX for assessment and feedback

    *Scoring is on a 9-point Likert scale, with 1 = not useful at all …. 9 = very useful

    E. Qualitative Data

    Qualitative data from the semi-structured interviews was analysed to better understand what the features of the micro-CEX driving this preference were, and to look for helpful features in the CEX. Themes from the semi-structured interviews were distilled into 6 themes (Table 3):

    1) Make it easy: A recurrent theme was that the micro-CEX was easier to use and the short form could be used by the bedside, on resident or faculty mobile devices.

    2) Immediacy is important: Faculty and residents both prized the ability to integrate the assessment into their daily routines, and this immediacy was very important in enhancing the value of the feedback.

    3) Tell us what it’s for: Faculty and residents both expressed that the intended purpose of the forms needed to be explicit. Uncertainty in purpose of the form resulted in a perception of redundancy with the other assessments, and confusion about summative vs formative intent of the assessment inhibited honest feedback and assessment.

    4) Structure the form so we know what you want: Structuring the form with specific areas to remind them to provide narrative feedback, and what specific areas to provide feedback in, was useful. Faculty and residents both felt that the micro-CEX had better learning value than the mini-CEX.

    5) Choice of assessor matters depending on objective of the tool: Faculty and residents agreed that assessments were frequently affected by the prior experiences between the two, impacting the objectivity of assessments via both the micro-and mini- CEX. Prior engagement with the resident facilitated provision of feedback. However, for assessment purposes, residents felt that a faculty with no prior knowledge of the trainee might be more objective.

    6) Align assessment with learning goals: Many of the residents were preparing for their postgraduate medical examinations, and they found the mini-CEX exercise especially useful if it was conducted in a way similar to their examinations (the Royal College of Physicians PACES exam) – in other words, the utility of the exercise increased greatly when the assessment was aligned with the residents’ own learning goals.

    S/N

    Themes

    Quotations

    1.

    Make it easy to do

    The micro-CEX was “more succinct. So, it’s, it’s much easier to administer” -F

     

    “If it’s a shorter form, even though the quantity may be less maybe the fact that the quality of whatever feedback we’re given is better because they’re really giving the one or two points that really stood out to them that we need to improve on or the one or two things that we really did well” -R

     

    (Regarding the mini-CEX) “The fact that it’s more detailed actually maybe reduces the quality of the feedback because … if you ask me for additional remarks for every single domain, then they just put nil, nil, nil because there’s no time” -F

     

    2.

    Immediacy is important

    “Memory is also fresh because you’ve just done the case and so I think the learning value’s a lot better-R

     

    “I think looking at it in terms of like a learning experience also, um, when we have that micro-CEX on the spot, ah, not only can we address, like all the points immediately, like what the resident should, um, but at the same time, ah, you can kinda go through certain topics at the same setting as well” -F

     

    3.

    What is this for

    “I think we need clear goals as to why we do these, rather than to simply check boxes.” -R

     

    “The form should come with what is the expectation of this, uh, assessment, whether it’s for assessing, or it’s for a feedback, or it’s …. whether this person can work as a HO. I mean, the intention will drive how I assess” -R

     

    “We have a lot of forms, the 360 and the mini-cex and all. Sometimes maybe I personally don’t really see what the difference is sometimes or how it can help to change assessment. I think it’s just extra admin for everyone and everyone just gets fed up doing it” -R

     

    “I think the assessor, sometimes they’re very nice, they know it affects your, your grading or your, your overall performance in the residency, so they try not to be too strict” -R

     

    4.

    Be specific about what you want to know

    The micro-CEX had “I think several features currently that are really quite useful. Number one is that there is the mandatory open-ended field, um, for areas that need improvement and areas that need to be reinforced” -F

     

    I find the comments, uh, quite useful. Maybe not the grades itself, because usually people would just give, like, mod- middle-grade. But, the written comments are actually quite useful” -R

     

    5.

    Choice of assessor matters depending on objective for the tool

    “It’s quite easy for me to, to, to, remember each of them and give them dedicated feedback” -F

     

    “It should be someone that you don’t really know, but maybe in the same department. So, that it can be like, really, like a proper case scenario, yeah. Instead of grading you based on what their other impressions are” -R

     

    6.

    Align assessment with learning goals

    “So I had this one particular case, that was a very good PACES case, that I clerked in the morning, and, we impromptu made it into a mini-CEX kind of session and, and we went in quite in depth into the discussion, and PACES that sort of stuff, and I thought that was very useful.” -R

     

    Table 3. Themes with supporting quotations

    *1 PACES = Membership of Royal Collage Physicians clinical examination, a required exit certification for the residents.

    IV. DISCUSSION

    The most striking result from this study is that even without specific faculty training or other intervention, simplifying the assessment task alone led faculty to write longer, and more specific feedback. Faculty and residents also perceived that the feedback was better. By simplifying the assessment, the faculty’s attention was shifted from grading the resident in multiple domains toward qualitatively identifying good and bad points in the encounter, providing feedback for the residents.

    Proportion of actual actionable feedback in the two forms, however, was not different. This is perhaps because there was no specific faculty training for the study as we felt that the additional training itself would impact results. Specific faculty training may be needed to improve this aspect.

    A Hawthorne effect was noticed in the study (Adair, 1984). The proportion of actionable feedback provided was much more in the mini-CEX done as part of the study compared to baseline controls (Table 1: 3.3% controls vs 28% study mini-CEX, p = 0.005). Word count and specificity also increased. However, despite this, we were still able to show that the micro-CEX induced faculty to provide more and better feedback.

    From the global entrustment scale used in the micro-CEX, it was possible to demonstrate progression from first year to third year of residency (Figure 2). One potential concern is loss of granularity in assessment of different domains, i.e., that we might lose the ability to identify the specific domain in which the resident is weak if we do not ask faculty to score physical examination, history taking, management etc. separately. However, we found a high correlation between the scores in all domains in the mini-CEX (kappa ranged from 0.7 to 0.8, see appendix 4), indicating a strong halo effect. This suggests that in practice, faculty are making a global assessment anyway rather than a separate assessment of separate domains. Faculty and residents perceived that the single global assessment with the micro-CEX provided better assessment.

    The messages from faculty and residents about what they perceive to be important in making the CEX work for them speak for themselves. The importance of making the form easy to administer is very intuitive; the bureaucratic impracticality of paper portfolios was pointed out long ago and e-portfolios were touted as the preferred solution (Van Tartwijk & Driessen, 2009) but the message here is that administrative details have significant impact on the utility of the CEX – many of the issues cited such as the number of assessments an individual assessor has to make, whether the assessor is equipped to do the assessment on the spot, or whether the assessor has prior exposure to the resident or not – are administrative and educational design details that faculty training alone cannot solve.

    Our study had several limitations. Variations in the clinical environment such as ward vs ambulatory clinic, variable workload or competing responsibilities of the faculty and residents might have affected how the CEX was administered. However, distractions in the ward do affect the performance of CEX in real life as well.

    We also note that in this study design, the mini-CEX was performed before the micro-CEX. This was deliberate as the residents and faculty were used to doing the mini-CEX on an ongoing basis so the first mini-CEX would be a “usual” assessment followed by the new assessment. Performing the micro-CEX first might affect how the subsequent mini-CEX was performed.

    In this study, we did not attempt to make judgements about reliability and validity of the micro-CEX as only one specific data point was obtained for each trainee. The mini-CEX is validated to be reliable mainly in the context of repeated tests , and preferably in the context of a coherent program of assessment (van der Vleuten & Schuwirth, 2005). Whether the micro-CEX is able to provide equivalent robust and valid assessment compared to the mini-CEX depends on how it is used and is an area ripe for future study.

    V. CONCLUSION

    Our study demonstrated that the micro-CEX has a high rate of acceptability amongst faculty and residents, as well as a measurable improvement in feedback characteristics compared to the usual mini-CEX. The context in which the form is administered in actual practice has significant impact on its utility for feedback and assessment.

    Ethical Approval

    The study protocol was reviewed by the hospital Institutional Review Board, who deemed this as an educational quality improvement project which did not require IRB approval (Singhealth CIRB Ref: 2018/2696).

    Notes on Contributors

    Thun How Ong conceptualised and designed the study, administered the interviews, analysed the data and wrote the manuscript.

    Hwee Kuan Ong participated in data analysis and coding of the qualitative data.

    Adrian Chan participated in data analysis and in grading of the feedback specificity.

    Dujeepa D. Samarasekera provided input on initial study design and reviewed the manuscript.

    C. P. M. van der Vleuten provided guidance and input at all stages of the study, from initial study design to data analysis and manuscript writing.

    Data Availability

    The data that support the findings of this study are openly available in Figshare repository, at

    https://doi.org/10.6084/m9.figshare.21862068.v1

    Acknowledgement

    The authors would like to acknowledge the contributions of the following:

    Tan Shi Hwee and Nur Suhaila who provided the administrative support that made the whole project feasible.

    The Faculty and Residents who were willing to do the extra CEX and the interviews, and who labour daily in pursuit of the ultimate goal of providing better care for our patients.

    Funding

    No funding was obtained for this study.

    Declaration of Interest

    All authors have no declaration of interest.

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    *Ong Thun How
    Academia, 20 College Road,
    Singapore 168609
    97100638
    Email: ong.thun.how@singhealth.com.sg

    Submitted: 5 April 2023
    Accepted: 17 August 2023
    Published online: 2 January, TAPS 2024, 9(1), 28-35
    https://doi.org/10.29060/TAPS.2024-9-1/OA3035

    Aminda Faizura Omar, Tun Yasmin Iffah Mohd Suria Affandi, Mohd Isyrafuddin Ismail, Mas Suryalis Ahmad & Ilham Wan Mokhtar

    Comprehensive Care Centre of Studies, Faculty of Dentistry, Universiti Teknologi MARA, Malaysia

    Abstract

    Introduction: This study was undertaken to investigate students’ perceptions of innovation-integrated learning, adopted as an alternative approach for special care dentistry (SCD) training.

    Methods: Ninety final-year dental students from the 2021 cohort were divided into eight groups to complete an innovation project dedicated to eight categories of patients with special health care needs. Discussion and final presentations, involving related experts were conducted remotely via an online platform. Then, students were invited to answer a validated online feedback survey on their perceptions of the learning approach.

    Results: The response rate for the feedback survey was 91.1% (n=82). Most students agreed that the activity was interesting, improved their knowledge and understanding of SCD, allowed engagement between peers, supported sharing of ideas and experiences, encouraged student–lecturer interactions, and enhanced knowledge integration and application. Students also expressed that the activity enhanced creativity and innovation, instilled an interest and positive attitude toward learning SCD, and encouraged teamwork. However, a few students noted facing some limitations in completing their projects (i.e., technological challenges and reduced physical access to purchase materials). Around half felt neutral about having an increased workload from this activity. Moreover, perceptions differed regarding time and financial commitments, as well as supervisors’ and patients’ involvement during the project development process.

    Conclusion: Students perceived that the innovation-oriented learning activity, was beneficial in multiple aspects of SCD training.

    Keywords:           Innovation, Learning, Dental Students, Perception

    Practice Highlights

    • We have developed a new integrated teaching method via the utilisation of innovation development for special needs groups.
    • Students’ perceptions of this learning method were explored using both quantitative and qualitative methods via an online feedback questionnaire.
    • Overall, students positively responded to the teaching method when it came to improving their knowledge and understanding of SCD, engagement between peers, sharing of ideas and experiences, student–lecturer interactions, and knowledge integration and application.
    • This novel teaching method achieves the highest level of Bloom’s Taxonomy which is to create something new.

    I. INTRODUCTION

    Special care dentistry (SCD) involves managing patients with special health care needs, such as those with physical, intellectual, psychological impairments as well as complex medical conditions (Royal Australasian College of Dental Surgeons, 2021). At the undergraduate level, many teaching and learning activities have been conducted to provide students with learning experience in this area of patient care. These activities include lectures, community-based learning, simulation exercises and clinical training (Ahmad, Mokhtar, et al., 2020; Mohamed Rohani & Mohd Nor, 2021). Students who received training in SCD were found to have demonstrated better comfort and attitudes in managing patients with special health care needs (Mohamed Rohani et al., 2021).

    However, these learning activities may be compromised by situations that limit face-to-face interactions, either among students, between teacher and learners, as well as with the patients. Such situations may happen due to disease (such as the recent COVID-19 pandemic), geographical barriers and accessibility issues (Amir et al., 2020). It was found that limitations of dental training that requires physical contact may compromise students’ learning experience, thus affecting their competency, knowledge and confidence in patient care (Chang et al., 2021).

    Meanwhile, it has become incumbent on dental education providers to prepare future graduates with essential skills that are deemed beneficial for practicing health care professionals. These skills include innovation, leadership, critical thinking and enterpreneurial abilities (Malaysian Dental Council, 2021). Acquisition of these abilities have been associated with many aspects of personal and professional development including emotional intelligence and practice management (Saleem et al., 2019; Wang et al., 2020).

    In view of the various challenges and demands of the current (and future) educational environment and healthcare needs, an innovation-integrated educational approach was developed and adopted as an alternative teaching and learning method to teach SCD. This approach, undertaken mostly remotely using an online learning platform, involved the integration of students’ cognitive function, psychomotor ability, and affective skills through the development of innovative products to address oral health issues experienced by the different categories of patients with special health care needs. As a novel educational approach, assessment of its effectiveness is therefore essential. This study was undertaken to investigate students’ perceptions of the innovation-integrated learning, conducted remotely via an online platform, developed during the COVID-19 pandemic, as an alternative approach for SCD training.

    II. METHODS

    A. Study design

    This was a descriptive, cross-sectional, quantitative and qualitative study, using a validated online feedback questionnaire involving the final-year undergraduate students of the Bachelor of Dental Surgery program of the Faculty of Dentistry, Universiti Teknologi MARA.

    B. Study Population

    Because this module is a compulsory component of the final-year undergraduate dental curriculum (Faculty of Dentistry, 2022), all students were required to be involved with the group innovation project. However, participation in the online feedback survey was voluntary. At the beginning of the semester, the students were made aware of the study and that their participation in the innovation program and the research were treated separately.

    All students who agreed to participate in the online feedback survey provided informed consent, attached to the information sheet supplied to all potential participants via their official university email. To avoid coercion, students were provided with an explanation in the information sheet that their participation was entirely voluntary and anonymous. Those who wished not to participate in the online feedback survey would not be penalised, and they could withdraw their participation at any point without having to provide a justification.

    C. Study Instrument

    The questionnaire used for the online feedback survey was adopted from the study by Rowe and Wood (2008). It was content-validated by a panel of 2 experts in dental education before its use in the main survey. From the item-level content validatiy index (I-CVI) for each item as well as a summation of the I-CVI divided by the number of average (S-CVI/Ave), a  score of 1 was obtained for both indices as the  panelists rated all items with a score of 3 or 4. The questionnaire consisted of nine items about the perception of students towards this teaching method, measured using a 5-point Likert scale (strongly disagree, disagree, neutral, agree, and strongly agree). Open-ended questions were included at the end of the questionnaire to further explore students’ perceptions of the learning activities.

    D. Study Conduct

    For the group innovation project, all final-year students (n=90) were divided into eight groups, based on their assigned clinical groupings. Each group was assigned to an academic or clinical specialist in SCD, who acted as a supervisor. Eight categories of patients with special health care needs were identified and randomly allocated to the different groups. The categories of patients were 1) hearing disability, 2) speech disability, 3) visual disability, 4) geriatric, 5) Down syndrome, 6) autism, 7) cerebral palsy, and 8) dementia.

    Students were given three months to develop innovative products. They were expected to engage with their supervisors during the whole development process, which involved 1) identification of health complications related to the condition and its impact on oral health, 2) understanding of issues related to patients’ oral health care; 3) creation of a prototype to address the related oral health–related complications. Because all students were at the time subjected to restrictions in having physical classes due to COVID-19 (Samat et al., 2020), large-group discussions and final presentations were undertaken remotely online.

    At the end of this group activity, an online presentation, judged by experts in related fields, was conducted as a form of assessment, as well as constructive feedback on improvements and the marketability of the product. Students were then invited to participate in the online feedback questionnaire, which was distributed via their official university email. An English language questionnaire was used as the respondents were undergraduate dental students with a good command and understanding of the language. A reminder email was sent a week later, with another reminder sent the following week.

    E. Data Analysis

    To maximise the outcome, quantitative data were simplified into a 3-point Likert scale (agree, neutral, and disagree). Using SPSS version 27, the frequency of the data was analysed to compare students’ responses for each item. For analysis of the benefits, the nine items of the questionnaire were further categorised into different themes: Theme 1—Acceptance of the teaching method concept (Item 1), Theme 2—Effectiveness of teaching method (Items 2, 3, 6, and 7), Theme 3—Important role of supervisors (Items 4, 5, and 8), and Theme 4—Impact on students’ workload (Item 9).

    For the qualitative component, data were analysed via thematic analysis involving open and closed coding. Emerging themes were then identified based on these codes, which were then validated through comparisons amongst researchers.

    F. Ethical Approval

    Ethics approval was obtained from the Research Ethics Committee (REC) Universiti Teknologi MARA, Malaysia, in accordance with the Declaration of Helsinki (REC12/2021 [MR 1004]).

    III. RESULTS

    A total of 82 out of 90 students returned the questionnaire, giving a response rate of 91.1%. The frequency of responses for each question or item, categorised into the different themes, is shown in Table 1.

    Items

    Questions

    Themes

    Negative (%)

    Neutral (%)

    Positive (%)

    Item 1

    The program is an interesting new teaching method to learn about Special Care Dentistry.

    Acceptance of teaching methods/ concept

    1.2

    8.5

    91.3

    Item 2

    The program has provided me a clear understanding of the Special Care Dentistry concept.

    Effectiveness of teaching method

    1.2

    9.8

    89.0

    Item 3

    The teaching method managed to integrate the knowledge and clinical implication in Special Care Dentistry.

    1.2

    4.9

    93.9

    Item 6

    The method of teaching allows me to interact effectively with my fellow group mate and the rest of the batch.

    2.4

    7.3

    91.3

    Item 7

    The teaching method supports ideas and experience sharing between students

    0.0

    2.4

    97.6

    Item 4

    The supervisors encourage and accept different opinion.

    Important role of supervisors

    0.0

    3.7

    96.3

    Item 5

    The teaching method provide opportunities for discussion between students and supervisors.

    2.4

    2.4

    95.2

    Item 8

    The supervisors explained the purpose of the program well and structured.

    0.0

    7.3

    92.7

    Item 9

    The teaching method increase the workload of students compared to classroom learning.

    Impact on students’ workload

    7.3

    53.7

    39.1

    Table 1. Frequency of responses for items, categorised into different themes.

    Overall, most students provided positive responses regarding activity acceptance and effectiveness and the supporting role of supervisors. However, slightly more than half of the students felt neutral about the learning activity causing an increased workload compared to classroom learning. 

    The thematic analysis of qualitative data yielded multiple themes that can be categorised into three main areas: 1) benefits of this education method, 2) limitations of this learning intervention, and 3) differing opinions on the integration of the group innovation project into the dental curriculum. 

    A. Benefits of The Study

    Within this area, the students expressed four main themes.

    1) Enhances creativity and innovation: Most students felt that this teaching method had enhanced their creativity in finding methods to manage patients with special dental needs as well as in developing innovations for the group of interest. 

    “This integrated learning helps me with my creativity and critical thinking so we could create an innovation that is appropriate with the current technology.”

    Student 10

    2) Improves knowledge and understanding of SCD: Using innovation in teaching made students delve into the subject matter, thus improving their knowledge of their patients and gaining a deeper understanding of SCD. 

    “A good approach indeed. I have a chance to challenge my understanding and gain new information from my friends, supervisors, and postgraduate students. This helped me develop a new way of thinking and find good literature on SCD.”

    Student 35

    Subtheme 1: Encourages independent information-gathering about SCD

    Some students noted that they had to rely on the resources they had and work by themselves due to the pandemic, which made them more independent when researching topics about SCD.

    “In my opinion, this teaching method is helpful to help the students to understand the special needs module by asking the student to develop products according to the difficulties of the disabilities required.”

    Student 25 

    Subtheme 2: Development of critical thinking and problem-solving skills in SCD

    By giving students the task of developing information, they were forced to solve problems the special interest group faced. Therefore, students believed this made them learn better critical thinking and problem-solving skills.

    “Good to brainstorm ideas and put us in their shoes in order to address their different needs.”

    Student 74

    3) Instils interest and positive attitudes towards learning SCD: Due to their minimal patient experience, most students felt this task made them more interested in their special interest group, which improved their attitudes to learning SCD. 

    “The integrated learning approach gives me ideas on how situations should be handled in real life on aspects like the expectation from special care patients and preparedness as a future dentist to have a special care patient.”

    Student 12 

    4) Encourages teamwork: Some students noted that, even with the isolation, they felt that this type of teaching method had encouraged them to work more closely with not only their teammates but supervisors as well.

    “Innovative program. Good. Made students and supervisors unite as teammates.”

    Student 62

    B. Limitations of this Learning Intervention

    Regarding limitations, two themes were noted.

    1) Technological challenges: Several students experienced poor internet connection throughout the process, which hindered their efficiency. 

    ”Very helpful, but internet connection and environment are some of the barriers for me for not study effectively, I prefer face-to-face learning approach. ”

    Student 72

    2) Reduced physical access to purchasing of materials: The movement control order that was implemented throughout most of the pandemic left most students restricted from being able to access appropriate materials from local or distant suppliers.

    “We faced problems buying materials due to the movement control order.”

    Student 77

    C. Differing Opinions on the Integration of the Group Innovation Project into the Dental Curriculum

    Students had differing opinions on the following aspects.

    1) Time commitment and workload: Despite the lack of face-to-face sessions, some students believed they were given adequate time to create and execute ideas comfortably.

    “Since the project is given so much earlier than the deadline, we are able to create a better project without feeling any burden in completing the module.”

    Student 36

    However, a handful of students felt they needed more time to be able to have performed better for the task.

    “It is an interesting method and helpful to learn special care dentistry, but it is quite time-consuming, and we have restrictions due to COVID-19.”

    Student 65

    2) Financial demands: Depending on the type of innovation they designed, some students felt that the funding provided was not sufficient for them to prepare a good product.

    “Some innovations need to create prototype only because low budget, but it is understandable.”

    Student 74

    However, a few students believed the financial assistance was enough for them to complete their innovation. 

    “The funding provided was sufficient.”

    Student 43 

    3) Guidance from supervisors: Many students noted that their supervisor provided ample guidance throughout the project. 

    “Excellent. Students and supervisors can communicate and deliver knowledge well through this method.”

    Student 19 

    “Our supervisor introduced us to some deaf patients. So we were able to get the patient’s feedback on our product.”

    Student 52

    However, some students believed the transition from face-to-face to online consultations was not ideal for the guidance they needed. 

    “However, there is lacking in communication and discussion between students and supervisors as this is still new to some students.”

    Student 47 

    4) Exposure to SCD practice: Because the students were supposed to have exposure to special care patients in their final year, they believed that this teaching module was sufficient to help them understand patients. 

    “I think this method actually gives a realistic overview of how to work with patients.”

    Student 43

    On the other hand, a few felt that clinical sessions were more beneficial for them to apply the knowledge they have.

    “In my opinion, direct exposure to SND patients would be better so we can apply the knowledge and innovation.”

    Student 76 

    IV. DISCUSSION

    This study involved the undergraduate teaching of SCD for students in a Malaysian dental school. In Malaysia, SCD education has yet to become a compulsory component of the five-year undergraduate curriculum (Naimie et al., 2020). This may be related to various barriers to providing training in this area of dentistry, including a lack of clinical expertise and educational resources (Ahmad et al., 2014). Despite this, Universiti Teknlologi MARA, Malaysia has taken a proactive approach to provide training in SCD, at both undergraduate and postgraduate levels (https://dentistry. uitm.edu.my/index.php/en/). For undergraduate students, teaching and learning of SCD are provided in the final year, as part of the Comprehensive Care Dentistry course (Faculty of Dentistry, 2022). Students undergo a series of lectures, hands-on demonstrations, problem-based learning, tutorials, a clinical rotation in the SCD specialist clinic, and a community engagement activity project (Faculty of Dentistry, 2022).

    Although various teaching and learning interventions have been successfully conducted in the undergraduate training of SCD in previous years (Naimie et al., 2020), the transition from face-to-face training to online distance learning imposed on higher learning institutions in this country during the COVID-19 pandemic (Halim et al., 2021) may lead to compromised learning experiences. This is especially pertinent for SCD training, which involves clinical exposure to various groups of patients (Dougall et al., 2014). As clinical training was limited at that point of time, alternative teaching and learning approaches were designed to ensure students were exposed to issues in managing patients with special health care needs, which in this case was achieved by developing an innovative product to address patients’ difficulty in maintaining satisfactory oral health.

    This study found that students demonstrated favorable responses toward acceptance of such an education intervention. With dental students experiencing physical and mental health deterioration with online distance learning during the COVID-19 pandemic (Lestari et al., 2022), it was encouraging to observe that students in this study found the learning activities interesting. They also opined that the educational method enhanced creativity and innovative skills, which are the highest level of learning domains (Bloom et al., 1964; Miller, 1990). Therefore, acceptance of this training approach has positive implications for its future development and implementation in the undergraduate dental curriculum.

    Various benefits of this learning activity, as reported by students in this study, also further supports the use of innovation-integrated learning for teaching SCD. Participants cited improved knowledge and understanding of SCD, which has been reported as lacking among members of the dental fraternity around the world (Ahmad et al., 2015; Borromeo et al., 2018; Mandasari et al., 2021). They also opined that this learning intervention allowed integration of SCD theory and clinical practice, supporting its effectiveness, which is comparable to a similar approach previously undertaken via face-to-face learning (Ahmad et al., 2020).

    The enhanced student attitude and interest in learning SCD reported in this study suggest a positive impact of learning that could potentially be translated into practice. Those with educational experience in SCD have been found to feel more comfortable and positive in managing patients with special health care needs (Mohamed Rohani et al., 2021). Dental practitioners who received exposure to SCD during university education were also more likely to have provided care to these patients, in comparison with their colleagues without such training experience (Alumran et al., 2018).

    To further enhance students’ attitudes and interest in learning, the role of academicians as supervisors is integral. Academicians who play an effective role could influence students’ active engagement in learning, guide students in achieving learning goals, and enhance their overall learning experience (Sølvik & Glenna, 2021). It was evident in the present study that despite being conducted virtually, this learning activity was successful in encouraging engagement between students and supervisors. Some students also reported receiving assistance from their supervisors in gaining access to patients, whose feedback was sought for improvement of their products. This is an encouraging finding, given previous studies reporting negative implications of virtual and remote learning on student–teacher relationships (Halim et al., 2021). To ensure that all students receive quality supervision, the faculty must monitor the roles and engagement of every academician, especially during learning activities that involve remote delivery.

    Besides improving student–teacher engagement, this learning activity was also beneficial in enhancing peer interactions and teamwork, while allowing sharing of experiences and ideas between students. Although social interaction and group dynamics in learning have been reportedly compromised during the COVID-19 pandemic (Walker & Koralesky, 2021), this education activity was perceived to have overcome this issue. Enhanced teamwork and communication brought about by this activity could provide opportunities for students to develop professionalism, which is integral to the practice of dentistry. Teamwork and effective communication are especially important in the practice of SCD, where multidisciplinary collaboration is mandatory in addressing patients’ complex health care needs (Glassman et al., 2016). The development of skills (e.g., independent information-gathering, critical thinking, problem-solving skills) reported by the study participants is also beneficial in preparing them as competent practitioners who can function at a high level of professionalism.

    Challenges reported by students while undergoing this learning activity (technological difficulties and reduced physical access to purchase materials) demand the attention of faculty and supervisors to be more proactive in addressing the related issues. Nevertheless, with allowance of physical classes recently, this issue would not compromised students’ learning experience should the faculty decide to continue such this approach. Differing opinions about time constraints, heavy workloads, and increased financial demands expressed by students in this study require further investigation and planning by the faculty to ensure that the students receive adequate assistance to support their learning process. Feedback from patients regarding the developed innovative products could be gained through the conduct of proper research that assesses the effectiveness and benefit of the intervention. Consequently, students’ innovative ideas could be further developed for commercialisation, thus equipping them with entreperneurial skills, which is highly recommended to be taught in the higher education curriculum (Tuononen et al., 2022).

    This study also indicates that integrating innovation in the teaching and learning of SCD supports many aspects of student learning that targets the recommended core contents as recommended in the IADH guidelines. These contents include 1) Identifying and  addressing access and barriers to oral health faced by people with special needs (Domain 2), 2) Demonstrating appropriate communication skills when managing patients with special needs (Domain 4),  3) Understanding the impact of impairments, disabilities and systemic conditions on oral health and functions (Domain 5), as well as 4) Developing and applying effective methods when managing patient with special needs, including in planning oral health education program and designing interventions for clinical treatment (Domain 6) (Daly et al., 2014).

    This study is limited by the non-participation of some students, whose responses were not included in the investigation. Nevertheless, the high response rate indicates the representativeness of the study population, hence supporting the validity of the study findings.

    The results of this study provided important information for program developers, faculty, and the dental education fraternity at large. It identified the potential of innovation-integrated learning, for providing SCD training to undergraduate students, including in circumstances that may limit physical access to education.

    V. CONCLUSION

    Students’ acceptance of this teaching method proves it is sufficient and beneficial in improving their creativity and innovation, enhancing their knowledge and understanding of SCD, instilling interest and positive attitudes in learning SCD, and encouraging teamwork and effective communication between peers and supervisors. However, they provided differing opinions on the impact of the learning activity on their workload, time and financial demands, and exposure to SCD practice. Some faced technological challenges and reduced physical access to purchase materials.

    Notes on Contributors

    Aminda F. Omar was involved in literature search, data acquisitions and analysis and the manuscript preparation.

    Tun Yasmin Iffah Mohd Suria Affandi was involved in data acquisitions and analysis.

    Mohd Isyrafuddin Ismail was involved indata acquisition.

    Mas S. Ahmad was involved in study conception and design, data analysis, manuscript editing and review.

    Ilham W. Mokhtar was involved in the study conception and design and manuscript review.

    All the authors approved the final version of the manuscript publication.

    Ethical Approval

    Ethics approval was obtained from the Research Ethics Committee (REC) Universiti Teknologi MARA, Malaysia in accordance with the Declaration of Helsinki (REC12/2021 [MR 1004]).

    Data Availability

    As per the requirement of the local ethics, data will be kept in an enclosed and dedicated facility in the faculty building.

    Acknowledgement

    The authors wish to thank the dental students from Universiti Teknologi MARA, Malaysia for participating in this study. The authors confirm that no financial support was received to fund this work. The authors also confirm they have no interests to declare.

    Funding

    No funding was provided for this study.

    Declaration of Interest

    There are no conflicts of interests.

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    *Ilham Wan Mokhtar
    Faculty of Dentistry, Universiti Teknologi MARA,
    47000, Jln Hospital, Sungai Buloh
    Selangor, Malaysia
    Email: ilham@uitm.edu.my

    Submitted: 30 January 2023
    Accepted: 2 August 2023
    Published online: 2 January, TAPS 2024, 9(1), 20-27
    https://doi.org/10.29060/TAPS.2024-9-1/OA2999

    Mitsumi Masuda, Naomi Kimura & Akemi Nakagaki

    Graduate School of Nursing, Nagoya City University, Japan

    Abstract

    Introduction: The level of BLS achievement at the end of basic education is not clear, so to develop a BLS training program using QCPR Learner and to verify its effectiveness.

    Methods: A quantitative descriptive study design was used. The developed BLS program was implemented for 81 fourth-year students at the school of nursing. The program consisted of 2 minutes of training per student and real-time feedback by QCPR Learner as well as feedback among students and from faculty members and was conducted twice for each student. Evaluation was conducted from three aspects: learner response and program evaluation both using questionnaires, learning achievement of QCPR score.

    Results: The mean values of learners’ responses before and after the program were: attention, 4.32 before and 4.59 after; relevance, 4.48 before and 4.75 after; confidence, 2.32 before and 3.78 after; and satisfaction, 2.12 before and 3.41 after, which increased significantly after the program. The QCPR Learner scores increased significantly from 74.08 for the first time to 86.76 for the second time. In the free response, some respondents stated that “visualisation of the procedure by the application improved my skills.”

    Conclusion: The results of the evaluation from three aspects showed that this program was effective in improving students’ motivation to learn and skills.

    Keywords:           Basic Life Support, Real-Time Feedback, Basic Nursing Education, Simulation Training, QCPR Learner

    Practice Highlights

    • Real-time feedback application was effective in increasing motivation to learn and BLS skills.
    • QCPR Learner can be easily installed on the learner’s device, making it suitable for self-learning.

    I. INTRODUCTION

    A “chain of life support” is necessary to save the lives of individuals in life-threatening situations such as cardiac arrest or asphyxiation, or in imminent danger of such situations, and to lead them back to society (Japan Resuscitation Council, 2020). When a person is unresponsive, it is important to immediately report suspected cardiac arrest and provide basic life support (BLS), which involves a series of procedures to support breathing and circulation including cardiopulmonary resuscitation (CPR) with chest compressions and artificial respiration and the use of an automated external defibrillator (AED). Prompt initiation of CPR by bystanders is essential to improve the survival rate of individuals in cardiac arrest and prompt BLS plays a major role in their reintegration into society. The international consensus on CPR has recently been revised after five years (Nolan et al., 2015), with the updated Japan Resuscitation Council Resuscitation Guidelines published in 2020 (Japan Resuscitation Council, 2020). This guideline includes detailed guidance on compression depth and rhythm of cardiac massage, with improved quality of cardiac massage highlighted as particularly important in increasing survival following cardiac arrest. Effective education and training are important as quality CPR requires accurate compression depth, rhythm, and ventilation volume.

    Studies of BLS simulations for nursing students have reported learning effects in students who had prior knowledge of BLS (Requena-Mullor et al, 2021). However, visual assessment is reported to be inaccurate in assessing quality of CPR (Brennan et al., 2016). Accordingly, the Resuscitation Guidelines 2020 include game-based learning, virtual reality, full mastery learning, iterative learning, and on-site simulation, which did not receive significant attention in the Resuscitation Guidelines 2015 (Japan Resuscitation Council, 2015). The new learning styles advocated by the revised Resuscitation Guidelines are expected to further promote the development and effectiveness of teaching materials. In educational settings, devices that can objectively evaluate CPR skills have been developed as a means of increasing educational effectiveness, with teaching materials that provide real-time feedback increasingly being used. In recent years, the use of feedback devices in BLS training for medical personnel has been shown to improve CPR skills (Abella et al., 2007; Lin et al., 2018; Otero-Agra et al., 2019; Semeraro et al., 2019); however, feedback devices for CPR have not previously been evaluated in prelicensure nursing students.

    Accordingly, we focused on QCPR Little Anne, a cardiopulmonary resuscitation simulator that incorporates a feedback device into CPR training, and QCPR Learner, a dedicated application that allows learners to check their performance. QCPR Learner can be used in conjunction with QCPR Little Anne to obtain objective feedback on the quality of CPR from a smartphone or tablet PC. In the basic nursing curriculum, students are required to acquire BLS skills by the time they graduate from the program. The present study therefore aimed to develop a BLS training program with real-time feedback incorporating QCPR Little Anne and QCPR Learner to enhance emergency response skills in a basic nursing education program. The BLS training program was evaluated according to three aspects: learner response including satisfaction, learning achievement, and overall program evaluation. QCPR is not a skill that can be experienced routinely in clinical practice. In addition, for nursing students, it is a skill that they may not always be able to experience during clinical practice. Objective feedback on the quality of QCPR would help students to further improve their skills through repeated self-leaning.

    II. METHODS

    A. Program Overview

    In the BLS training program, participants were required to study until they achieved a score of 100 on a test of items related to BLS in the online educational tool Nursing Skills as a prerequisite for program participation. This is because in simulation education, it is important to learn practically based on an understanding of knowledge. Those who fulfilled the conditions for participation participated in the program, and a pretest and simulation training assignments were conducted.

    B. Study Participants

    The present study comprised fourth-year undergraduate nursing students in the School of Nursing at Nagoya City University in Japan. All students consented to participation in the present study.

    C. Training Program Development

    The development process of the program used in the present study is described below. CPR is one of the essential skills for both nursing students and health care providers. In clinical settings, BLS training has been shown to be effective in allowing trainees to respond quickly in situations requiring BLS (Kuyt et al., 2021; Shin et al., 2015). However, the effectiveness of BLS education in basic nursing curricula has not been adequately examined despite BLS being a requirement for graduation. In recent years, teaching materials have been developed that allow real-time visualisation of performance using cardiopulmonary resuscitation simulators that incorporate feedback devices. As BLS education is required by nursing students before graduation, visualisation of skills through real-time feedback may represent a useful addition to BLS training.

    The following learning objectives for the program were set with reference to the skills required of nursing students at graduation (Ministry of Health, Labor and Welfare, 2021) and the BLS provider course conducted by the ACLS Association of Japan (American Heart Association, 2016). Goal 1: Be able to perform an initial assessment of an injured or unwell individual following a witnessed collapse. Goal 2: Be able to request support from the emergency response system. Goal 3: Be able to immediately perform CPR. Goal 4: Be able to promptly use an automated external defibrillator (AED). The program focused on how to respond as a bystander following a witnessed collapse of a patient and included BLS training for in-hospital cardiac arrest as an algorithmic simulation that assumes an actual situation. During the program design, interviews were conducted with nurses with extensive BLS teaching experience and experts in simulation education to confirm the appropriateness and validity of the content. In addition, a pilot test was conducted by researchers and nursing faculty with experience in BLS education for nursing students.

    The specific program flow was as follows. An orientation and pre-test were given to participants who met the prerequisites. The simulation used one QCPR Little Anne per group of three to four participants. Each facilitator was assigned one or two groups. After a 10-minute briefing, the participants were divided into groups. Group members took turns and each person performed two 5-minute simulations. Each simulation consisted of preparation, practical (two minutes), and feedback. QCPR Learner real-time feedback consisted of overall score, compression depth, and ventilation rate (Laerdal, 2022). Performers were also advised of the observations of the group members and facilitators. A 20-minute debriefing was held after all participants had completed the simulation. The evaluation was conducted from three aspects: learner response including satisfaction and program evaluation, as Level 1 response of Kirkpatrick’s four-level evaluation method (Gagne et al., 2005), and learning achievement, as Level 2 learning.

    D. Data Collection

    1) Survey Contents:

    As a pre-test, a test consisting of five questions was evaluated the learners’ knowledge before the program. The pre-test was created based on a test of items related to BLS in the online educational tool Nursing Skills, with correct answer scoring one point. Learner responses were assessed before and after the program using a self-administered, anonymous learner response sheet. The response sheet consisted of questions regarding attention, relevance, confidence, and satisfaction on a 5-point Likert scale with reference to previous research (Hirakawa et al., 2018) on the Kirkpatrick’s Four-Level Training Evaluation Model (Alzahrani, 2016) was originally developed. Participants were also given the opportunity to provide free-response statements. As a measure of learning achievement, the overall score for each applicant was used in the study analysis. A Class Evaluation Scale for Nursing Skills Practice (Mochizuki & Nagano, 1999) was administered after the program to allow evaluation of the overall program. The class evaluation scale is a scale consisting of 39 questions on six subscales.

    2) Survey Method:

    Prior to the start of the exercise, the pre-tasks were reviewed, and a pre-test and response sheet were administered. After the program, response sheets and class evaluation scales were distributed to all participants. The response sheets and class evaluation scales were collected anonymously. Data collection was conducted in September 2020.

    E. Data Analysis

    For quantitative data, the correspondence t-test was used to compare test scores and an independent t-test was used to compare data from learner response sheets. Descriptive statistics were used for program evaluations. For qualitative data, free-response statements and class evaluation scores were categorised to maintain semantic content. Codes, subcategories, and categories were checked between researchers to enhance the veracity of the analysis. Quantitative data were analysed using SPSS ver. 28.0.

    III. RESULTS

    A. Overview of Study Participants

    A total of 81 students participated in the present study after provided informed consent. Valid responses were obtained from 78 students (96.2%) for the first response sheet, from 80 students (98.8%) for the second response sheet, and from 78 students (96.2%) for the overall class evaluation form. The mean score on pre-test was 4.57 ± 0.67.

    B. Learner Reactions

    Comparisons of scores from the pre- and post-program response sheets are shown in Table 1 (Masuda, 2023). Significantly increases in all four assessed areas were observed after the program: interest (t= −2.74; P = 0.01), relevance (t= −2.926; P = 0.00), confidence (t= −10.45; P = 0.00), and satisfaction (t=−8.12; p = 0.00). The four items on the response sheets were strongly and positively correlated with interest and satisfaction (pre: r = 0.51; post: r = 0.58) and confidence and satisfaction (pre: r = 0.87; post: r = 0.74) before and after the program, respectively.

     

    Pre-program group (n=78)

    Post-Program group (n=80)

    t

    p

     

    M

    SD

    M

    SD

    Attention to learning BLS

    4.32

    .69

    4.59

    .52

    -2.73

    .01

    Are relevance to learning BLS

    4.48

    .66

    4.75

    .49

    -2.92

    .00

    I am confident in my BLS skills

    2.32

    1.02

    3.78

    .71

    -10.45

    .00

    I am satisfied with my current BLS skills

    2.12

    1.08

    3.41

    .92

    -8.12

    .00

    Table 1. Learners’ responses to BLS in the pre- and post-program

    Independent t-test: M = mean, SD = standard deviation

    The free-response statements were summarised resulting in 116 codes, 17 subcategories, and four categories. Responses related to subcategories and “categories” are shown below (Table 2: Masuda, 2023). The most frequent positive responses were those related to the effectiveness of QCPR Learner. Examples of statements representative of categories and subcategories are provided below.

    Visualisation of the appropriateness of the technique clarified my issues, I can improve by checking my current level with the application and “Visualisation of the technique with the application improved my skills”. Comments related to the effectiveness of QCPR Learner informed the “I improved my skills through repetitive practice training” category consisting of subcategory statements such as I improved my skills through repetitive training, and my skills improved through practical training. The category “Learned the elements of techniques necessary for QCPR” consisted of statements informing subcategories such as using the back mask was difficult and I was able to learn a series of BLS techniques. The category “I realised that the effectiveness of BLS is enhanced through group cooperation” included the subcategory “I was able to enhance my skills with my group members, including encouragement and feedback from members”. Statements informing the “Increased motivation to learn” category included I enjoyed improving my skills, I am glad I participated, I gained confidence, and if something happens, I will be able to implement BLS.

    Subcategory

    Category

    Visualising the appropriateness of the technique helped clarify issues

    Skills improved through visualisation of techniques by application

    Enjoyed learning while improving the accuracy of skills

    The use of the app increased my motivation

    The application allowed me to see my current level of skill so that I can improve

    Practical training improved my skills

    Skills improved through repetitive practice training

    The content was designed for practical use

    I was able to acquire skills through repetitive training

    Skills improved through repetitive training

    Correct use of BM is difficult

    Learned the elements of techniques required for QCPR

    Learned how to use the back mask

    I was able to learn a series of BLS techniques

    Realised that BLS requires physical strength

    I was able to perform high-quality CPR by working together as a group.

    Realised that BLS is more effective when working in a group

    I was able to enhance my skills with my group members

    I learned that BLS is more effective when we work together as a group

    I was able to improve my skills in a fun way

    Increased motivation to learn

    If something happened, I would be able to perform it.

    If something happens, I will be confused, but I will be able to cooperate with others

    I gained confidence

    I am glad to have participated

    Table 2. Categories related to learner response

    C. Learning Achievement

    The second test scores on QCPR Learner were significantly higher than the first test scores (t = −4.78; P = 0.00) (Table3).

    D. Program Evaluation

    Regarding the class evaluation scale administered after the program, the subscale “Time allocation and difficulty of content” scored 59.49 ± 6.12, “Delivery and guidance/advice” scored 33.77± 2.21, “Use and innovation of teaching materials” scored 9.27 ± 1.02, “Demonstration” scored 26.21 ± 4.71, “Interaction among students” scored 9.64 ± 0.84, and “Attitude and response to students and exercises” scored 43.29 ± 3.30 (Table 4).

     

     

     

     

    n=78

     

    1st QCPR

    2nd QCPR

    t

    P

     

    M

    SD

    M

    SD

    QCPR score

    74.08

    23.53

    86.76

    14.29

    -4.78

    0.00

    Table 3. Pre- and post-QCPR score changes

    Paired-samples t-test: M = mean, SD = standard deviation

    n=79

     

    M

    SD

    Time allocation and difficulty of the content

    59.49

    6.12

    Delivery and guidance/advice

    33.77

    2.21

    Use and innovation of teaching materials

    9.27

    1.02

    Demonstration

    26.21

    4.71

    Interaction among students

    9.64

    .84

    Attitude and response to students and exercises

    43.29

    3.30

    Table 4. Evaluation of a class evaluation scale for nursing skills practice

    Subjects were asked to respond to an open-ended question regarding their evaluation of the program, resulting in 29 codes, 10 subcategories, and six categories. Responses related to subcategories and “categories” are shown below (Table 5). Statements related to evaluation of the program content and facilitators informed the category “The facilitator’s involvement was good” consisting of statements representative of the subcategories the entire program was clear and concise, and the facilitator created an easygoing atmosphere. The category “The program time and content were just right” consisted of subcategories informed by statements such as the time of the program was just right, and the amount of the program was just right. There were a few opinions regarding the content of the program and the instructors such as there were some problems with the application, more specific explanations would have been better, and there were too many hours spent on the exercise.

    Subcategory

    Category

    The entire program was clear and concise

    The facilitators involvement was good

    The Facilitators created an easygoing atmosphere

    The time of the program was just right

    The program time and content were just right

    The amount of program was just right

    There were some problems with the application

    There was a glitch in the application

    More specific explanations would have been better

    More specific explanations would have been better

    There were too many hours spent on the exercise

    The time commitment was too much

    The time commitment was too much

    Table 5. Categories related to evaluation of the program

    IV. DISCUSSION

    A. Evaluating Programs from the Perspective of Learner Responses

    The results of the response sheets administered before and after the program demonstrated a significant increase in all items. BLS skills are technical items in the nursing education curriculum designated by the Ministry of Health, Labor and Welfare (Ministry of Health, Labor and Welfare, 2021) that may be required in clinical practice. The implementation of simulations of potential future scenarios promotes student motivation (Hae-Kyoung, 2021). and simulations are known to be an effective learning method for putting theoretical knowledge into practice and reducing fear before encountering real situations (Carrero- Planells et al, 2021). The students were highly satisfied with the simulation in the present study as they had completed their clinical training, had an image of the clinical situation, and recognised that it was a necessary skill for post-graduates.

    In addition, a correlation was observed between interest in BLS and satisfaction with BLS, and between confidence and satisfaction with BLS. The findings indicate that it is necessary to select subjects that are already interested in BLS and likely to have greater satisfaction with BLS training and to structure BLS programs in a way that leads to confidence and satisfaction with BLS skills.

    Many participants in the present study gave positive evaluations of the program, such as “Visualisation of the technique by the application helped me improve my skills.” The effectiveness of visual feedback has been shown to be effective in improving skills in previous studies in other fields (Unell et al., 2021; Yamamoto et al., 2019). The QCPR Learner used in this study also make it clear at a glance whether the current skill of the self is appropriate, due to is visualised the CPR situation in real time. For example, by following the application parameters while performing chest compressions, the learner was able to learn how to utilise his/her own body functions accurately while performing the CPR. Thus, we believe that the real-time visual feedback was a challenge for the learners and helped them to improve their skills.

    The learners also realised that visualisation and repetitive training using the QCPR Learner helped them learn the elements of the technique necessary for high-quality CPR and that the effectiveness of BLS was enhanced through group cooperation. Furthermore, this may have led to increased motivation to learn. The ARCS model (Keller, 2010), a model for improving motivation to learn proposed by John Keller in 1983 (Keller, 1987), describes the following actions that educators should take to improve and maintain learner motivation: attention, relevance, confidence, and satisfaction. From the components of the “Increased motivation to learn” category identified in the present study, the following subcategories were developed: I enjoyed improving my skills, if something happens, I will be able to implement BLS, I gained confidence, and I am glad I participated.

    Considering the four aspects of the ARCS model, “Enjoyed” corresponds to attention, “Will be able to implement” to relevance, “Gained confidence” to confidence, and “Glad to have participated” to satisfaction. A key finding of the present study was the importance of simulating all four aspects of the ARCS model, as evidenced by the increased motivation to learn among participating nursing students.

    B. Learning Effectiveness in terms of Learning Attainment

    Our program used QCPR Little Anne and QCPR Learner to improve BLS skills, with feedback given according to the application score after the first implementation. As a result, significantly higher scores were obtained in the second session. Previous studies have reported that visual feedback enables students to perform challenging procedures such as ensuring the correct depth of chest compressions (Baldi et al., 2017). In our program, students were able to visually perceive them own BLS skills as numerical values indicating weaknesses and areas for improvement, thereby leading to improved BLS skills.

    C. Program Evaluation

    Program feedback, time allocation and difficulty level of the content, communication of significance and objectives, guidance and advice, use and innovation of teaching materials, demonstration, interaction among students, and attitude and response to students and exercises were all highly evaluated in the present study. The program was conducted in small groups after the students watched a demonstration video with clearly stated objectives and goals. We believe this approach increased student motivation to learn BLS skills. The program also received positive feedback from the facilitators and group members during individual training and the facilitators provided timely advice, which led to skill improvement. These results indicate that the program provided appropriate conditions for the acquisition of BLS skills.

    In the results of the free description, most of the participants were positive about the facilitator’s involvement and the duration and content of the program. On the other hand, some participants felt that the program was too time-consuming, albeit only slightly. This may be attributable to the extra time required to change clothes due to coronavirus precautions. In addition, some participants expressed a desire for more practice. The QCPR Learner used in this program can be easily installed on the learner’s own device. We therefore believe that methods that allow self-study at any time may satisfy the desire to learn and lead to skill improvement. Regarding the device, one participant stated “There was a problem with the application”; however, this was expected and could be avoided as a spare device had been prepared in advance. We were able to confirm once again that preparing in advance for anticipated problems and responses to them is an important factor for success when using such devices.

     V. CONCLUSION

    The results of the present study demonstrate that visualisation of skill improvement using an application that provides real-time feedback was effective in increasing motivation to learn and improving BLS skills. This led some of the learners to request further training. Although it is possible to increase the training time per person by increasing the program duration or the number of simulations, this is limited by cost and manpower. Accordingly, it is necessary to establish a self-learning system that enables learning at any time.

    Notes on Contributors

    Mitsumi Masuda, Naomi Kimura, and Akemi Nakagaki contributed to all process of this research and read and approved the final manuscript.

    Dr. Mitsumi Masuda, PhD, RN, is an associate professor at the Graduate School of Nursing, Nagoya City University. She reviewed the literature, designed the study, performed data collection, data analysis and wrote the manuscript. 

    Dr. Naomi Kimura, PhD, RN, MW, is an assistant professor at the Graduate School of Nursing, Nagoya City University. She developed the methodological framework for the study, performed data collection, data analysis and gave critical feedback to the writing of the manuscript. 

    Dr. Akemi Nakagaki, PhD, RN, MW, is an associate professor at the Graduate School of Nursing, Nagoya City University. She performed data collection and data analysis. All the authors have read and approved the final manuscript.

    Ethical Approval

    The present study was conducted with the approval of the Research Ethics Review Committee of Nagoya City University (approval number: 20011-3). The research subjects were informed orally and in writing of the purpose, methods, protection of personal information, respect for their free will, that the submitted assignments would be processed for research after class evaluation so that individuals would not be identified, and that they would not be involved in any individual class evaluation.

    Data Availability

    Datasets generated and/or analysed during the current study are available from the following URL:

    https://doi.org/10.6084/m9.figshare.21918864.v1

    Acknowledgement

    We would like to thank all the nursing students who willingly cooperated in the present study.

    Declaration of Interest

    The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interests.

    Funding Statement

    This study was completed without the support of the funding.

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    *Mitsumi Masuda
    Nagoya City University,
    1, Kawasumi, Mizuho-cho,
    Mizuho-ku, Nagoya, 467-8601, Japan
    +81-52-853-8063
    E-mail: m.masuda@med.nagoya-cu.ac.jp

    Submitted: 9 February 2023
    Accepted: 15 May 2023
    Published online: 3 October, TAPS 2023, 8(4), 23-35
    https://doi.org/10.29060/TAPS.2023-8-4/OA3006

    Sethapong Lertsakulbunlue1, Kaophiphat Thammasoon2, Kanlaya Jongcherdchootrakul3, Boonsub Sakboonyarat3 & Anupong Kantiwong1

    1Department of Pharmacology, Phramongkutklao College of Medicine, Thailand; 2Department of Personnel Administration Division, Phramongkutklao College of Medicine, Thailand; 3Department of Military and Community Medicine, Phramongkutklao College of Medicine, Thailand

    Abstract

    Introduction: Although medical research (MR) is constantly promoted, a global deficit of medical researchers has been noted. We aimed to explore the relationship among practice, perceptions, attitudes, barriers and motivation toward MR and its impacts on MR publication.

    Methods: A cross-sectional study included 262 senior medical students and interns. An electronic, standardised Likert scale questionnaire was used to collect the data. Binary logistic regression was used to determine the odds ratio between characteristics and MR publication. Confirmatory factor analysis was used to confirm the loading factor of each question, and structural equation modeling (SEM) was used to investigate the relationship between latent variables and MR publication.

    Results: Cronbach’s alpha revealed a good internal reliability of 0.93. The accumulated grade point average did not differ between those who had published and those who had not. MR presentations were strongly associated with MR publication. SEM showed that attitudes (0.71, p<0.001) and perceptions (0.27, p<0.001) had a direct effect on practices. Practices (0.49, p<0.001) and attitudes (0.30, p<0.001) had a direct effect on motivation, while motivation had a total effect = 0.36, p<0.001 on MR publication through MR presentation as a mediator.

    Conclusion: Positive attitudes and perceptions might lead to positivity in the intention to practice MR, which would lead to motivation and finally increase the odds of MR publication. Different approaches to promote excitement and perceptions in MR learning should be encouraged by teachers and faculty members.

    Keywords:           Medical Research, Students, Perceptions, Attitudes, Barriers, Motivation

    Practice Highlights

    • Enjoyment and excitement should be promoted while learning medical research.
    • Medical research experiences enhanced publication, particularly medical research presentations.
    • Extracurricular medical research activities should be routinely promoted.
    • Facilitators in medical research might be tailor-made for each individual.
    • Regular meetings regarding medical research with mentors or role models should be held.

    I. INTRODUCTION

    Health-related research is constantly promoted and has gained great importance over time (Sobczuk et al., 2022). However, a global shortage of medical researchers was noted despite an increasing demand for them (Funston et al., 2016). For example, in the US, the proportion of medical researchers has declined from approximately 4.7% to 1.5% in the 1980s and 2014, respectively (Carberry et al., 2021; Davila, 2016; Puljak, 2007). Several barriers toward conducting medical research (MR) have been reported among undergrads and postgraduates. For instance, lack of allotted time, lack of physician engagement in research early during medical students’ training, and lack of mentoring and guidance (Bonilla-Escobar et al., 2017; El Achi et al., 2020; Habineza et al., 2019; Okoduwa et al., 2018). To resolve these problems, medical education has globally incorporated research methods and epidemiology into its curriculum (Carberry et al., 2021). Nevertheless, only a minority of medical students had reached the primary goal of research, namely publishing (Bonilla-Escobar et al., 2017; Carberry et al., 2021; Laidlaw et al., 2012).

    Factors associated with MR publication have been identified. Students from highly ranked undergraduate institutions were more likely to achieve publication. Mentors also played an important role in increasing the likelihood of publication. For example, a student working with a mentor with a PhD degree or a mentor with prior publication(s) with prior mentee(s) increases the chance of achieving publication (Parker et al., 2021). Medical students participating in an extracurricular scientific activity, such as the Scientific Society of Medical Students, or who take a scientific writing skills course, were also associated with greater odds of producing a scientific publication (Valladares-Garrido et al., 2022).

    One of the main reasons researchers conduct a study is because of what they believe (Lev et al., 2010). Attitudes toward and barriers against health research influence research success (Lev et al., 2010; Memarpour et al., 2015; Osman, 2016). Attitudes and motivations toward a particular type of study also showed a positive relationship with achievement (Ma & Xu, 2004; Özer, 2020; Simpson & Oliver, 1990). Furthermore, a theory of success describes perception leading to passion, and the continuation of passion leading to obsession, which drives an individual to succeed (Dange, 2016; Schellenberg et al., 2022).

    Previously, several studies reported descriptive data on attitudes, practices, knowledge levels, perceptions, motivation and barriers involving research among medical and science students (AlGhamdi et al., 2014; Al-Shalawy & Haleem, 2015; Arif et al., 2018; El Achi et al., 2020; Habineza et al., 2019; Memarpour et al., 2015; Osman, 2016; Pallamparthy & Basavareddy, 2019). Even though these factors are known to affect one’s behaviour, to our knowledge, research on whether these factors are associated with research publications among medical students is scarce.

    Without research, no breakthroughs can be achieved in managing disease. Therefore, strategies to enhance medical students’ appreciation of research and publication should be promoted. As a step toward this goal, our study aimed to determine the relations between MR practices, perceptions, attitudes, barriers and motivation toward medical research and their effect on MR publications among senior medical students and internists graduated from Phramongkutklao College of Medicine, Thailand. Furthermore, we also explore the differences in the characteristics and MR experiences of the participants between the publishing group and the non-publishing group. The goal involved influencing future research and actions to increase research publications among physicians in the country and contribute to medical practices. 

    II. METHODS

    A. Study Design and Subjects

    A cross-sectional study based on a self-administered survey was conducted at Phramongkutklao College of Medicine (PCM), Bangkok, Thailand. The survey was distributed among senior medical students, including fourth-, fifth-, and sixth-year students and internists who graduated from PCM. The total number of senior medical students and internists was 292 and approximately 250 interns, respectively. The curriculum at PCM is spread out over six years, with the first three being pre-clinical years spent studying basic science and the last three being clinical years spent developing clinical experiences. An introductory module about MR is mandatory in three years of the curriculum in the third, fourth, and sixth years of medical school. Firstly, third-year medical students learn the basics of MR, such as basic study designs focusing on quantitative methods, data analysis, and research proposal development. Furthermore, students learn about public health aspects, including community participation. Secondly, fourth-year medical students learn more about advanced study designs and are more focused on conducting a study and multivariate analysis. Fourth-year students were divided into eight groups of approximately twelve to conduct a community-based research proposal before finalizing their project as a report. Finally, sixth-year medical students were divided into pairs or a group of three to conduct medical research to improve medical care in a community hospital setting. Then the research is presented, and a manuscript report is submitted. However, an MR publication was not mandatory. After they graduated, the students were sent to both Thai Army hospitals and government hospitals run by the Ministry of Public Health to work as interns.

    The present study included senior medical students and internists due to their similar MR experiences. First, both groups were enrolled within the same curriculum paradigm. Second, the MR presentation and publications are according to the willingness of the student, as MR publications and presentations are not mundane. Finally, almost all the published research among the population is from projects developed during their fourth and sixth years as medical students. Therefore, several projects were published during the internship.

    B. Data Collection

    We used an electronic standardised questionnaire, including six parts: short answer questions for obtaining demographic data; a 5-score Likert scale questionnaire on practice, perceptions, attitudes, barriers, and motivation toward MR. The questionnaire was translated using related published work that is relevant to this paper, as well as the investigators’ experience and context of PCM (El Achi et al., 2020; Funston et al., 2016; Habineza et al., 2019; Ichsan et al., 2018; Kamwendo, 2002; Okoduwa et al., 2018; Pallamparthy & Basavareddy, 2019).  In addition, five expert professors examinedthe content validity and reliability of the questionnaire; pilot testing was conducted among 66 first year medical students and Cronbach’s alpha score ranged from 0.74-0.93.Then the questionnaire was launched in November and December of 2022 as a Google Form and advertised via social media to the study population. Information sheets, objectives, and methods of the study were provided on the first page of the Google Form, which participants were asked to read carefully before agreeing to participate. The questionnaire was then self-completed and took, on average, about 10–15 minutes to complete. The finalised Cronbach’s alphas were 0.83, 0.84, 0.74, 0.89, 0.88, and 0.93 for practices, perceptions, attitudes, barriers, motivation and overall questions, respectively.

    Practice was defined as their willingness or intention to practice MR (El Achi et al., 2020). Perceptions are how the student perceives the importance of MR, while attitude is how they feel about conducting MR (El Achi et al., 2020; Funston et al., 2016). Barriers are defined as what the students perceive as being resistant to conducting MR; on the other hand, motivations are what they perceive as facilitating conducting MR (Habineza et al., 2019; Okoduwa et al., 2018).

    C. Statistical Analysis

    All data were downloaded from Google Forms, and data analyses were performed using StataCorp, 2021, Stata Statistical Software: Release 17. College Station, TX: StataCorp LLC. A frequency distribution of demographic characteristics was performed to describe the study subjects. Categorical data were presented as percentages, and continuous variables were presented as means and standard deviations (SD). Univariable and multivariable logistic regression analysis was used to determine the odds ratio (OR) and adjusted odds ratio (AOR) with a 95% confidence interval (CI) of the association between the characteristics and MR experiences of the participants and the MR publication. All statistical tests were two-sided, and a p-value less than 0.05 was considered statistically significant.

    The structural equation modeling (SEM) using maximum likelihood extraction was done to find out how the latent variables, including practice, perceptions, attitudes, barriers, and motivation, were related and what effect it had on MR publications. The procedure is comprised of two steps. The first is validating the measurement model, which is carried out primarily using confirmatory factor analysis (CFA), and the other is fitting the structural model, which is achieved primarily through path analysis of latent variables. CFA was applied to demonstrate the impact of each question (observed variable) on different beliefs toward MR (latent variable) and presented as a lambda. Questions with a low factor loading (below 0.60) were excluded from the SEM. During the SEM construction, questions with factor loadings below 0.60 were also removed. In the final model, there are 17 observed variables included within the SEM. The samples/observed variable were 15.41, which is more than 10, indicating adequate sample size for SEM (Wolf et al., 2013). The SEM was carried out to investigate the relationship among latent variables and their impact on MR publication in our study population.The six following indices were used to evaluate model fit: (1) the chi-square test, χ2; (2) the chi-square test over degree of freedom (df), χ2/df (3) the comparative fit index, CFI; (4) the Tucker–Lewis index, TLI (5) the root-mean square error of approximation, RMSEA; and (6) the root-mean square residual, (SRMR). All these indices indicated a proposed fit for SEM data. A χ2/df lower than 2, CFI greater than 0.95, TLI greater than 0.95, RMSEA less than 0.06 and SRMR less than 0.06 each indicated a good fit between the data and the hypothesised model.

    III. RESULTS

    A. Characteristic of Participants

    Table 1 demonstrates the characteristics of participants stratified by MR publishing. A total of 139 senior medical students and 123 interns participated in the survey. The response rate was 47.6% and 49.2% for senior medical students and interns, respectively. Over one-fifth (22.1%) of the participants had published MR and were mostly internists (81.0%). Approximately 60% of the participants were male, corresponding to an enrolment at PCM of 60 male and 40 female students. The accumulated grade point average (GPAX) was approximately the same at 3.4±0.3 among both published and those who had not published. Regarding, MR experience or roles served during medical student years, being a group leader (AOR: 2.12, 95% CI: 0.97 to 4.64, p=0.06) was associated with MR publishing. Finally, those having experience in MR presentation, whether oral or poster, and international or national presentation, were strongly associated with MR publishing, with adjusted odds ratios of 4.34 (p<0.001) shown in Table 2.

    Characteristics

    Non-Published

    Published

    n (% of 204)

    n (% of 58)

    Demographics

    Sex

    Male

    119 (58.3)

    37 (63.8)

    Female

    85 (41.7)

    21 (36.2)

    Educational level

    Clinical year

    128 (62.7)

    11 (19.0)

    Intern

    76 (37.3)

    47 (81.0)

    Accumulated grade point average (GPAX)

    Mean ± SD

    3.4±0.3

    3.4±0.3

    Medical research participation

    MR elective

    59 (28.9)

    15 (25.9)

    Time spent on MR (hours/week)

    <1

    119 (58.3)

    27 (46.6)

    1-5

    56 (27.5)

    17 (29.3)

    5-10

    15 (7.4)

    7 (12.1)

    >10

    14 (6.9)

    7 (12.0)

    Extra curriculum research activity

    39 (19.1)

    23 (39.7)

    Academic club activity

    30 (14.7)

    13 (22.4)

    MR experience during medical student

    Group leader

    45 (22.1)

    24 (41.4)

    Design MR

    89 (43.6)

    34 (58.6)

    Proposal writing

    142 (69.6)

    45 (77.6)

    Data enter

    126 (51.5)

    41 (70.7)

    Data analysis

    99 (48.5)

    34 (58.6)

    Literature review

    125 (61.3)

    42 (72.4)

    Manuscript writing

    76 (37.3)

    33 (56.9)

    None

    7 (3.4)

    2 (3.4)

    National MR presentation

    Oral presentation

    23 (11.3)

    22 (37.9)

    Poster presentation

    22 (10.8)

    22 (37.9)

    International MR presentation

    Oral presentation

    7 (3.4)

    8 (13.8)

    Poster presentation

    9 (4.4)

    15 (25.9)

    Published national MR

    0 (0)

    29 (50.0)

    Published international MR

    0 (0)

    37 (63.8)

    MR: Medical Research

    Table 1. Characteristics of participants stratified by medical research publishing experience (N=262)

    Characteristics

    Non-Published

    Published

    OR

    95% CI

    p-value

    AOR

    95% CI

    p-value

    n (% of 204)

    n (% of 58)

    Sex

    Male

    119 (58.3)

    37 (63.8)

    ref

    ref

    Female

    85 (41.7)

    21 (36.2)

    0.79

    0.43-1.45

    0.455

    0.76

    0.37-1.56

    0.458

    Educational level

    Clinical year

    128 (62.7)

    11 (19.0)

    ref

    ref

    Intern

    76 (37.3)

    47 (81.0)

    3.09

    1.74-5.50

    <0.001

    6.67

    3.12-14.28

    <0.001

    Accumulated grade point average (GPAX)

    Mean±SD

    3.4±0.3

    3.4±0.3

    1.02

    0.40-2.59

    0.971

    0.417

    0.12-1.41

    0.159

    Extra curriculum research activity

    39 (19.1)

    23 (39.7)

    2.78

    1.48-5.23

    0.002

    1.47

    0.62-3.46

    0.379

    MR experience during medical student

    Group Leader

    45 (22.1)

    24 (41.4)

    2.49

    1.34-4.63

    0.004

    2.12

    0.97-4.64

    0.060

    MR presentation

    No

    170 (83.3)

    27 (46.6)

    ref

    ref

    Yes

    34 (16.7)

    31 (53.5)

    5.74

    3.05-10.82

    <0.001

    4.34

    1.99-9.47

    <0.001

    MR: Medical Research, OR: Odds Ratio, AOR: Adjusted Odds Ratio, CI: Confidence interval

    Table 2. Univariable and multivariable analysis of characteristics and medical research experiences by medical research publishing experience (N=262)

    B. Confirmatory Factor Analysis of Practices, Perceptions, Attitudes, Barriers and Motivation toward Medical Research

    Table 3 demonstrates the confirmatory factor analysis (CFA) of practices, perceptions, attitudes, barriers and motivation Likert scores and MR publishing experience. In the practice section, all questions had a loading factor of approximately 0.80. The loading factors for perception range from 0.74 to 0.79, except for two questions: (1) research or publication should be mandatory and (2) research experience should be a criterion for residency training. For the attitude section, the CFA found that MR is exciting and MR is enjoyable, with high impacts of 0.89 and 0.87, respectively, followed by MR being valuable and essential for the medical profession, with loading factors of 0.58 and 0.54, respectively. However, for the questions where MR is complicated and time-consuming, the loading factor was relatively low, under 0.30. Regarding barriers, lack of exposure and opportunities, training and support, mentoring and guidance, and lack of personal knowledge of the research process all had a high loading factor of over 0.70. Lack of statistical support, funding, and lack of rewards or motivations had relatively lower loading factors between 0.60 and 0.69. For motivation, pursuit of further education, pursuit of personal interest, improving their potential in research skills, having mentor guidance/role model and to be a part of solving medical problems in society had high loading factors over 0.70.

    Table 3. Confirmatory factor analysis of practice, perception, attitude, barrier and motivation Likert-score and medical research publishing experience

    C. SEM of Practices, Perceptions, Attitudes, Barriers and Motivation and MR Publishing

    The SEM is developed from five latent variables, leading to the outcome, including medical research presentation and publication (Figure 1). We found that perception has a direct effect on both practices (0.27, p<0.001) and motivation (0.12, p= 0.087). Perceptions and attitudes also correlated (0.57, p<0.001). Practices and attitudes have a direct effect on motivation, 0.49 and 0.30, respectively (p<0.001 for both). The indirect effect of attitudes through practices on motivation was 0.71 * 0.49 = 0.35, all coefficients p<0.001. Practices also exhibited a direct negative effect on barriers (-0.13, p= 0.072). Regarding our primary outcome, both motivation and, surprisingly, barriers also revealed a positive direct effect on MR publishing (0.28, p<0.001 for motivation and 0.15, p= 0.014 for barriers). The MR presentation experience also showed a direct effect on MR publication (0.26, p<0.001). Furthermore, MR presentation also acted as a mediator for motivation, with an indirect effect of 0.08 and a total effect of motivation on MR publication of 0.36. The SEM model provided a good fit for the data (χ²/df= 1.67, CFI= 0.96, TLI= 0.95, RMSEA= 0.05, SRMR= 0.05).

    *= P<0.05

    Figure 1. SEM of practices, perceptions, attitudes, barriers and motivation and MR publishing

    IV. DISCUSSION

    We successfully enrolled 139 PCM senior medical students, and 123 interns graduated from PCM. This study is the first to formulate a SEM on the relationship between practices, perceptions, attitudes, motivation and barriers to MR publication and presentation. We found that attitudes, practices and motivation significantly contribute to MR publication and presentation. The roles and experiences that medical students have in medical research during their medical student years are also important to the success of MR publications. However, because our population only includes those who have studied or are studying at PCM, additional external validation may be required.

    This study described how baseline characteristics and MR experiences were associated with MR publication. Unsurprisingly, a higher proportion of interns had published MR. GPAX, on the other hand, were not associated with MR publication, which is a common factor in a relative study with positive associations toward perceptions, attitudes and practices (El Achi et al., 2020). A large study in China also reported that research engagement was associated with improving overall learning outcomes (Zhang et al., 2022). This controversy may be explained by two reasons. First, the time required for developing MR and publications is large and might interfere with normal curriculum activity. A study in Colombia noted that their students believed that they could obtain higher GPAs if they were not involved in research (Bonilla-Escobar et al., 2017). The latter is that MR skills and academic skills might not completely overlap. While MR engagement might improve science, scholarship, and professionalism, other domains, such as clinical practice, require more time and effort to learn (Zhang et al., 2022).

    MR experiences and roles during MR learning also play an important part in MR publication. Experience in MR presentation was strongly associated with MR publication. This may be partially explained by the student’s readiness before the research presentation; students need to be highly knowledgeable about their own research, and knowledge is a key to success and behavioural change (Bettinghaus, 1986; Pengpid et al., 2016). Furthermore, presentation requires planning, preparation, creating visual aids, and practicing one’s presentation skills. The effort and time spent on this process might be motivation to achieve a higher goal, namely publication. Our study demonstrates that MR presentations, whether nationally, internationally, oral, or poster, are highly associated with MR publication. Thus, MR presentations should be promoted.

    Those who had been group leaders had a higher chance of MR publication. During the PCM curriculum, the group leader for MR conduct was never assigned and was elected in each group. Northouse mentioned two forms of leadership: assigned and emergent. Those assigned leadership positions were given the role of group leader. When an individual is perceived as one of the most influential members of a group or organization, that person is exhibiting emergent leadership (Northouse, 2021). Medical leadership development was seen to improve outcomes at the individual, organizational and clinical levels (Lyons et al., 2021). Several leadership training programs in medicine and clinical practices were widely visible. However, to our knowledge, no curriculum focusing on medical research leadership was available.

    Perception is described as a method for identifying and interpreting the environment and the meaning of sensual motivations. Cognition may influence perception, which can also occur subconsciously and without cognizance (Saini et al., 2020). Some literature has been carried out showing perceptions, attitudes, and motivation toward research among medical students, in which those with positive perceptions mostly had positive attitudes and motivation (AlGhamdi et al., 2014; El Achi et al., 2020; Osman, 2016). These were similar to our research showing that perception impacts positively on practices and motivation.

    In line with the current study, the theory of planned behaviour describes that one’s attitude and how they perceive the behaviour directly affect their intention to perform the behaviour (Bosnjak et al., 2020). The SEM also demonstrated that perception and attitude directly affect the population’s intention to conduct MR (practice). Moreover, a study in Turkey on the predictiveness of attitude and motivation on achievement (vocational English course scores) found a significant positive relationship between attitude and motivation, attitude and achievement, and motivation and achievement (Özer, 2020). Therefore, a positive attitude may positively impact their motivation and their willingness to practice MR. The feeling that MR is exciting and enjoyable had the greatest impact on the attitude domain. Hence, activities that increase the excitement and joy of conducting MR should be encouraged.

    The main factors impacting MR publication are motivation, practices, attitudes and perceived barriers. Based on the health-belief model (HBM), providing motivation as needed might help students overcome the triggers of MR barriers so that correct thoughts and perceptions about MR will arise. Thus, techniques derived from motivational interviews might be a useful option for encouraging students toward MR publication (Tober, 2013). One of the most important motivations in our study is having a mentor or role model, and the lack of a mentor constitutes a high-impact barrier. Therefore, mentors should play an important role in guiding their students toward research success. Based on motivational interview techniques, active listening might be the key skill for mentors to better understand their students’ motivations and empower them toward success (Rollnick et al., 2010).

    Surprisingly, our study showed that perceived barriers had a positive impact on MR publication. The perception of a barrier greatly influences the likelihood of an individual’s uptake of that behaviour (Becker & Maiman, 1975). Usually, a barrier is a resistance to achieving a goal, which negatively affects achievement. However, the barriers included in our study consisted of a lack of exposure and opportunities, training and support, mentoring and guidance, and statistical support. As a result, those who had not yet published any medical research may not have had the prestige of encountering these barriers, which is why they are perceived as insignificant.

    The practice domain included three questions: (1) willingness to participate in any research-related task; (2) willingness to spend more than two months on a research project; and (3) willingness to devote the same amount of time to medical research as they did to their university studies, indicating a willingness to practice medical research. Willingness is the quality or state of being prepared to accomplish something. A study in China about speaking English demonstrated that the willingness to communicate is directly related to motivation and mastery approach (Turner et al., 2021). Furthermore, passion and obsession are what drive an individual to succeed (Dange, 2016).

    In view of all the factors presented, mentors have an important role to play in guiding and facilitating the students’ acquisition of adequate experience in medical research during their medical school years. A good extracurricular MR learning environment might be needed to ensure statistical confidence and exposure to conducting research. Actively listening to students and empowering and motivating them to break through barriers may result in successful MR publications. In addition, a different approach to learning MR might be needed to promote attitudes, perceptions and motivations toward MR. According to Self-Determination Theory (SDT), when students perceive that the primary purpose of learning is to obtain external rewards, such as exam grades, they may perform less well due to a detrimental effect on their intrinsic motivation (Deci et al., 1999).

    SDT revealed that three basic needs must be fulfilled to empower one’s attitude and motivation, including autonomy, competence, and a feeling of belonging (Deci et al., 1999). To promote these basic needs, faculty members could provide extracurricular research time, give choice to research topics and mentors, and hire students to be research assistants, if possible, to promote their autonomy (Rosenkranz et al., 2015). Competence could be enhanced by early research skills introduction and practical training (Rosenkranz et al., 2015). Research mentors may play a crucial role in fostering a sense of belonging toward MR by promoting well-functioning group work through guidance and evaluation (Dorrance et al., 2008). Furthermore, portfolios, logbooks and reflective journals are particularly useful to improve the students’ attitude and motivation (Taylor & Hamdy, 2013). Constant positive feedback from mentors during MR activities is encouraged to improve the learning environment (Peifer et al., 2020). A different approach to learning MR might also benefits the MR learning environment, for example, through game-based learning and other collaborative learning models (Blakely et al., 2009).

    The present study encountered several limitations. First, the study included only senior medical students and interns who graduated from PCM, so the model might not be accurately applied to other universities with different curricula and further validation might be needed. Even though most participants who had published a MR were interns (81%), the medical research published was composed while they were medical students. Second, the study was a cross-sectional study, and causal relationships were unavailable. However, according to PCM curricula, for most participants, the MR presentation and their experience with medical research came before the MR publication. Furthermore, personal beliefs change over time, and recall bias might have affected the study results. (Seitz et al., 2017). The beliefs elicited by the questionnaire comprised the participants’ current beliefs, rather than beliefs formed during their participation in medical research publications. As a result, our study investigated only the participants’ current beliefs and their impact on the publication of medical research. A further prospective cohort or qualitative study on whether the students’ current beliefs toward MR are related to successful MR publication is encouraged. Finally, because only participants who volunteered to take part in the study were included, selection bias may also be a significant limitation of this study. Our study had considerable strengths, there had been no reports describing practices, perceptions, attitudes, motivation and barriers toward medical research. However, this is the first study to formulate a SEM model displaying factors related to MR publication.

    V. CONCLUSION

    Medical research experience and positive practices or willingness, perception, attitude, and motivation in medical research might pave the road to a successful MR publication. Medical research experience and extracurricular activities should be supported by both teachers and faculties through active policies. A different approach to medical research learning might also be needed to promote enjoyment and excitement. Finally, external validation needs to be explored to generalise the model.

    Notes on Contributors

    SL reviewed the literature, designed the study, collected the data, data analysis and wrote the manuscript. KT, KJ and BS collected the data, developed the methodology framework and developed the manuscript. AK reviewed the literature, designed the study, data analysis and wrote the first draft.

    Ethical Approval

    The study was approved by the Medical Department Ethics Review Committee for Research in Human Subjects, Institutional Review Board, Royal Thai Army (Approval no. S060q/65_Exp), according to the international guidelines including the Declaration of Helsinki, the Belmont Report, CIOMS Guidelines, and the International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use – Good Clinical Practice (ICH-GCP). A documentation of informed consent was used, and was granted permission by the Institutional Review Board, RTA Medical Department.

    Data Availability

    The datasets used and/or analysed during the current are available from https://doi.org/10.6084/m9.figshare.22128725

    Acknowledgement

    We thank professors Mathirut Mungthin, Ram Rangsin Panadda Hattachote, Phunlerd Piyaraj and Picha Suwannahitatorn for validating our questionnaire and providing support. This work would not have been possible without the active support of Phramongkutklao College of Medicine and its academic leaders.

    Funding

    The authors report that there is no funding associated with the work featured in this article.

    Declaration of Interest

    The authors declare they have no competing interests.

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    *Anupong Kantiwong
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